13F-HR filed by B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-13, with 1,062 holding rows worth $133,511,000.
- Accession
- 0001599892-15-000002
- Filer
- CIK 1599892
- Filed
- 2015-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 1,062 entries on the cover page, a total value of $133,511,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $132,988,000 with VALUE read as thousands by filing date, 13F file number 028-16196. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGEN CORP | 29265N108 | COM | 500 | $33,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 300 | $33,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 968 | $32,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 750 | $32,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 2,000 | $32,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 465 | $32,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 3,950 | $32,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,504 | $32,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 375 | $32,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 2,450 | $32,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 700 | $31,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 975 | $31,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,599 | $31,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,226 | $31,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 750 | $31,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,920 | $31,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,500 | $31,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 344 | $30,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 732 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 350 | $30,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 500 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 450 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 505 | $30,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 366 | $29,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 45 | $29,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,715 | $29,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 500 | $29,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 600 | $29,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 2,275 | $29,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 537 | $28,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 375 | $28,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 600 | $28,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 300 | $28,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 9,000 | $28,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,000 | $27,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 300 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 120 | $27,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 331 | $27,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,500 | $27,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 3,870 | $27,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 215 | $26,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 245 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 240 | $26,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 387 | $26,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 907 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 260 | $26,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 812 | $26,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,452 | $26,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 47,900 | $26,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 1,200 | $26,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,500 | $26,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 528 | $25,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 590 | $25,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 465 | $25,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,621 | $25,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,156 | $25,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,628 | $25,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 600 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 478 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 554 | $24,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,000 | $24,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 350 | $24,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 400 | $24,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 600 | $24,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 476 | $24,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 1,986 | $24,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 190 | $23,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 350 | $23,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 291 | $23,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 199 | $23,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 103 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,372 | $23,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 2,500 | $23,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 20 | $23,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 346 | $23,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 4,000 | $23,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 875 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 148 | $23,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 2,150 | $23,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 4,725 | $23,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 373 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 710 | $23,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 280 | $22,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 300 | $22,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,000 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 210 | $22,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 150 | $22,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 300 | $22,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,000 | $22,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 600 | $22,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 325 | $22,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 500 | $22,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 720 | $22,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 3,120 | $22,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 199 | $21,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 575 | $21,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 404 | $21,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 399 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 125 | $21,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,400 | $21,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 125 | $21,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 450 | $21,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 500 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 265 | $21,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,350 | $21,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 848 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 1,100 | $21,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 429 | $20,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 300 | $20,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 800 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 653 | $20,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 400 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 674 | $20,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 500 | $20,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 400 | $20,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,111 | $20,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 10,000 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 498 | $19,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 600 | $19,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 250 | $19,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 363 | $19,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 400 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 473 | $19,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 400 | $19,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 500 | $19,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 2,800 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 448 | $19,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 845 | $19,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 1,071 | $19,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 45 | $18,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 173 | $18,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 930 | $18,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,437 | $18,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,500 | $18,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 100 | $18,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,600 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 804 | $18,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,000 | $18,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 200 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 374 | $18,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 1,400 | $18,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,700 | $18,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 2,500 | $18,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,000 | $18,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 355 | $18,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 200 | $17,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 500 | $17,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 500 | $17,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 3,108 | $17,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 500 | $17,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 200 | $17,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 367 | $17,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 550 | $17,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 537 | $17,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 450 | $17,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,000 | $17,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 131 | $16,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 214 | $16,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,734 | $16,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 168 | $16,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 500 | $16,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 243 | $16,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 300 | $16,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 500 | $16,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 758 | $16,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,040 | $16,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 500 | $16,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,000 | $16,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 480 | $16,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 308 | $15,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 147 | $15,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 400 | $15,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 175 | $15,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 164 | $15,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 500 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 348 | $15,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,000 | $15,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 5,000 | $15,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 700 | $15,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 21,000 | $15,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,000 | $15,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,077 | $15,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,350 | $15,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 135 | $14,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,000 | $14,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 100 | $14,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 500 | $14,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,000 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 114 | $14,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 200 | $14,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,036 | $14,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,000 | $14,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 300 | $14,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,000 | $14,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 100 | $14,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 515 | $14,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 866 | $14,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 200 | $14,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,300 | $14,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 200 | $14,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,078 | $14,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 5,444 | $14,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 145 | $13,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 135 | $13,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 167 | $13,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 159 | $13,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 128 | $13,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 127 | $13,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 96 | $13,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 400 | $13,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 250 | $13,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 434 | $13,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 175 | $13,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 400 | $13,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,000 | $13,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 134 | $13,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 2,000 | $13,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,000 | $13,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $13,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 478 | $12,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 105 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 228 | $12,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 100 | $12,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 200 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 486 | $12,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 100 | $12,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 200 | $12,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 3,000 | $12,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 499 | $12,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 197 | $11,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 122 | $11,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $11,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 195 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 328 | $11,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 200 | $11,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 450 | $11,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 422 | $11,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 200 | $11,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 500 | $11,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 900 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 601 | $11,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 1,012 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 78 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 113 | $10,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 800 | $10,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 175 | $10,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 730 | $10,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 500 | $10,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 200 | $10,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 108 | $10,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 3,000 | $10,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,000 | $10,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 300 | $10,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 250 | $10,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 200 | $10,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 1,000 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 200 | $10,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 400 | $10,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 5,000 | $10,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 210 | $10,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 473 | $10,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 375 | $10,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 63 | $9,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 500 | $9,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 200 | $9,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 183 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 300 | $9,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 850 | $9,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 700 | $9,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 200 | $9,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 200 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 304 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,183 | $9,000 | thousands by filing date | |
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| TRIANGLE CAP CORP | 895848109 | COM | 400 | $9,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,000 | $9,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 400 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 370 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 371 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 370 | $9,000 | thousands by filing date | |
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| RetailMeNot Inc | 76132B106 | COM SER 1 | 500 | $9,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 90 | $8,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 100 | $8,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 118 | $8,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 157 | $8,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 103 | $8,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 98 | $8,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $8,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 76 | $8,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 200 | $8,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 250 | $8,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 98 | $8,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 200 | $8,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 400 | $8,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 416 | $8,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 200 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 200 | $8,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 1,375 | $8,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 100 | $7,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 34 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 81 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 146 | $7,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 100 | $7,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 300 | $7,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 900 | $7,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 372 | $7,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 253 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 100 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 300 | $7,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 800 | $7,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,043 | $7,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 431 | $7,000 | thousands by filing date | |
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| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 700 | $7,000 | thousands by filing date | |
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| HALCON RES CORP | 40537Q209 | COM NEW | 5,000 | $7,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 600 | $7,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 1,394 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 300 | $7,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 113 | $6,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 124 | $6,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 200 | $6,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 500 | $6,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 150 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 185 | $6,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 527 | $6,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 92 | $6,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 96 | $6,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 300 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 65 | $6,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 800 | $6,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 5,500 | $6,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,000 | $6,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 432 | $6,000 | thousands by filing date | |
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| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 200 | $6,000 | thousands by filing date | |
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| GTX INC | 40052B108 | COM | 9,200 | $6,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 350 | $6,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 490 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 200 | $6,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 312 | $6,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 200 | $5,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 45 | $5,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 91 | $5,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 75 | $5,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 100 | $5,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 75 | $5,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 80 | $5,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $5,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 61 | $5,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 400 | $5,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 100 | $5,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 200 | $5,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 44 | $5,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 250 | $5,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 160 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 50 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 49 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 212 | $5,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 50 | $5,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 60 | $5,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 150 | $5,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 209 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 340 | $5,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 303 | $5,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 150 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 57 | $5,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 103 | $5,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 1,044 | $5,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 300 | $5,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 44 | $4,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 34 | $4,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 50 | $4,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 50 | $4,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 34 | $4,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 56 | $4,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 25 | $4,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 588 | $4,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 150 | $4,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 20 | $4,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 200 | $4,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 41 | $4,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 115 | $4,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 100 | $4,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 300 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 100 | $4,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 67 | $4,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 422 | $4,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 500 | $4,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 29 | $4,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 200 | $4,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 120 | $4,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 50 | $4,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 100 | $4,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 100 | $4,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 600 | $4,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS LTD | G96655108 | COMMON STOCK | 103 | $4,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 350 | $4,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 75 | $4,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 150 | $4,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 100 | $4,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 400 | $4,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 100 | $4,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 100 | $4,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 100 | $4,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 96 | $4,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 1,150 | $4,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 54 | $3,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 25 | $3,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 45 | $3,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 73 | $3,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 20 | $3,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 41 | $3,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 300 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 77 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 150 | $3,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 75 | $3,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 150 | $3,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 150 | $3,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 500 | $3,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 42 | $3,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 175 | $3,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100 | $3,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 61 | $3,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 66 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 69 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 602 | $3,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 76 | $3,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 150 | $3,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 120 | $3,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 43 | $3,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 685 | $3,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 286 | $3,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 100 | $3,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 150 | $3,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 25 | $3,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 122 | $3,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 200 | $3,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 625 | $3,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 142 | $3,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 400 | $3,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 80 | $3,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 508 | $3,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 8,000 | $3,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 200 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 200 | $3,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 40 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 100 | $2,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 54 | $2,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 35 | $2,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 175 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 100 | $2,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 370 | $2,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 82 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 39 | $2,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 91 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 44 | $2,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 100 | $2,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 104 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 100 | $2,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 50 | $2,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 400 | $2,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 33 | $2,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 115 | $2,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 9,000 | $2,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 145 | $2,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 275 | $2,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 600 | $2,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 77 | $2,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 500 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 55 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 368 | $2,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 230 | $2,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 35 | $1,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 100 | $1,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 20 | $1,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 42 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 27 | $1,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 47 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 99 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 20 | $1,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 71 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 38 | $1,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 52 | $1,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 16 | $1,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599892-15-000002 | this filing | 2015-04-13 | acceptance time not in the bulk data set |