13F-HR filed by Van Hulzen Asset Management, LLC
Van Hulzen Asset Management, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 277 holding rows worth $516,334,000.
- Accession
- 0001600145-20-000002
- Filer
- CIK 1600145
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 277 entries on the cover page, a total value of $516,334,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $516,334,000 with VALUE read as thousands by filing date, 13F file number 028-15895. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 120,596 | $35,413,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 101,037 | $14,738,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 273,833 | $13,133,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 243,954 | $12,176,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 135,506 | $11,998,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 202,083 | $11,185,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 100,670 | $10,695,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 111,685 | $10,552,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 100,238 | $9,495,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 69,867 | $9,365,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 150,584 | $9,246,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 109,436 | $8,866,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 125,955 | $8,789,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 224,113 | $8,781,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 95,884 | $8,767,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 142,130 | $8,427,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 46,317 | $8,171,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 114,659 | $7,893,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 213,375 | $7,656,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 23,661 | $7,648,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 164,250 | $7,137,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 34,607 | $7,103,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 61,400 | $7,100,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,675 | $6,791,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 59,206 | $6,717,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 73,569 | $6,468,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 28,049 | $6,353,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 106,242 | $6,226,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 74,200 | $6,145,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 108,225 | $6,075,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 37,947 | $5,984,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 147,684 | $5,937,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,349 | $5,584,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 84,246 | $5,474,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 116,975 | $5,202,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 34,688 | $4,700,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,356 | $4,495,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 18,080 | $4,359,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 23,762 | $4,012,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 124,863 | $4,002,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 31,116 | $3,750,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,507 | $3,563,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,525 | $3,388,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 7,823 | $3,273,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 51,996 | $3,133,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 52,140 | $3,089,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,017 | $2,924,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 22,620 | $2,825,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 188,779 | $2,737,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 100,731 | $2,613,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 31,812 | $2,516,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 20,048 | $2,499,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 29,347 | $2,495,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 41,123 | $2,461,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 55,915 | $2,344,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 39,945 | $2,250,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,894 | $2,235,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 38,550 | $2,231,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 46,940 | $2,173,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 39,062 | $2,102,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 7,093 | $2,074,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 54,000 | $2,047,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 41,832 | $1,964,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,145 | $1,901,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 35,043 | $1,884,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,259 | $1,812,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,784 | $1,782,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 18,887 | $1,748,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,876 | $1,727,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 19,709 | $1,708,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,311 | $1,665,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 10,460 | $1,561,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 12,421 | $1,560,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 39,510 | $1,544,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 5,939 | $1,517,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 95,853 | $1,427,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 28,146 | $1,414,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 66,722 | $1,377,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,665 | $1,237,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 14,594 | $1,235,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 19,346 | $1,229,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,428 | $1,220,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 16,364 | $1,189,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,042 | $1,173,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 11,355 | $1,144,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,380 | $1,122,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 8,213 | $1,041,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 38,675 | $1,035,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 13,234 | $983,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,361 | $951,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,670 | $942,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 14,373 | $938,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 9,478 | $908,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 15,645 | $907,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,486 | $898,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 42,300 | $893,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,862 | $868,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,151 | $839,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 7,657 | $827,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 11,200 | $825,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,918 | $822,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 20,518 | $817,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 12,039 | $790,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,658 | $786,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,363 | $770,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 52,000 | $762,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,174 | $755,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,662 | $749,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 14,540 | $732,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,624 | $720,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,966 | $704,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,348 | $684,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 21,460 | $673,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,668 | $656,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,347 | $654,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 485 | $648,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 7,541 | $647,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 95,380 | $647,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 10,741 | $646,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 13,658 | $632,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,035 | $631,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,245 | $628,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,371 | $608,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 11,836 | $603,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 16,771 | $599,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,224 | $595,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 29,200 | $588,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 35,665 | $584,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,501 | $580,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,257 | $568,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 4,333 | $561,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 17,920 | $551,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,163 | $547,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 34,337 | $545,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,362 | $543,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 15,039 | $542,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,686 | $533,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,295 | $528,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 12,700 | $516,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 4,083 | $513,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 22,571 | $511,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 7,137 | $510,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,969 | $508,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6,410 | $503,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,453 | $502,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 14,966 | $502,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 32,955 | $501,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 12,501 | $498,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 6,900 | $496,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,662 | $492,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 43,964 | $491,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 21,990 | $490,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 7,741 | $482,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,256 | $480,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,555 | $468,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,529 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,263 | $450,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,717 | $450,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 14,786 | $448,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 13,672 | $446,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 5,870 | $445,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 5,733 | $441,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,125 | $438,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 12,995 | $437,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,174 | $429,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,320 | $429,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 12,300 | $429,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,531 | $425,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,086 | $424,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,796 | $421,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,081 | $418,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 4,276 | $417,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,934 | $416,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,961 | $413,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 8,595 | $413,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,578 | $408,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,088 | $401,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 9,100 | $401,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 5,697 | $397,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,223 | $393,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 34,923 | $392,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,829 | $391,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,634 | $391,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,270 | $391,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,246 | $389,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 6,200 | $388,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,400 | $387,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,224 | $387,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,301 | $383,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,418 | $378,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 15,824 | $372,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 20,044 | $368,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,105 | $364,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,807 | $360,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,940 | $357,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,676 | $353,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,293 | $352,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 14,813 | $351,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 15,916 | $348,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,081 | $346,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $340,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,603 | $331,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,536 | $330,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,711 | $330,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 8,129 | $329,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,080 | $322,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,507 | $321,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 8,480 | $319,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,372 | $313,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,983 | $313,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,114 | $311,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,014 | $309,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,475 | $304,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,024 | $303,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,004 | $300,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,126 | $290,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,612 | $287,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 5,350 | $282,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,455 | $277,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 26,000 | $276,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,858 | $275,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 19,961 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,090 | $272,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 5,908 | $272,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,609 | $269,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,344 | $266,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,312 | $260,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 7,140 | $260,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,439 | $258,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 6,139 | $257,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,060 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,901 | $255,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,000 | $254,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,894 | $253,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,288 | $253,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 10,490 | $252,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 425 | $248,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,011 | $245,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,446 | $244,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,461 | $241,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,448 | $240,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,777 | $235,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 11,127 | $235,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,785 | $232,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,520 | $232,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 17,692 | $232,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,497 | $228,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,506 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,966 | $225,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,244 | $224,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,983 | $221,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,583 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,833 | $219,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,500 | $217,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 35,461 | $217,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,044 | $217,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,499 | $214,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,600 | $214,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,238 | $213,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 9,869 | $212,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 3,700 | $211,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,222 | $208,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 900 | $207,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 873 | $207,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 6,937 | $206,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 8,710 | $205,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,304 | $205,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,650 | $202,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,677 | $201,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,372 | $201,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 20,600 | $158,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 13,258 | $145,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,000 | $130,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,155 | $124,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,220 | $54,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,000 | $43,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 23,500 | $39,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001600145-20-000002 | this filing | 2020-02-12 | acceptance time not in the bulk data set |