13F-HR filed by Avior Wealth Management, LLC
Avior Wealth Management, LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 392 holding rows worth $129,511,000.
- Accession
- 0001599868-15-000002
- Filer
- CIK 1599868
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 393 entries on the cover page, a total value of $129,511,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,507,000 with VALUE read as thousands by filing date, 13F file number 028-15984. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 106,976 | $8,915,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 137,581 | $8,223,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 77,704 | $7,142,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 53,134 | $6,467,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 52,643 | $5,687,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 127,678 | $5,509,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 93,886 | $5,406,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 106,147 | $5,262,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 126,739 | $5,048,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 39,254 | $4,294,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 29,322 | $4,232,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 41,347 | $3,510,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 36,567 | $3,083,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 25,884 | $2,805,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 25,323 | $2,561,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 57,335 | $2,343,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 19,804 | $2,220,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 22,405 | $2,133,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 25,424 | $2,128,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 15,951 | $2,102,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 35,457 | $1,929,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 48,917 | $1,834,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20,803 | $1,335,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 14,675 | $1,330,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 10,142 | $1,325,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 8,802 | $1,153,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 21,651 | $1,071,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 13,503 | $1,052,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,326 | $1,037,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 25,496 | $1,034,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 26,306 | $988,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 28,297 | $882,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 32,684 | $837,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,317 | $834,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,724 | $818,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,463 | $804,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 7,162 | $749,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 6,730 | $729,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 7,561 | $700,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 14,472 | $698,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 22,021 | $666,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 20,708 | $625,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,459 | $605,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,635 | $595,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,224 | $553,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,844 | $550,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,330 | $458,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,156 | $448,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $435,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,766 | $396,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 12,770 | $297,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,148 | $285,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,169 | $258,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,138 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,420 | $258,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,309 | $256,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,593 | $255,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,256 | $254,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,093 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,684 | $219,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,738 | $213,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,898 | $207,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,913 | $206,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,386 | $191,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,000 | $190,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 7,400 | $186,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3,366 | $181,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,410 | $178,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,753 | $177,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,811 | $174,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,949 | $168,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,550 | $166,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 3,955 | $161,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,813 | $155,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,825 | $154,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 4,015 | $147,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,228 | $145,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,972 | $143,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 761 | $143,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,850 | $142,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 3,225 | $141,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,850 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,743 | $138,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,850 | $135,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,811 | $134,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,935 | $128,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,400 | $122,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,237 | $115,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,200 | $114,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 548 | $113,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,169 | $107,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,194 | $104,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,425 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 914 | $101,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 8,857 | $99,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 8,500 | $96,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,908 | $95,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,518 | $95,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 575 | $95,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 901 | $93,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 571 | $92,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 2,100 | $86,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,400 | $86,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 816 | $85,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,130 | $84,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 800 | $83,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,700 | $81,000 | thousands by filing date | |
| IJH | 464287507 | COM | 529 | $80,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 2,500 | $79,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,850 | $78,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,873 | $77,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 4,771 | $77,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 951 | $76,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,555 | $76,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 6,072 | $75,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 896 | $74,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,600 | $74,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,300 | $72,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,370 | $68,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,514 | $67,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 611 | $65,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,500 | $65,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 998 | $64,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 757 | $59,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,436 | $58,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,364 | $57,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,000 | $55,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,604 | $54,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2,550 | $54,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 775 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 403 | $52,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,500 | $52,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 3,059 | $51,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 841 | $50,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 700 | $50,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,500 | $49,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 765 | $47,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 369 | $47,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,296 | $47,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 3,000 | $45,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,050 | $44,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 417 | $43,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 373 | $43,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 382 | $43,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 766 | $43,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 741 | $43,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 360 | $43,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 975 | $42,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 3,500 | $42,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 237 | $41,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,000 | $40,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 654 | $40,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,179 | $39,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,594 | $38,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,102 | $38,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 888 | $38,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 881 | $38,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,161 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 440 | $36,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,800 | $36,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 436 | $34,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 405 | $34,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 405 | $34,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 572 | $33,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,000 | $33,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 394 | $32,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 375 | $31,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 400 | $31,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 500 | $31,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 950 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 660 | $30,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 500 | $30,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 552 | $30,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 3,500 | $30,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 385 | $29,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 300 | $29,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 456 | $29,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 143 | $28,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,477 | $28,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 291 | $27,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 513 | $27,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 300 | $27,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 621 | $27,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 824 | $25,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 250 | $24,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 43 | $24,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 250 | $23,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 205 | $23,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 400 | $23,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 254 | $22,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,500 | $22,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 520 | $21,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,384 | $21,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 225 | $20,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 374 | $20,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,500 | $20,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 800 | $20,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 125 | $19,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,500 | $19,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 50 | $19,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 390 | $19,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 175 | $18,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 164 | $18,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 323 | $18,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 133 | $18,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,250 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 414 | $18,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 850 | $18,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 144 | $17,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 101 | $17,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 215 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 550 | $17,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 300 | $17,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 125 | $17,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 200 | $17,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,500 | $17,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 200 | $16,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 166 | $16,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 750 | $16,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 215 | $16,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,000 | $16,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 175 | $15,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 695 | $15,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 200 | $15,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 300 | $15,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 62 | $15,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 217 | $15,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 90 | $15,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 200 | $15,000 | thousands by filing date | |
| 38259p508 | COM | 27 | $15,000 | thousands by filing date | ||
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 300 | $15,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 113 | $14,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 123 | $14,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 125 | $14,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 800 | $14,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 189 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 540 | $13,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 726 | $13,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 423 | $12,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 325 | $12,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 252 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 224 | $12,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 726 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 265 | $11,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 500 | $11,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $11,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 104 | $11,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 700 | $11,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 210 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 205 | $11,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 100 | $11,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 105 | $10,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 100 | $10,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 200 | $10,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200 | $10,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 755 | $10,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 700 | $10,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 113 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 283 | $9,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 152 | $9,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 290 | $9,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 525 | $8,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 414 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 700 | $8,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,000 | $8,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 475 | $7,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 25 | $7,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 92 | $7,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 103 | $7,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 140 | $7,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 129 | $7,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 422 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 77 | $7,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 89 | $7,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 179 | $7,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 825 | $7,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 79 | $6,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 100 | $6,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 79 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 225 | $6,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 100 | $6,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 130 | $6,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 104 | $5,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 91 | $5,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 50 | $5,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100 | $5,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 100 | $5,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 80 | $5,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 120 | $5,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 97 | $5,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 119 | $5,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 45 | $4,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 52 | $4,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 53 | $4,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 110 | $4,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 43 | $4,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 60 | $4,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 116 | $4,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 57 | $4,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 200 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 500 | $4,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 115 | $4,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 75 | $3,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 100 | $3,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 100 | $3,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 40 | $3,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 100 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 42 | $3,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 200 | $3,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 860 | $3,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 152 | $3,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 102 | $3,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 200 | $3,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 46 | $3,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 157 | $3,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 15 | $2,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 13 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 35 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 10 | $2,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 55 | $2,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 100 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 101 | $2,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 30 | $2,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 104 | $2,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 50 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 143 | $2,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 400 | $2,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 100 | $2,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 50 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 28 | $1,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 10 | $1,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 50 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 66 | $1,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 13 | $1,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 28 | $1,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 102 | $1,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 51 | $1,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 10 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 380 | $1,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 170 | $1,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 17,600 | $1,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 400 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 330 | $1,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 210 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 370 | $1,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 66 | $1,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 232 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 550 | $1,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Lockheed Martin Corporation | 539830109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BCE INC COM NEW | 05534B760 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464287192 | US TRSPRTION | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIME WARNER CABLE INC | 88732J207 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599868-15-000002 | this filing | 2015-05-15 | acceptance time not in the bulk data set |