13F-HR filed by B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-13, with 146 holding rows worth $70,597,000.
- Accession
- 0001599892-15-000004
- Filer
- CIK 1599892
- Filed
- 2015-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 146 entries on the cover page, a total value of $70,597,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $70,526,000 with VALUE read as thousands by filing date, 13F file number 028-16196. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Altria Group Inc | 02209S103 | COM | 51,132 | $2,781,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 50,364 | $2,110,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,565 | $1,938,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 32,786 | $1,908,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,710 | $1,732,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 114,463 | $1,727,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 48,553 | $1,663,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 22,400 | $1,479,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 40,639 | $1,324,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,321 | $1,151,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 50,080 | $1,124,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 39,769 | $1,002,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 19,658 | $975,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 30,864 | $969,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 31,058 | $921,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 17,557 | $827,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 12,068 | $799,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 7,813 | $783,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,960 | $758,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 9,372 | $738,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 20,500 | $721,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,488 | $718,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 6,933 | $702,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,707 | $699,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 25,326 | $675,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,820 | $669,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,645 | $658,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 51,848 | $647,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,286 | $646,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,052 | $618,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 26,045 | $600,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,407 | $591,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 23,710 | $590,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,196 | $544,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,175 | $543,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 23,184 | $508,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,899 | $496,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 14,570 | $493,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 12,409 | $490,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,553 | $486,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,870 | $472,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,563 | $468,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 9,500 | $458,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,227 | $457,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,696 | $454,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 31,505 | $453,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,821 | $444,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,076 | $440,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 26,200 | $437,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 5,586 | $428,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,014 | $415,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,708 | $405,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,727 | $404,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,821 | $396,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,708 | $396,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,227 | $394,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,294 | $393,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,180 | $387,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 8,600 | $386,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 28,340 | $384,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,595 | $383,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 9,965 | $381,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,974 | $380,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 5,850 | $380,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,613 | $377,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,722 | $356,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 7,348 | $355,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 5,093 | $354,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,753 | $352,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 14,145 | $348,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 11,400 | $347,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,910 | $345,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,233 | $339,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,078 | $339,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,441 | $338,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,025 | $336,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8,369 | $334,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,380 | $326,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,504 | $313,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,400 | $312,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 12,389 | $312,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,926 | $302,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 6,000 | $300,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 7,367 | $296,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,138 | $293,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,366 | $293,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,484 | $292,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 21,345 | $292,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,348 | $290,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 6,363 | $290,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,649 | $287,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 6,238 | $285,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,805 | $283,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 7,082 | $280,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 6,724 | $276,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 9,960 | $266,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 6,412 | $265,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,473 | $263,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 18,890 | $262,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,630 | $259,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,394 | $258,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,187 | $258,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 18,365 | $255,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 8,450 | $254,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 25,565 | $252,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,312 | $249,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,660 | $249,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 19,500 | $247,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,101 | $244,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 8,600 | $244,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 20,378 | $244,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,320 | $242,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 28,625 | $242,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,395 | $241,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,349 | $240,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,067 | $238,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,136 | $238,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 18,396 | $238,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,607 | $235,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,779 | $235,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 12,270 | $234,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,697 | $231,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 379 | $230,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 8,659 | $230,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,675 | $229,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 5,350 | $229,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 3,457 | $229,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 7,200 | $228,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,673 | $228,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,350 | $227,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,611 | $225,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 8,718 | $224,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 16,055 | $221,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 989 | $220,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,519 | $218,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,110 | $212,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 11,560 | $211,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,126 | $209,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,768 | $207,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,921 | $206,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 8,233 | $206,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,195 | $204,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,119 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 8,414 | $203,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,869 | $202,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,065 | $202,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599892-15-000004 | this filing | 2015-10-13 | acceptance time not in the bulk data set |