13F-HR filed by B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-03, with 1,107 holding rows worth $135,182,000.
- Accession
- 0001599892-14-000003
- Filer
- CIK 1599892
- Filed
- 2014-10-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 1,107 entries on the cover page, a total value of $135,182,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $134,628,000 with VALUE read as thousands by filing date, 13F file number 028-16196. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIOGEN INC COM | 09062X103 | Stock | 100 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,404 | $33,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 321 | $33,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 17,500 | $33,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 383 | $32,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 700 | $32,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 465 | $32,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,029 | $32,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 500 | $32,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 1,200 | $32,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,405 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 500 | $31,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 3,900 | $31,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 640 | $31,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,900 | $31,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 370 | $30,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,226 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 335 | $30,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,600 | $30,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 600 | $30,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,824 | $30,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 325 | $29,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 530 | $29,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,900 | $29,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 2,000 | $29,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 348 | $28,000 | thousands by filing date | |
| VTI | 922908769 | COM | 280 | $28,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 375 | $28,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 322 | $28,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 590 | $28,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,000 | $28,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 4,000 | $28,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,300 | $28,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 600 | $28,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 233 | $27,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 362 | $27,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,715 | $27,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,000 | $27,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 400 | $27,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 213 | $27,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 390 | $27,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 615 | $27,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,475 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 1,100 | $27,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 522 | $26,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 720 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 687 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 155 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 673 | $26,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,850 | $26,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 648 | $26,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,600 | $26,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 2,000 | $26,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 182 | $25,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 452 | $25,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,000 | $25,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,300 | $25,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,381 | $25,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 260 | $25,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 3,009 | $25,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 600 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 505 | $25,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 379 | $24,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 2,500 | $24,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 465 | $24,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,135 | $24,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 400 | $24,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,045 | $24,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,763 | $24,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 2,800 | $24,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 405 | $23,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 300 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 500 | $23,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 2,625 | $23,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 714 | $22,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 191 | $22,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 209 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000 | $22,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 20 | $22,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,500 | $22,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 485 | $22,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 500 | $22,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 615 | $22,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,548 | $22,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 600 | $22,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 850 | $22,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 720 | $22,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $21,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 344 | $21,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 500 | $21,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 300 | $21,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 811 | $21,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,000 | $21,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 600 | $21,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 1,500 | $21,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 199 | $20,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,000 | $20,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 103 | $20,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 930 | $20,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 747 | $20,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 756 | $20,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 500 | $20,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 3,500 | $20,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,750 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 710 | $20,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 3,180 | $20,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 836 | $20,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 500 | $20,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 600 | $20,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 5,000 | $20,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 845 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 485 | $19,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 210 | $19,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 172 | $19,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 304 | $19,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,407 | $19,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,504 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,600 | $19,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 755 | $19,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 650 | $19,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,183 | $19,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 616 | $19,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 7,300 | $19,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 5,000 | $19,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,000 | $19,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 2,750 | $19,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,550 | $19,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 340 | $18,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 575 | $18,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 900 | $18,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 200 | $18,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 500 | $18,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 300 | $18,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 392 | $18,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $18,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,500 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 370 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 214 | $18,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 800 | $18,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,300 | $18,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,000 | $18,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 1,400 | $18,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 670 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 550 | $18,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 536 | $18,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 850 | $18,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 523 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 530 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 486 | $18,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 500 | $17,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 350 | $17,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 685 | $17,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,500 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 125 | $17,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 500 | $17,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 700 | $17,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 700 | $17,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 200 | $17,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,400 | $17,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 8,090 | $17,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 228 | $16,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 338 | $16,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 600 | $16,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,000 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 715 | $16,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 500 | $16,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 173 | $16,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 950 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 170 | $16,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 4,000 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 398 | $16,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 300 | $16,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,300 | $16,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,200 | $16,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 1,000 | $16,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 5,444 | $16,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 288 | $15,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 122 | $15,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 500 | $15,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 502 | $15,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 168 | $15,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 463 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 545 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 490 | $15,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,040 | $15,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,200 | $15,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 900 | $15,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 450 | $15,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 300 | $14,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 130 | $14,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 74 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 324 | $14,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,800 | $14,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,405 | $14,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 198 | $14,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 480 | $14,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 175 | $14,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 200 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 913 | $14,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 400 | $14,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 309 | $14,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 455 | $14,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,111 | $14,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 4,000 | $14,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 202 | $14,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 4,000 | $14,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 145 | $13,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 135 | $13,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 159 | $13,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 200 | $13,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 132 | $13,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 158 | $13,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 200 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 300 | $13,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 100 | $13,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 3,000 | $13,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,500 | $13,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 400 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,000 | $13,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 40 | $13,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 3,250 | $13,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 300 | $13,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 900 | $13,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 397 | $12,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 199 | $12,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 417 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 268 | $12,000 | thousands by filing date | |
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| Chubb Corporation | 171232101 | Equity | 133 | $12,000 | thousands by filing date | |
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| Vanguard Utilities ETF | 92204A876 | SHS | 122 | $11,000 | thousands by filing date | |
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| VALE S A | 91912E105 | SPONSORED ADS | 1,069 | $11,000 | thousands by filing date | |
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| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 200 | $11,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 250 | $11,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 500 | $11,000 | thousands by filing date | |
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| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 250 | $11,000 | thousands by filing date | |
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| GAS NAT INC | 367204104 | COM | 1,000 | $11,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 450 | $11,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 123 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 110 | $10,000 | thousands by filing date | |
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| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,000 | $10,000 | thousands by filing date | |
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| ISHARES TR | 464288448 | INTL SEL DIV ETF | 300 | $10,000 | thousands by filing date | |
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| SPDR SER TR | 78464A870 | S&P BIOTECH | 70 | $10,000 | thousands by filing date | |
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| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 171 | $10,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 200 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 200 | $10,000 | thousands by filing date | |
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| Accelerate Diagnostics | 00430H102 | COM | 473 | $10,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 3,000 | $10,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 98 | $9,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 115 | $9,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 78 | $9,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 200 | $9,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 102 | $9,000 | thousands by filing date | |
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| FIRST SOLAR INC COM | 336433107 | Stock | 150 | $9,000 | thousands by filing date | |
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| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 108 | $9,000 | thousands by filing date | |
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| NORDSTROM INC | 655664100 | COM | 146 | $9,000 | thousands by filing date | |
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| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 700 | $9,000 | thousands by filing date | |
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| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 400 | $9,000 | thousands by filing date | |
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| MYLAN INC | 628530107 | COM | 200 | $9,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 600 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 370 | $9,000 | thousands by filing date | |
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| ISHARESAGENCYBONDETF | 464288166 | STOK | 76 | $8,000 | thousands by filing date | |
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| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 104 | $8,000 | thousands by filing date | |
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| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 300 | $8,000 | thousands by filing date | |
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| HESS CORP | 42809H107 | COM | 91 | $8,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 751 | $8,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 220 | $8,000 | thousands by filing date | |
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| ARROWHEAD RESEARCH CORP | 042797209 | COM | 600 | $8,000 | thousands by filing date | |
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| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 100 | $8,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 3,000 | $8,000 | thousands by filing date | |
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| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 500 | $8,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 500 | $8,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 90 | $7,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 100 | $7,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 200 | $7,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 97 | $7,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 89 | $7,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 400 | $7,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $7,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 331 | $7,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 72 | $7,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 411 | $7,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 300 | $7,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,043 | $7,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 550 | $7,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 400 | $7,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 200 | $7,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 500 | $7,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 625 | $7,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 151 | $7,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 710 | $7,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 594 | $7,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 8,000 | $7,000 | thousands by filing date | |
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| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 300 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 475 | $7,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 125 | $6,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 118 | $6,000 | thousands by filing date | |
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| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 200 | $6,000 | thousands by filing date | |
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| GTX INC | 40052B108 | COM | 9,350 | $6,000 | thousands by filing date | |
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| CLEAN HARBORS INC COM | 184496107 | Stock | 100 | $5,000 | thousands by filing date | |
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| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 44 | $5,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 158 | $5,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 100 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 50 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 100 | $5,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 500 | $5,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 400 | $5,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 500 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 66 | $5,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 100 | $5,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 209 | $5,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 96 | $5,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 40 | $5,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 3,700 | $5,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 150 | $5,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 300 | $5,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 150 | $5,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 410 | $5,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 500 | $5,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 350 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 200 | $5,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 230 | $5,000 | thousands by filing date | |
| PUT (SPY) SPDR S&P 500 ETF TRUST 01/17/2015 @ $195 | P00195000 | PUT | 10 | $5,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 50 | $4,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 45 | $4,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 74 | $4,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 75 | $4,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 100 | $4,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 41 | $4,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 61 | $4,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 75 | $4,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 61 | $4,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 200 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 100 | $4,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,000 | $4,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 500 | $4,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 200 | $4,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 150 | $4,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 150 | $4,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 120 | $4,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,000 | $4,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 685 | $4,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS LTD | G96655108 | COMMON STOCK | 101 | $4,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 350 | $4,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 400 | $4,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 100 | $4,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 120 | $4,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 300 | $4,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 1,000 | $4,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 20 | $4,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 400 | $4,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 57 | $4,000 | thousands by filing date | |
| CALL (SPY) SPDR S&P 500 ETF TRUST 10/18/2014 @ $197 | C00197000 | CALL | 20 | $4,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 44 | $3,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 36 | $3,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 34 | $3,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 34 | $3,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 55 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $3,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 20 | $3,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 41 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 150 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 90 | $3,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 66 | $3,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 61 | $3,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 29 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 602 | $3,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 100 | $3,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 98 | $3,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 97 | $3,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| Prologis | 743410102 | COM | 89 | $3,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 284 | $3,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 150 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 300 | $3,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 120 | $3,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 100 | $3,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 110 | $3,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 95 | $3,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 400 | $3,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 25 | $3,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 100 | $3,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 54 | $2,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 50 | $2,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 20 | $2,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 40 | $2,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 50 | $2,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 53 | $2,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 52 | $2,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 34 | $2,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 162 | $2,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 390 | $2,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 50 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 99 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 80 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 39 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 50 | $2,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 120 | $2,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 44 | $2,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 43 | $2,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 50 | $2,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 600 | $2,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 32 | $2,000 | thousands by filing date | |
| CHINA VALVES TECHNOLOGY INC COM NEW | 169476207 | COM | 4,450 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599892-14-000003 | this filing | 2014-10-03 | acceptance time not in the bulk data set |