13F-HR filed by Northeast Financial Consultants Inc
Northeast Financial Consultants Inc filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-12, with 159 holding rows worth $718,290,000.
- Accession
- 0001599863-19-000002
- Filer
- CIK 1599863
- Filed
- 2019-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 159 entries on the cover page, a total value of $718,290,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $718,290,000 with VALUE read as thousands by filing date, 13F file number 028-15844. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Pfizer Inc. | 717081103 | COM | 2,416,350 | $105,474,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 537,370 | $72,185,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 656,409 | $51,193,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 492,073 | $29,510,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 445,784 | $26,462,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 217,620 | $25,387,000 | thousands by filing date | |
| VTI | 922908769 | COM | 142,570 | $18,196,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 264,151 | $16,412,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 160,382 | $15,656,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 423,259 | $13,485,000 | thousands by filing date | principal |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 128,096 | $12,547,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 46,594 | $11,645,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 104,297 | $11,346,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 383,278 | $9,425,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 6,247 | $9,382,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 59,113 | $9,324,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 147,517 | $8,842,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 115,666 | $8,838,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 54,892 | $8,468,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 511,157 | $8,388,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,638 | $7,981,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 261,648 | $7,928,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 171,282 | $7,807,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 76,299 | $7,750,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 71,791 | $7,415,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,701 | $6,939,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 119,988 | $6,752,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 137,439 | $5,643,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 223,275 | $5,502,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 88,072 | $5,459,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 149,406 | $5,123,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 38,862 | $5,015,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 53,340 | $4,747,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 120,045 | $4,552,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 39,770 | $4,536,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 112,775 | $4,483,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 223,350 | $4,384,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 35,978 | $4,163,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 16,363 | $3,760,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 21,181 | $3,639,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 59,219 | $3,379,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 45,422 | $3,032,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 32,332 | $2,972,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 61,300 | $2,917,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,385 | $2,863,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 12,773 | $2,858,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 40,356 | $2,752,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 64,700 | $2,725,000 | thousands by filing date | principal |
| HARRIS CORP INC | 413875105 | COM | 19,456 | $2,620,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 30,333 | $2,560,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,359 | $2,550,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 22,214 | $2,454,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 18,084 | $2,428,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 34,968 | $2,424,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 16,022 | $2,390,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 45,561 | $2,368,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 21,394 | $2,346,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 50,346 | $2,299,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 17,113 | $2,261,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 27,881 | $2,129,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 28,575 | $2,113,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 42,202 | $2,084,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,780 | $1,997,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 65,272 | $1,946,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 38,956 | $1,845,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,569 | $1,766,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 35,298 | $1,755,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 86,700 | $1,737,000 | thousands by filing date | principal |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 14,664 | $1,714,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 126,837 | $1,676,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 42,000 | $1,673,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 17,240 | $1,642,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,371 | $1,621,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 100,820 | $1,571,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,295 | $1,511,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,450 | $1,503,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,937 | $1,499,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 29,936 | $1,499,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 11,355 | $1,489,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 15,629 | $1,477,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 30,000 | $1,454,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 48,063 | $1,452,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 25,471 | $1,432,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 16,170 | $1,383,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,422 | $1,275,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 76,129 | $1,255,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 18,866 | $1,236,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 22,822 | $1,221,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 26,062 | $1,201,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 109,317 | $1,165,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 22,835 | $1,110,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 22,400 | $1,108,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,993 | $1,074,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 28,010 | $1,067,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 26,087 | $1,044,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,727 | $989,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,053 | $969,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 32,914 | $957,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 26,663 | $908,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 24,261 | $897,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 22,365 | $857,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 11,202 | $847,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 29,391 | $845,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,944 | $820,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 18,214 | $815,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 12,300 | $781,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 17,722 | $777,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 31,109 | $763,000 | thousands by filing date | principal |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 49,000 | $761,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 26,310 | $684,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,538 | $672,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 14,886 | $655,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 29,402 | $648,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 11,000 | $596,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 19,677 | $583,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 20,686 | $569,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 13,039 | $558,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 10,400 | $545,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 13,146 | $507,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 46,383 | $478,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 38,164 | $440,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 19,600 | $421,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 52,339 | $413,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 31,000 | $388,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 55,500 | $385,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 19,169 | $374,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 577,262 | $358,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,972 | $353,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 12,466 | $341,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 12,661 | $332,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 21,234 | $327,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 43,455 | $317,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 12,821 | $311,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 20,888 | $300,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 15,438 | $298,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12,900 | $272,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 41,475 | $271,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 32,136 | $243,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 10,000 | $233,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 20,169 | $226,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 10,401 | $215,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 14,400 | $213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 15,003 | $212,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 15,652 | $207,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 17,150 | $178,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 13,080 | $176,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 34,315 | $165,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 10,976 | $162,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 20,000 | $161,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,675 | $159,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 10,000 | $127,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,100 | $123,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 15,187 | $103,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,000 | $88,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 22,005 | $80,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 12,010 | $69,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,000 | $55,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 60,182 | $34,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 15,000 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599863-19-000002 | this filing | 2019-02-12 | acceptance time not in the bulk data set |