13F-HR filed by B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-28, with 1,063 holding rows worth $122,756,000.
- Accession
- 0001599892-15-000001
- Filer
- CIK 1599892
- Filed
- 2015-01-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,063 entries on the cover page, a total value of $122,756,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,239,000 with VALUE read as thousands by filing date, 13F file number 028-16196. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YAMANA GOLD INC | 98462Y100 | COM | 250 | $1,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 400 | $1,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,050 | $1,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 1,280 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 57 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 70 | $1,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 1,000 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VGT | 92204A702 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK CDA COM | 780087102 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINTAS CORP COM | 172908105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMKEN CO | 887389104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRATON CORPORATION | 50077C106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERN CO | 276317104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALENCE TECHNOLOGY INC BANKRUPTCY EFF: 03/07/14 | 918914102 | COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BAKER HUGHES INC | 057224107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRIUM INC | 008916108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 597 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON MINERALS CORP | 780911103 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALICO INC | 591176102 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLYCORP INC DEL | 608753109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARDINGE INC | 412324303 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUBIC ENERGY INC | 229675103 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN WEST ENERGY TRUST | 707885109 | Stock | 328 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592200 | CMN | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MABVAX THERAPEUTICS HOLDINGS, INC. | 55414P108 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Call NSC 3-18-16 @ 100 | C00100000 | E | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (BIDU) BAIDU COM INC 01/02/2015 @ $230 | C00230000 | CALL | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALL (GMCR) KEURIG GREEN MTN INC 03/20/2015 @ $150 | C00150000 | CALL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PUT (QQQ) POWERSHARES QQQ TRUST 01/17/2015 @ $95 | P00095000 | PUT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUT (SPY) SPDR S&P 500 ETF TRUST 01/17/2015 @ $195 | P00195000 | PUT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599892-15-000001 | this filing | 2015-01-28 | acceptance time not in the bulk data set |