13F-HR filed by Capstone Financial Advisors, Inc.
Capstone Financial Advisors, Inc. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-15, with 141 holding rows worth $1,084,184,000.
- Accession
- 0001599217-22-000011
- Filer
- CIK 1599217
- Filed
- 2022-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 141 entries on the cover page, a total value of $1,084,184,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,084,184,000 with VALUE read as thousands by filing date, 13F file number 028-15785. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 770,936 | $152,129,000 | thousands by filing date | |
| VTI | 922908769 | COM | 785,182 | $140,917,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 5,105,143 | $113,538,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,109,476 | $79,139,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,681,652 | $76,801,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,298,436 | $59,429,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 993,575 | $50,593,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 2,553,853 | $48,242,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 198,731 | $45,855,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 816,038 | $38,949,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 516,538 | $26,695,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 183,474 | $25,371,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 247,435 | $23,838,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 171,934 | $23,761,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 1,085,787 | $23,095,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 106,264 | $22,358,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 203,389 | $16,178,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 213,945 | $10,339,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 59,588 | $8,054,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 16,549 | $6,647,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 53,845 | $5,627,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 26,933 | $4,442,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 127,140 | $3,992,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 34,362 | $3,883,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 21,867 | $3,873,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,344 | $3,807,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 21,372 | $3,492,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,712 | $2,398,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 61,747 | $2,389,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 8,942 | $2,301,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,039 | $2,056,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 17,850 | $2,017,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 75,513 | $1,930,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,970 | $1,875,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 36,901 | $1,856,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 38,204 | $1,839,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 23,972 | $1,836,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 22,517 | $1,500,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,019 | $1,473,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 34,375 | $1,443,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 4,778 | $1,326,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,695 | $1,245,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,613 | $1,101,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 24,924 | $1,093,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,020 | $1,073,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,585 | $1,037,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 17,398 | $975,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 12,233 | $947,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,870 | $868,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 76,055 | $852,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 25,309 | $809,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,777 | $795,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,974 | $763,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,611 | $742,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,031 | $675,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,407 | $664,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,864 | $631,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,230 | $621,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 12,129 | $607,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 23,569 | $607,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,846 | $606,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,778 | $580,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,560 | $577,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,088 | $529,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 36,032 | $525,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,573 | $513,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 44,372 | $499,000 | thousands by filing date | |
| PORTILLOS INC | 73642K106 | COM CL A | 25,247 | $497,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,081 | $489,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,000 | $489,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 22,540 | $486,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,314 | $480,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,061 | $474,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,248 | $466,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,624 | $462,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 62,167 | $453,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 8,715 | $446,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 7,047 | $443,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,695 | $442,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,349 | $430,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,172 | $423,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,202 | $404,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,814 | $393,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 761 | $384,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 244 | $367,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 9,238 | $362,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,487 | $360,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,685 | $348,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,800 | $337,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,244 | $332,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 4,625 | $332,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,000 | $330,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 907 | $325,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,312 | $320,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,168 | $318,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 26,423 | $314,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,410 | $292,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,923 | $276,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,427 | $271,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 13,145 | $270,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,479 | $264,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,200 | $261,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 12,221 | $247,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,607 | $245,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,301 | $245,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,761 | $241,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,238 | $238,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 464 | $235,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 903 | $213,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,130 | $212,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,465 | $211,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 11,500 | $207,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 13,647 | $175,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 25,000 | $118,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,376 | $114,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 20,000 | $108,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 10,000 | $103,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 11,375 | $92,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,000 | $86,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,000 | $86,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 20,000 | $49,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,000 | $48,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 25,000 | $37,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 17,000 | $36,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,000 | $34,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 25,000 | $33,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 20,000 | $33,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 20,000 | $32,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 50,000 | $27,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 10,000 | $23,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 15,000 | $21,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 21,512 | $19,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 15,000 | $15,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,000 | $10,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 10,000 | $9,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 15,000 | $8,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | *W EXP 05/09/202 | 30,000 | $6,000 | thousands by filing date | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 50,000 | $6,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 20,000 | $4,000 | thousands by filing date | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 20,000 | $1,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599217-22-000011 | this filing | 2022-11-15 | acceptance time not in the bulk data set |