13F-HR filed by Northeast Financial Consultants Inc
Northeast Financial Consultants Inc filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-08, with 149 holding rows worth $364,232,000.
- Accession
- 0001599863-18-000008
- Filer
- CIK 1599863
- Filed
- 2018-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 149 entries on the cover page, a total value of $364,232,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $364,232,000 with VALUE read as thousands by filing date, 13F file number 028-15844. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Growth | 922908736 | COM | 309,332 | $49,817,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 422,204 | $36,769,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 317,125 | $23,933,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 290,255 | $20,135,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 382,346 | $16,849,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E306 | DJ INTERNT IDX | 114,391 | $16,190,000 | thousands by filing date | |
| VTI | 922908769 | COM | 83,446 | $12,487,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 142,955 | $8,980,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,992 | $7,998,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 24,855 | $7,225,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 61,946 | $6,857,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,643 | $6,813,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 36,127 | $6,712,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,106 | $6,094,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 116,303 | $6,053,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 46,955 | $5,741,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 24,899 | $5,621,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 32,789 | $4,530,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 29,570 | $4,120,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 19,765 | $4,094,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 95,991 | $3,970,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 19,456 | $3,292,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 35,221 | $2,871,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 20,362 | $2,832,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 35,506 | $2,674,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 22,392 | $2,560,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 48,221 | $2,558,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 20,157 | $2,540,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,760 | $2,456,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 82,689 | $2,436,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 26,200 | $2,372,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 50,543 | $2,361,000 | thousands by filing date | |
| ALTRIA GROUP INC | 022095103 | COM | 38,499 | $2,321,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 32,338 | $2,293,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 77,881 | $2,237,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 13,052 | $1,962,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,531 | $1,848,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 6,718 | $1,794,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 14,210 | $1,661,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 22,319 | $1,511,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 16,675 | $1,505,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 9,966 | $1,501,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 29,936 | $1,434,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 40,464 | $1,428,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 36,016 | $1,371,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 47,200 | $1,287,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,280,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 30,628 | $1,255,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 10,024 | $1,133,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 841 | $1,085,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15,956 | $1,084,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,900 | $1,078,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,107 | $1,074,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,161 | $1,038,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,060 | $1,014,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 21,733 | $933,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,885 | $917,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,498 | $905,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,309 | $893,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,480 | $872,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 12,322 | $792,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 45,100 | $775,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,233 | $724,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 26,001 | $706,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 37,550 | $704,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 40,881 | $703,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 10,400 | $669,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,915 | $666,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 19,676 | $659,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,554 | $656,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,560 | $642,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,000 | $632,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 11,632 | $628,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,951 | $626,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,085 | $613,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 9,620 | $608,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,571 | $589,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 4,466 | $579,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,554 | $565,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 5,843 | $565,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,400 | $561,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,540 | $553,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,600 | $545,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,740 | $532,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 30,237 | $527,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,100 | $518,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,515 | $506,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,370 | $499,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,398 | $483,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 11,000 | $477,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,144 | $472,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,155 | $471,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 7,100 | $432,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,511 | $426,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 12,272 | $425,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,954 | $419,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,522 | $414,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,100 | $409,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,432 | $402,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,160 | $394,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,451 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,930 | $389,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,100 | $385,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,272 | $378,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,390 | $374,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 52,339 | $360,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 10,219 | $353,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,054 | $344,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,920 | $341,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,871 | $337,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,835 | $328,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,482 | $317,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 57,925 | $315,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,730 | $305,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,400 | $303,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,600 | $302,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 13,585 | $302,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,831 | $286,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,711 | $284,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,011 | $283,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,712 | $277,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,672 | $271,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 5,623 | $268,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,500 | $267,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,775 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 20,000 | $262,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 816 | $259,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,427 | $251,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,929 | $246,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,000 | $244,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 20,169 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,380 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,670 | $222,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 600 | $220,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,286 | $217,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,009 | $213,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 11,814 | $211,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 800 | $208,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,000 | $205,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,000 | $204,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 909 | $202,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,540 | $201,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 17,600 | $193,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 16,481 | $186,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,000 | $168,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,066 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,500 | $166,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 20,000 | $152,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 12,100 | $129,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599863-18-000008 | this filing | 2018-11-08 | acceptance time not in the bulk data set |