13F-HR filed by Northeast Financial Consultants Inc
Northeast Financial Consultants Inc filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 150 holding rows worth $224,808,000.
- Accession
- 0001599863-16-000017
- Filer
- CIK 1599863
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 150 entries on the cover page, a total value of $224,808,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $224,808,000 with VALUE read as thousands by filing date, 13F file number 028-15844. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Pfizer Inc. | 717081103 | COM | 1,508,348 | $60,101,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 127,606 | $9,119,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 140,420 | $8,907,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 37,284 | $7,810,000 | thousands by filing date | |
| VTI | 922908769 | COM | 72,395 | $7,758,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 80,487 | $7,348,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 62,074 | $6,507,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 47,045 | $5,931,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 55,302 | $5,177,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 129,563 | $3,786,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 94,648 | $3,771,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 33,326 | $3,584,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 30,605 | $3,223,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,638 | $3,220,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,826 | $2,722,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 130,003 | $2,434,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 43,295 | $2,209,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 24,748 | $2,033,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 23,192 | $1,995,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 61,171 | $1,925,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 9,745 | $1,873,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 19,276 | $1,843,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Johnson & Johnson | 478160104 | COM | 14,992 | $1,819,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 20,512 | $1,819,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 29,825 | $1,669,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 18,456 | $1,540,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 20,200 | $1,535,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 9,049 | $1,522,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 51,998 | $1,489,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 31,800 | $1,473,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 13,092 | $1,403,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,755 | $1,346,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 34,850 | $1,327,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 27,322 | $1,293,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 1,727 | $1,237,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 29,500 | $1,145,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 12,705 | $1,132,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,233 | $1,084,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,928 | $990,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 48,063 | $984,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,925 | $945,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,615 | $930,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,962 | $928,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 13,498 | $880,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY A | 84670108 | COM | 4 | $868,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Deere & Company | 244199105 | COM | 10,242 | $830,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,500 | $830,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,500 | $813,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 7,679 | $802,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 6,358 | $790,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 22,617 | $783,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 16,600 | $750,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,164 | $729,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 4,726 | $719,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 535 | $695,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8,979 | $693,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 54,300 | $670,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 12,434 | $662,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TYCO INTL PLC | G91442106 | SHS | 15,497 | $660,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 23,950 | $658,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 118,500 | $657,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 28,300 | $657,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 39,000 | $628,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,543 | $615,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 10,400 | $609,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 23,875 | $586,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 6,348 | $583,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLERGAN PLC | G0177J108 | SHS | 2,460 | $568,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 16,279 | $545,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 17,269 | $536,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,200 | $531,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 3,313 | $515,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 21,112 | $514,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 6,000 | $511,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,688 | $507,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,200 | $498,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,243 | $496,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 10,000 | $488,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,313 | $486,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 12,300 | $485,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 28,700 | $480,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,000 | $479,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 8,329 | $476,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 14,350 | $464,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,475 | $456,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,500 | $451,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,700 | $446,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 30,500 | $433,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,655 | $418,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,900 | $418,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,081 | $399,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,253 | $396,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 11,200 | $395,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,000 | $384,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 22,639 | $383,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,509 | $381,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,503 | $380,000 | thousands by filing date | |
| AUTODESK INC | 52769106 | COMMON | 6,830 | $370,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Boeing Company | 097023105 | COM | 2,800 | $364,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 16,250 | $351,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,000 | $341,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,047 | $338,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 925 | $338,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,000 | $331,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 6,711 | $331,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 11,500 | $331,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,326 | $328,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,400 | $323,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,454 | $321,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 21,340 | $320,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 13,039 | $319,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,000 | $305,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 46,100 | $305,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 22,287 | $296,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 9,000 | $286,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,000 | $284,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,516 | $282,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,930 | $279,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 19,000 | $273,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,207 | $269,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,520 | $266,000 | thousands by filing date | |
| APACHE CORP | 37411105 | COM | 4,783 | $266,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 22,894 | $255,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,100 | $251,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,159 | $244,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,365 | $242,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 4,105 | $236,000 | thousands by filing date | |
| Altria Group | 22095103 | COMMON STOCK | 3,400 | $234,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Honeywell Technologies | 438516106 | COM | 2,000 | $233,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 20,400 | $226,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,204 | $221,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 17,100 | $218,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,600 | $217,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,430 | $213,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 4,369 | $209,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,000 | $208,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,500 | $206,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,427 | $206,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,600 | $205,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 2,925 | $203,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 2,500 | $201,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 25,000 | $167,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 32,700 | $159,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 29,250 | $125,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 34,315 | $106,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 35,026 | $84,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 20,000 | $57,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 20,000 | $42,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 150,000 | $38,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 21,500 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599863-16-000017 | this filing | 2016-08-12 | acceptance time not in the bulk data set |