13F-HR filed by Capstone Financial Advisors, Inc.
Capstone Financial Advisors, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 146 holding rows worth $1,267,387,739.
- Accession
- 0001599217-23-000009
- Filer
- CIK 1599217
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 146 entries on the cover page, a total value of $1,267,387,739 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,267,387,739 with VALUE read as dollars as filed, 13F file number 028-15785. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 848,666 | $180,265,142 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 726,208 | $170,593,529 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 5,269,735 | $138,067,055 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,311,769 | $91,535,237 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,711,800 | $82,906,408 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 1,390,890 | $74,440,444 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 2,806,934 | $63,212,145 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 1,045,711 | $62,732,175 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 220,810 | $58,170,086 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 816,647 | $39,060,245 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 499,072 | $31,216,948 | dollars as filed | |
| Apple Inc | 037833100 | COM | 167,542 | $28,684,885 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 107,084 | $28,483,322 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 170,143 | $27,713,731 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 1,281,027 | $27,119,346 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 177,721 | $16,739,525 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 136,187 | $12,807,021 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 197,697 | $9,643,648 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 52,481 | $8,154,536 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 55,176 | $8,001,613 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 16,318 | $7,451,616 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 26,584 | $4,698,481 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 35,981 | $4,573,955 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 14,239 | $4,495,820 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 22,396 | $4,484,072 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 21,088 | $4,104,985 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 43,064 | $3,076,520 | dollars as filed | |
| SPY | 78462F103 | SHS | 7,061 | $3,018,292 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 111,538 | $2,480,595 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 64,112 | $2,449,093 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 48,905 | $2,352,333 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 22,658 | $2,323,378 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 7,127 | $2,188,773 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,844 | $2,171,638 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 75,513 | $2,007,891 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 17,842 | $1,981,528 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,308 | $1,873,947 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 36,850 | $1,859,062 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 34,554 | $1,722,525 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,720 | $1,495,605 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 22,794 | $1,458,589 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,899 | $1,365,820 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 8,413 | $1,310,369 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 24,813 | $1,225,752 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 4,141 | $1,184,639 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 5,531 | $1,179,748 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 12,384 | $1,145,030 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 4,480 | $1,120,984 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,162 | $1,025,742 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,550 | $1,023,162 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 32,883 | $984,848 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 78,408 | $973,834 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 17,121 | $958,440 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,620 | $887,378 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,482 | $848,235 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,264 | $827,909 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 31,256 | $816,089 | dollars as filed | |
| Intel Corp | 458140100 | COM | 21,948 | $780,239 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 2,777 | $758,048 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,008 | $697,375 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,663 | $679,598 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 4,808 | $674,501 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,713 | $672,629 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,929 | $662,519 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 25,316 | $641,263 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 37,179 | $618,652 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,629 | $614,971 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,967 | $591,340 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,264 | $579,152 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,588 | $568,807 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 307 | $562,372 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,284 | $559,677 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 11,059 | $557,164 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 7,319 | $550,545 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,875 | $503,998 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 11,513 | $503,367 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 9,316 | $498,966 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,658 | $497,749 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 20,750 | $484,513 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,432 | $466,166 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,110 | $453,639 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 12,085 | $448,112 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 13,248 | $439,422 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 29,073 | $436,675 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,584 | $421,159 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 981 | $421,127 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,349 | $407,734 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 798 | $402,344 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 34,224 | $401,106 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 2,946 | $368,958 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 4,481 | $364,037 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 3,758 | $363,965 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 24,144 | $355,642 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,356 | $355,468 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 5,000 | $353,650 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 22,512 | $346,460 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,800 | $341,328 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,475 | $335,877 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 26,423 | $334,516 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 7,386 | $319,740 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 802 | $317,344 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 15,871 | $312,818 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 13,145 | $295,366 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,338 | $292,110 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,900 | $287,546 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,956 | $278,850 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 3,185 | $260,143 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 3,156 | $255,823 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 7,877 | $255,286 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 7,939 | $244,125 | dollars as filed | |
| VGT | 92204A702 | SHS | 588 | $243,887 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 23,872 | $241,585 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,666 | $237,182 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 436 | $234,358 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,984 | $234,244 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,772 | $233,657 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,334 | $232,982 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 3,881 | $226,188 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,422 | $226,113 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 9,600 | $216,096 | dollars as filed | |
| SCHD | 808524797 | COM | 3,041 | $215,169 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,276 | $213,577 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 510 | $208,529 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 1,728 | $207,014 | dollars as filed | |
| General Electric Company | 369604301 | COM | 1,865 | $206,126 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10,700 | $171,200 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,110 | $155,880 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 95,046 | $134,966 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 40,000 | $122,000 | dollars as filed | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 10,000 | $102,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,400 | $68,536 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 25,000 | $61,500 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,000 | $46,550 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 25,000 | $43,000 | dollars as filed | |
| GULF RES INC | 40251W408 | COM | 20,000 | $37,400 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 10,000 | $35,400 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 15,000 | $33,300 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 25,000 | $32,000 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 10,000 | $29,000 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 15,000 | $17,550 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 10,000 | $11,699 | dollars as filed | |
| POLISHED COM INC | 28252C208 | COM | 100,000 | $8,070 | dollars as filed | |
| REGIS CORP | 758932107 | COM | 10,000 | $7,030 | dollars as filed | |
| UPHEALTH INC | 91532B200 | COM | 14,000 | $5,880 | dollars as filed | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 20,000 | $198 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | *W EXP 05/09/202 | 30,000 | $174 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599217-23-000009 | this filing | 2023-11-13 | acceptance time not in the bulk data set |