13F-HR filed by Arete Wealth Advisors, LLC
Arete Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 98 holding rows worth $101,376,000.
- Accession
- 0001600151-14-000001
- Filer
- CIK 1600151
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 98 entries on the cover page, a total value of $101,376,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,376,000 with VALUE read as thousands by filing date, 13F file number 028-15999. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bank of America Corp | 060505104 | COM | 757,680 | $11,798,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 735,190 | $8,778,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 150,976 | $7,707,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,997 | $4,466,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 587,157 | $3,564,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 31,223 | $3,321,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 151,479 | $3,067,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 87,089 | $2,364,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 82,085 | $1,991,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 16,406 | $1,945,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 98,380 | $1,823,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 277,550 | $1,796,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 66,338 | $1,722,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 74,501 | $1,671,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 19,702 | $1,671,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 35,112 | $1,627,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 124,904 | $1,523,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 56,675 | $1,438,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 71,877 | $1,297,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 87,276 | $1,062,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,250 | $1,057,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,748 | $955,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 20,276 | $913,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 51,402 | $906,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 12,785 | $890,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 21,534 | $873,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,701 | $847,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 40,639 | $828,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,321 | $798,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 78,900 | $790,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,203 | $782,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,543 | $756,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 37,000 | $747,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 16,761 | $723,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,342 | $715,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $712,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,200 | $711,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 132,750 | $705,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,930 | $703,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 9,960 | $700,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 12,090 | $692,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 33,446 | $656,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 25,625 | $656,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 24,878 | $615,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 10,319 | $603,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 225,386 | $572,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,158 | $567,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 19,645 | $557,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 42,891 | $544,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,079 | $513,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5,966 | $497,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 6,063 | $495,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,150 | $492,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,703 | $491,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 8,508 | $478,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,402 | $477,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,467 | $463,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,240 | $451,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 10,609 | $441,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 44,129 | $434,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 36,045 | $433,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,994 | $408,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,071 | $393,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 48,764 | $383,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,198 | $374,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,124 | $356,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 20,631 | $355,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 22,806 | $351,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,688 | $334,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,426 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,911 | $314,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 10,885 | $314,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,028 | $311,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,333 | $296,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,825 | $292,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 75,005 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,323 | $264,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 26,414 | $260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,320 | $257,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 24,694 | $248,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 26,285 | $243,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,227 | $237,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,286 | $232,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 25,825 | $232,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 16,598 | $232,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,446 | $230,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,844 | $226,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 980 | $218,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 66,960 | $218,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 9,252 | $213,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 7,229 | $211,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,150 | $207,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 18,350 | $166,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 12,611 | $163,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 17,004 | $148,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 13,850 | $137,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 80,640 | $99,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001600151-14-000001 | this filing | 2014-02-14 | acceptance time not in the bulk data set |