13F-HR filed by B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-06-12, with 1,096 holding rows worth $135,445,000.
- Accession
- 0001599892-14-000001
- Filer
- CIK 1599892
- Filed
- 2014-06-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 1,096 entries on the cover page, a total value of $135,445,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,462,000 with VALUE read as thousands by filing date, 13F file number 028-16196. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 35 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 100 | $2,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 18 | $2,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 42 | $2,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 52 | $2,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 33 | $2,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 50 | $2,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 33 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 43 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 18 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 200 | $2,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 82 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 700 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 99 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 39 | $2,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 85 | $2,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 22 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 50 | $2,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 49 | $2,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 43 | $2,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 49 | $2,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 100 | $2,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 31 | $2,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 117 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 250 | $2,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 181 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 50 | $2,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 75 | $2,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 1,000 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 55 | $2,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 303 | $2,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6 | $1,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 9 | $1,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 43 | $1,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 43 | $1,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 9 | $1,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 38 | $1,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 20 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 59 | $1,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 15 | $1,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 49 | $1,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25 | $1,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 25 | $1,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 14 | $1,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 95 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 16 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 27 | $1,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 40 | $1,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 47 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 17 | $1,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 39 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 24 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 20 | $1,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 31 | $1,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 13 | $1,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 450 | $1,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 50 | $1,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 21 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 78 | $1,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 40 | $1,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 6 | $1,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,000 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 500 | $1,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 40 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 42 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 267 | $1,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 50 | $1,000 | thousands by filing date | |
| TELECOM CORP NEW ZEALAND LTD SPON ADR | 879278208 | ADR | 130 | $1,000 | thousands by filing date | |
| CUBIC ENERGY INC | 229675103 | COM | 3,000 | $1,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 3,000 | $1,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 1,000 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 444 | $1,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 4,800 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CINTAS CORP COM | 172908105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALENCE TECHNOLOGY INC BANKRUPTCY EFF: 03/07/14 | 918914102 | COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 597 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON MINERALS CORP | 780911103 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIK INC | 87959M208 | COM NEW | 347 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Call BAC 1-17-15 @ 16 | C00016000 | E | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL CBS CORP CL B | C00061500 | CALL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL APPLE INC | C00540000 | CALL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORCHARD SUPPLY HARDWARE STORES CL A | 688197102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599892-14-000001 | this filing | 2014-06-12 | acceptance time not in the bulk data set |