13F-HR filed by B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-14, with 1,056 holding rows worth $126,282,000.
- Accession
- 0001599892-15-000003
- Filer
- CIK 1599892
- Filed
- 2015-07-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 1,056 entries on the cover page, a total value of $126,282,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $125,767,000 with VALUE read as thousands by filing date, 13F file number 028-16196. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,000 | $34,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,002 | $34,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 30 | $34,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 500 | $34,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 600 | $34,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $33,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,080 | $33,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 3,950 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 439 | $32,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 500 | $32,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 800 | $32,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 2,000 | $32,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 500 | $32,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 400 | $32,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 500 | $32,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,000 | $32,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 434 | $32,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 500 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 505 | $32,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 970 | $31,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 800 | $31,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,600 | $31,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 476 | $31,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 344 | $30,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,226 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 350 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 667 | $30,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 420 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 835 | $30,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,966 | $30,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 501 | $30,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 6,128 | $30,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 800 | $30,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 467 | $29,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,000 | $29,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,629 | $29,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 276 | $29,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 600 | $29,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 400 | $29,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 537 | $28,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 366 | $28,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 263 | $28,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 375 | $28,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 738 | $28,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,000 | $28,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 500 | $28,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 182 | $27,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,000 | $27,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 600 | $27,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 300 | $27,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,872 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 400 | $27,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 261 | $27,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 14,750 | $27,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 907 | $26,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,621 | $26,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 575 | $25,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,601 | $25,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 531 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 520 | $25,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 4,000 | $25,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 5,020 | $25,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 9,000 | $25,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 500 | $25,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 4,300 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 223 | $24,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 800 | $24,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 349 | $24,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,166 | $24,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 1,200 | $24,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,500 | $24,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 5,207 | $24,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 190 | $23,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 297 | $23,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 199 | $23,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 300 | $23,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 207 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 478 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 267 | $23,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,250 | $23,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 4,725 | $23,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 500 | $23,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 280 | $22,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 235 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 210 | $22,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 20 | $22,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,000 | $22,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 930 | $22,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 879 | $22,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 500 | $22,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 600 | $22,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 199 | $21,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 350 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 125 | $21,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 300 | $21,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 450 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 148 | $21,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 2,400 | $21,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 373 | $21,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 720 | $21,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 1,775 | $21,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 136 | $20,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 300 | $20,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 251 | $20,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 403 | $20,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,400 | $20,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 276 | $20,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 300 | $20,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,300 | $20,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,300 | $20,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 200 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 674 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 178 | $19,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 648 | $19,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,000 | $19,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 1,400 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,000 | $19,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,000 | $19,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 500 | $19,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 355 | $19,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 450 | $19,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,620 | $19,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 233 | $18,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 70 | $18,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 3,130 | $18,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 930 | $18,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 2,500 | $18,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 335 | $18,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,600 | $18,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 575 | $18,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,000 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 1,076 | $18,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,000 | $18,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 5,000 | $18,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 845 | $18,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 600 | $17,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 500 | $17,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 500 | $17,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,446 | $17,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 500 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 70 | $17,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 267 | $17,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 400 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 346 | $17,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 200 | $17,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 200 | $17,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 451 | $17,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 1,071 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 429 | $16,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 429 | $16,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,000 | $16,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,802 | $16,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 170 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 200 | $16,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 350 | $16,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 4,070 | $16,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 314 | $16,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 550 | $16,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 538 | $16,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 480 | $16,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,000 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 415 | $16,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 131 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 308 | $15,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 243 | $15,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 300 | $15,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,000 | $15,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 300 | $15,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 866 | $15,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 162 | $14,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,500 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 115 | $14,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 200 | $14,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,000 | $14,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 500 | $14,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 175 | $14,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 165 | $14,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 90 | $14,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 348 | $14,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,500 | $14,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,000 | $14,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $14,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,088 | $14,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,089 | $14,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 145 | $13,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 135 | $13,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 159 | $13,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 128 | $13,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 500 | $13,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 500 | $13,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 250 | $13,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 400 | $13,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,046 | $13,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 100 | $13,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 200 | $13,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 525 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,000 | $13,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 515 | $13,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 13,900 | $13,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 500 | $13,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 2,000 | $13,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,000 | $13,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 9,200 | $13,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 106 | $12,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 434 | $12,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 173 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 134 | $12,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 200 | $12,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 21,000 | $12,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 200 | $12,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,000 | $12,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 3,000 | $12,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 508 | $12,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 473 | $12,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 2,000 | $12,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 2,000 | $12,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 5,444 | $12,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 197 | $11,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 205 | $11,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $11,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 100 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 333 | $11,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 615 | $11,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 300 | $11,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,200 | $11,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 228 | $11,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 100 | $11,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 200 | $11,000 | thousands by filing date | |
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| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,007 | $11,000 | thousands by filing date | |
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| ISHARES TR | 464288513 | IBOXX HI YD ETF | 115 | $10,000 | thousands by filing date | |
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| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 182 | $9,000 | thousands by filing date | |
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| Danaher Corporation | 235851102 | COM | 100 | $8,000 | thousands by filing date | |
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| Texas Instruments Incorporated | 882508104 | COM | 158 | $8,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 103 | $8,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 63 | $8,000 | thousands by filing date | |
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| KEURIG GREEN MTN INC | 49271M100 | COM | 100 | $7,000 | thousands by filing date | |
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| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 52 | $6,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 113 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 66 | $6,000 | thousands by filing date | |
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| PPL CORP COM | 69351T106 | Stock | 200 | $5,000 | thousands by filing date | |
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| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 44 | $4,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 34 | $4,000 | thousands by filing date | |
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| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 51 | $4,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 75 | $4,000 | thousands by filing date | |
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| GOLDCORP INC NEW | 380956409 | COM | 306 | $4,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS LTD | G96655108 | COMMON STOCK | 104 | $4,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 275 | $4,000 | thousands by filing date | |
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| WESTERN REFNG INC | 959319104 | COM | 100 | $4,000 | thousands by filing date | |
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| Micron Technology,Inc. | 595112103 | COM | 200 | $3,000 | thousands by filing date | |
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| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 50 | $3,000 | thousands by filing date | |
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| NORDSON CORP | 655663102 | COM | 41 | $3,000 | thousands by filing date | |
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| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 150 | $3,000 | thousands by filing date | |
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| LENDINGTREE INC | 52603B107 | COM | 50 | $3,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 68 | $3,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 150 | $3,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 500 | $3,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 42 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 69 | $3,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 200 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 602 | $3,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 44 | $3,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 43 | $3,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 100 | $3,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 102 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 100 | $3,000 | thousands by filing date | |
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| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 300 | $3,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 288 | $3,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 150 | $3,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 150 | $3,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 118 | $3,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 19,000 | $3,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 142 | $3,000 | thousands by filing date | |
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| SCHULMAN (A.) INC | 808194104 | COM | 80 | $3,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 300 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 100 | $3,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 526 | $3,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 8,000 | $3,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 200 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 200 | $3,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 100 | $3,000 | thousands by filing date | |
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| CIENA CORP COM NEW | 171779309 | Stock | 100 | $2,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 40 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 100 | $2,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 55 | $2,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 35 | $2,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 175 | $2,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 82 | $2,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 76 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 100 | $2,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 33 | $2,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 25 | $2,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 625 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 500 | $2,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 600 | $2,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 77 | $2,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 100 | $2,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 100 | $2,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 12 | $1,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 35 | $1,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 20 | $1,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 42 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 50 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 370 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 27 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 99 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 93 | $1,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 71 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 38 | $1,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 60 | $1,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 53 | $1,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 16 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 250 | $1,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 97 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 100 | $1,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 100 | $1,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 400 | $1,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 145 | $1,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 125 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 57 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 27 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599892-15-000003 | this filing | 2015-07-14 | acceptance time not in the bulk data set |