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13F-HR filed by Arete Wealth Advisors, LLC

Arete Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-28, with 199 holding rows worth $229,397,000.

Accession
0001600151-17-000003
Filed
2017-04-28
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2017

A holdings report, 200 entries on the cover page, a total value of $229,397,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $229,397,000 with VALUE read as thousands by filing date, 13F file number 028-15999. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
AMERICAN INTL GROUP INC026874156*W EXP 01/19/202512,017$10,942,000thousands by filing date
Bank of America Corp060505104COM344,117$8,118,000thousands by filing date
Vanguard S&P 500 ETF922908363COM35,911$7,769,000thousands by filing date
FS KKR CAPITAL CORP302635107COM738,843$7,241,000thousands by filing date
ALPS ETF TR00162Q866ALERIAN MLP452,976$5,757,000thousands by filing date
EOG RES INC COM26875P101Stock57,886$5,647,000thousands by filing date
VANECK ETF TRUST92189F106GOLD MINERS ETF230,954$5,268,000thousands by filing date
CF INDUSTRIES HOLD COM125269100Stock159,347$4,677,000thousands by filing date
AMERICAN INTL GROUP INC COM NEW026874784Stock71,317$4,452,000thousands by filing date
Amazon.com, Inc023135106COM4,825$4,278,000thousands by filing date
KEMPHARM INC COM NEW488445107Stock851,221$4,171,000thousands by filing date
Apple Inc037833100COM26,128$3,754,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM4,072$3,452,000thousands by filing date
SPDR SERIES TRUST78464A698ST STR SP REGBNK62,055$3,389,000thousands by filing date
UNITED STATES STL CORP NEW912909108COM99,453$3,363,000thousands by filing date
HOWARD HUGHES CORPORATION44267D107COMMON STOCK27,292$3,200,000thousands by filing date
CELGENE CORP151020104COM25,222$3,138,000thousands by filing date
TORTOISE MIDSTRM ENERGY FD I89148B101COM150,606$3,130,000thousands by filing date
CORE LABORATORIES N VN22717107COM26,939$3,112,000thousands by filing date
L3 TECHNOLOGIES INC502413107COM18,378$3,038,000thousands by filing date
U S SILICA HLDGS INC90346E103COM63,040$3,025,000thousands by filing date
Berkshire Hathaway Inc084670702COM17,971$2,995,000thousands by filing date
Caterpillar Inc.149123101COM31,924$2,961,000thousands by filing date
BLACKSTONE GROUP LP09253U108COM UNIT LTD95,211$2,828,000thousands by filing date
OCLARO INC67555N206COM287,316$2,821,000thousands by filing date
CANADIAN PACIFIC RAILWAYS13645T100COM19,156$2,814,000thousands by filing date
FLOWSERVE CORP34354P105COM57,112$2,765,000thousands by filing date
SILVER WHEATON CORP828336107COM126,021$2,626,000thousands by filing date
BARRICK GOLD CORP067901108COM127,908$2,429,000thousands by filing date
PIMCO ETF TR72201R7830-5 HIGH YIELD23,969$2,422,000thousands by filing date
ADVENT CONVERTIBLE AND INCOME00764C109COM144,523$2,263,000thousands by filing date
BLACKROCK INTERNATIONAL GROWTH092524107COM BENE INTER383,315$2,219,000thousands by filing date
FIRST TRUST ENHANCED EQUITY IN337318109COM152,201$2,198,000thousands by filing date
LIBERTY531229888COMMON STOCK92,709$2,193,000thousands by filing date
Goldman Sachs Group,Inc.38141G104COM9,533$2,190,000thousands by filing date
LIBERTY ALL-STAR EQUITY FUND530158104SH BEN INT395,714$2,161,000thousands by filing date
DREYFUS STRATEGIC MUN BD FD26202F107COM259,443$2,148,000thousands by filing date
NEW GOLD INC CDA644535106COM711,410$2,120,000thousands by filing date
LIONS GATE ENTMNT CORP535919500CL B NON VTG86,872$2,118,000thousands by filing date
iShares Core Dividend Growth ETF46434V621SHS61,935$1,886,000thousands by filing date
Cisco Systems,Inc.17275R102COM47,958$1,621,000thousands by filing date
ISHARES TR464288687COM40,627$1,572,000thousands by filing date
IJH464287507COM9,117$1,561,000thousands by filing date
VANGUARD INDEX FDS922908637LARGE CAP ETF13,945$1,507,000thousands by filing date
PowerShares QQQ Trust Unit Ser73935A104COM10,507$1,391,000thousands by filing date
INVESCO SR INCOME TR46131H107COM290,142$1,343,000thousands by filing date
TEMPLETON GLOBAL INCOME FD880198106COM201,596$1,341,000thousands by filing date
FIFTH STR SR FLOATNG RATE CORP COM31679F101CEF146,038$1,288,000thousands by filing date
iShares Core US Aggregate Bond ETF464287226SHS11,699$1,269,000thousands by filing date
BERKSHIRE HATHAWAY INC DEL084670108CL A5$1,249,000thousands by filing date
LIBERTY MEDIA CORP DEL531229706COM A BRAVES GRP50,559$1,210,000thousands by filing date
Amgen Inc.031162100COM7,291$1,196,000thousands by filing date
NUVEEN67072C105EXCHANGE TRADED121,433$1,158,000thousands by filing date
CASEYS GEN STORES INC147528103COM9,996$1,122,000thousands by filing date
EXXON MOBIL CORP30231G102COM12,628$1,036,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS14,892$1,030,000thousands by filing date
COLONY NORTHSTAR INC19625W104CL A COM78,282$1,011,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M654GUGG ENH SHT DUR19,664$988,000thousands by filing date
Verizon Communications Inc92343V104COM19,577$954,000thousands by filing date
INDEPENDENCE RLTY TR INC45378A106COM99,300$930,000thousands by filing date
FIDELITY MERRIMACK STR TR316188309TOTAL BD ETF17,956$895,000thousands by filing date
Vanguard Dividend Appreciation ETF921908844SHS9,870$888,000thousands by filing date
Merck & Co.,Inc.58933Y105COM13,682$869,000thousands by filing date
GENERAL ELEC CO369604103COM28,905$861,000thousands by filing date
Guggenheim S&P 500 Equal Weighted ETf78355W106Equity9,440$857,000thousands by filing date
BARCLAYS BANK PLC 8.125% P06739H362ADR PFD SR 532,089$830,000thousands by filing date
Procter & Gamble Co742718109COM9,212$828,000thousands by filing date
POWERSHARES73936Q769EXCHANGE TRADED34,555$804,000thousands by filing date
POWERSHARES73936T573EXCHANGE TRADED27,282$793,000thousands by filing date
SPY78462F103SHS3,347$789,000thousands by filing date
GLOBAL X FDS37950E473GLBL X MLP ETF65,863$765,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM901$747,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF11,679$727,000thousands by filing date
XENIA HOTELS & RESORTS INC COM984017103REIT42,186$720,000thousands by filing date
SELECT INCOME REIT81618T100COM SH BEN INT26,371$680,000thousands by filing date
JPMorgan Chase & Co46625H100COM7,606$668,000thousands by filing date
Microsoft Corp594918104COM10,007$659,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS16,478$648,000thousands by filing date
iShares Floating Rate Bond ETF46429B655SHS12,450$633,000thousands by filing date
AbbVie,Inc.00287Y109COM9,684$631,000thousands by filing date
Wells Fargo & Company949746101COM11,158$621,000thousands by filing date
AGNICO EAGLE MINES LTD COM008474108Stock14,526$616,000thousands by filing date
Johnson & Johnson478160104COM4,836$602,000thousands by filing date
METLIFE INC COM59156R108Stock11,371$601,000thousands by filing date
VIRTU FINL INC928254101CL A35,325$601,000thousands by filing date
PLAINS GP HLDGS L P72651A207LTD PARTNR INT A19,054$596,000thousands by filing date
VIACOM INC92553P201CL B12,695$592,000thousands by filing date
COHEN & STEERS INFRASTRUCTUR19248A109COM27,134$585,000thousands by filing date
Vanguard FTSE All-World ex-US ETF922042775SHS11,950$572,000thousands by filing date
Gilead Sciences,Inc.375558103COM8,323$565,000thousands by filing date
VANGUARDRUSSELL2000ETF92206C664STOK5,050$557,000thousands by filing date
CA INC COM12673P105COM17,408$552,000thousands by filing date
AT&T Inc00206R102COM13,241$550,000thousands by filing date
NUVEEN MUN CR INCOME FD67070X101COM SH BEN INT38,018$547,000thousands by filing date
ISHARES TR46429B663CORE HIGH DV ETF6,403$537,000thousands by filing date
NUVEEN AMT FREE QLTY MUN INC670657105COM39,976$534,000thousands by filing date
BLACKROCK MUNICIPAL INCOME FUN09253X102COM38,021$527,000thousands by filing date
ALLIANCE NATIONAL MUNICIPAL IN01864U106COM39,417$527,000thousands by filing date
VEREIT INC92339V100COM61,854$525,000thousands by filing date
BLACKROCK GLOBAL OPP EQUITY TR092501105COM41,741$518,000thousands by filing date
CVS Health Corporation126650100COM6,557$515,000thousands by filing date
VTI922908769COM4,239$514,000thousands by filing date
RETAIL PPTYS AMER INC76131V202CL A35,272$509,000thousands by filing date
ARCHER DANIELS MIDLAND CO COM039483102Stock11,037$508,000thousands by filing date
MARATHON PETE CORP COM56585A102Stock9,964$504,000thousands by filing date
STATE STR SPDR DOW JONES IND78467X109UT SER 12,423$500,000thousands by filing date
GLAXOSMITHKLINE PLC-ADR37733W105SPONSORED ADR11,828$499,000thousands by filing date
APOLLO COML REAL ESTATE FIN03762U105COM25,780$485,000thousands by filing date
iShares Global Tech ETF464287291SHS3,849$478,000thousands by filing date
Walt Disney Co254687106COM4,202$476,000thousands by filing date
Pfizer Inc.717081103COM13,741$470,000thousands by filing date
ISHARESRUSSELL1000GROWTHETF464287614STOK4,052$461,000thousands by filing date
RITHM CAPITAL CORP COM NEW64828T201REIT27,110$460,000thousands by filing date
iShares Global Healthcare ETF464287325SHS4,273$439,000thousands by filing date
UBS AG LONDON BRH90270L842ETRACS MTH 2XLV25,025$436,000thousands by filing date
WESTERN ASSET EMERGING MARKETS95766A101COM27,744$430,000thousands by filing date
Boeing Company097023105COM2,395$424,000thousands by filing date
BLACKROCK CREDIT ALLOCATION IN092508100COM31,807$419,000thousands by filing date
OAKTREE CAP GROUP LLC674001201UNIT 99/99/99999,213$417,000thousands by filing date
PENNANTPARK INVESTMENT CORPORA708062104COM50,333$410,000thousands by filing date
ISHARES TR464287333GLOBAL FINLS ETF6,716$409,000thousands by filing date
PIMCO ETF TR72201R833ENHAN SHRT MA AC3,972$404,000thousands by filing date
WESTERN UN CO COM959802109Stock19,700$401,000thousands by filing date
ICAHN ENTERPRISES LP451100101Common Stock7,790$399,000thousands by filing date
Abbott Laboratories002824100COM8,810$391,000thousands by filing date
PRINCIPAL FINANCIAL GROUP INC COM74251V102Stock6,136$387,000thousands by filing date
REALTY INCOME CORP COM756109104REIT6,490$386,000thousands by filing date
VWO922042858SHS9,667$384,000thousands by filing date
XEROX CORP984121103COM51,765$380,000thousands by filing date
WEST CORP952355204COM15,400$376,000thousands by filing date
Visa Inc92826C839COM4,196$373,000thousands by filing date
International Business Machines Corporation459200101COM2,119$369,000thousands by filing date
Intel Corp458140100COM10,106$365,000thousands by filing date
ISHARES TR464288414NATIONAL MUN ETF3,352$365,000thousands by filing date
DU PONT E I DE NEMOURS & CO263534109COM4,451$358,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33738D309SENIOR LN FD7,350$356,000thousands by filing date
Southern Company842587107COM7,119$354,000thousands by filing date
GREEN BRICK PARTNERS INC392709101COM35,442$353,000thousands by filing date
SPDR INDEX SHS FDS78463X749ST DOW GLOBA ETF7,458$351,000thousands by filing date
ANNALY CAPITAL MANAGEMENT035710409COM31,410$349,000thousands by filing date
PRUDENTIAL SHT DURATION HG Y74442F107COM22,432$345,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS6,342$338,000thousands by filing date
BLACKROCK DEBT STRATEGIES FD I09255R202COM NEW28,922$333,000thousands by filing date
VGT92204A702SHS2,445$332,000thousands by filing date
Netflix, Inc64110L106COM2,228$329,000thousands by filing date
META PLATFORMS INC CL A30303M102COM2,297$326,000thousands by filing date
SPDR SERIES TRUST BLOOMBERG BR78464A417BLOOMBERG BRCLYS8,772$324,000thousands by filing date
ISHARES TR464287887S&P SML 600 GWT2,107$323,000thousands by filing date
NVIDIA Corp67066G104COM2,884$314,000thousands by filing date
Vanguard Value ETF922908744SHS3,264$311,000thousands by filing date
ISHARES TR464288638ISHS 5-10YR INVT2,846$310,000thousands by filing date
Altria Group Inc02209S103COM4,326$309,000thousands by filing date
Vanguard Growth922908736COM2,541$309,000thousands by filing date
iShares Gold Trust464285105ISHARES25,562$307,000thousands by filing date
NEW SR INVT GROUP INC648691103COM29,945$305,000thousands by filing date
PepsiCo,Inc.713448108COM2,585$289,000thousands by filing date
ISHARES MSCI EAFE SMALL-CAP ETF464288273ETF5,255$285,000thousands by filing date
GLOBAL NET LEASE INC COM NEW379378201REIT11,614$280,000thousands by filing date
Starbucks Corporation855244109COM4,758$278,000thousands by filing date
Dow Chemical Company260543103COM4,333$275,000thousands by filing date
SCHWAB STRATEGIC TR808524771FUNDAMENTAL US L8,100$274,000thousands by filing date
Vanguard Real Estate922908553SHS3,280$271,000thousands by filing date
Accenture Plc Class AG1151C101COM2,254$270,000thousands by filing date
USBANCORPDEL902973304COM NEW5,133$264,000thousands by filing date
iShares S&P Mid-Cap 400 Value ETF464287705SHS1,767$262,000thousands by filing date
SPDR S&P Dividend ETF78464A763SHS2,921$257,000thousands by filing date
3M CO COM88579Y101Stock1,336$256,000thousands by filing date
Chevron Corporation166764100COM2,375$255,000thousands by filing date
DEL TACO RESTAURANTS INC NEW245496104COM18,994$252,000thousands by filing date
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF464288646ETF2,301$242,000thousands by filing date
SPDR GOLD TR78463V107GOLD SHS1,984$236,000thousands by filing date
WISDOMTREE TR97717W851JAPN HEDGE EQT4,551$230,000thousands by filing date
Vanguard Intermediate-Term Bond ETF921937819SHS2,734$229,000thousands by filing date
SHERWIN WILLIAMS CO824348106COM727$226,000thousands by filing date
Citigroup Inc.172967424COM3,684$220,000thousands by filing date
MEDLEY CAP CORP58503F106COM28,620$220,000thousands by filing date
iShares TIPS Bond ETF464287176SHS1,908$219,000thousands by filing date
NORTHWEST BANCSHARES INC COM667340103Stock12,825$216,000thousands by filing date
OMEGA HEALTHCARE INVS INC COM681936100REIT6,560$216,000thousands by filing date
ConocoPhillips20825C104COM4,264$213,000thousands by filing date
VANGUARD HEALTH CARE ETF92204A504ETF1,527$210,000thousands by filing date
Danaher Corporation235851102COM2,440$209,000thousands by filing date
Coca-Cola Company191216100COM4,831$205,000thousands by filing date
COLUMBIA PROPERTY TRUST INC198287203COM NEW9,161$204,000thousands by filing date
PROSPECT CAPITAL CORPORATION74348T102COM22,325$202,000thousands by filing date
Vanguard Small-Cap ETF922908751SHS1,503$200,000thousands by filing date
FORD MTR CO COM345370860Stock17,085$199,000thousands by filing date
TIER REIT COM88650V208COM NEW11,431$198,000thousands by filing date
GUGGENHEIM ENHANCED EQUITY I40167B100COM24,135$195,000thousands by filing date
iShares Silver Trust46428Q109COM10,952$189,000thousands by filing date
EATON VANCE TAX-MANAGED BUY-27828Y108COM12,415$189,000thousands by filing date
NIAGEN BIOSCIENCE INC171077407COM NEW65,093$175,000thousands by filing date
SPIRIT RLTY CAP INC NEW84860W102COM14,745$149,000thousands by filing date
SPROTT PHYSICAL SILVER TR85207K107TR UNIT18,200$126,000thousands by filing date
NORTHSTAR REALTY EUROPE CORP66706L101COM10,231$119,000thousands by filing date
Seadrill Partners, LLCY7545W109LTD24,367$88,000thousands by filing date
AEGON N V007924103NY REGISTRY SHS16,809$86,000thousands by filing date
COMPANHIA SIDERURGICA NACION20440W105SPONSORED ADR15,116$44,000thousands by filing date
ATHERSYS INC04744L106COM13,849$24,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001600151-17-000003this filing2017-04-28acceptance time not in the bulk data set