13F-HR filed by HWG Holdings LP
HWG Holdings LP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-09, with 36 holding rows worth $95,219,000.
- Accession
- 0001599390-16-000009
- Filer
- CIK 1599390
- Filed
- 2016-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 36 entries on the cover page, a total value of $95,219,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $95,219,000 with VALUE read as thousands by filing date, 13F file number 028-15889. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 96,801 | $7,792,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 233,772 | $7,436,000 | thousands by filing date | |
| BOK FINANCIAL CORPORATION SUB NTS | 05561Q300 | Preferred Securities (MIDS, QIDS, TOPRS...) | 271,432 | $6,998,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 242,320 | $5,908,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 82,113 | $5,879,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 244,038 | $5,542,000 | thousands by filing date | |
| AMTRUST PREFERRED F | 032359820 | PREFERRED STOCK | 200,000 | $5,074,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 38,248 | $4,918,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP | 957638208 | Preferred Securities (MIDS, QIDS, TOPRS...) | 166,900 | $4,326,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 30,657 | $3,932,000 | thousands by filing date | |
| BERKLEY (WR) CORP SUB DEBENTURES DUE | 084423508 | 5.9% SUB DEBENTURES DUE | 147,165 | $3,888,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,248 | $3,557,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CO PFD | 14040H865 | Preferred Stock | 121,667 | $3,103,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 45,590 | $2,912,000 | thousands by filing date | |
| KKR & Co. LP, Series B, 6.50 percent | 48248M300 | STOCK | 95,100 | $2,536,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 20,644 | $2,489,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,826 | $2,467,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 56,706 | $2,303,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 24,471 | $1,547,000 | thousands by filing date | |
| BK OF AMERICA CORP PFD CUM SER C | 060505286 | Preferred | 58,370 | $1,539,000 | thousands by filing date | |
| CITIGROUP PREF 6.3 | 172967317 | PFD | 51,200 | $1,371,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 13,813 | $1,292,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,728 | $1,140,000 | thousands by filing date | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 40,000 | $1,089,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,336 | $1,074,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,829 | $1,051,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 40,467 | $1,001,000 | thousands by filing date | |
| ARCH CAP GROUP LTD PFD | 03939A206 | Preferred Stock - Foreign | 29,800 | $744,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,151 | $530,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 17,309 | $442,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 28,178 | $426,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 18,600 | $331,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP IN DEP 1/1000 SER N | 38148b504 | Preferred | 10,000 | $271,000 | thousands by filing date | |
| QWest Corp., 6.500per, due 09/01/2056 | 74913G881 | Preferred | 9,200 | $238,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,000 | $63,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 26,095 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599390-16-000009 | this filing | 2016-11-09 | acceptance time not in the bulk data set |