13F-HR filed by Capstone Financial Advisors, Inc.
Capstone Financial Advisors, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 79 holding rows worth $164,301,000.
- Accession
- 0001599217-14-000009
- Filer
- CIK 1599217
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 79 entries on the cover page, a total value of $164,301,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,301,000 with VALUE read as thousands by filing date, 13F file number 028-15785. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 697,145 | $53,645,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 105,410 | $26,281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 514,780 | $22,959,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 136,712 | $12,962,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 78,123 | $7,871,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 19,138 | $4,816,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 64,158 | $3,865,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 29,612 | $2,368,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 44,001 | $1,972,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 800 | $1,655,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,136 | $1,544,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,964 | $1,488,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,820 | $1,258,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,156 | $1,213,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 27,077 | $954,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 20,825 | $826,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 23,545 | $820,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,208 | $805,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,956 | $751,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,744 | $728,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,238 | $725,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 17,020 | $717,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,935 | $682,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 10,816 | $641,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 14,819 | $606,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 12,977 | $513,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,122 | $513,000 | thousands by filing date | |
| 38259p508 | COM | 866 | $510,000 | thousands by filing date | ||
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 10,607 | $504,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,801 | $490,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 25,000 | $480,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,083 | $477,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 661 | $441,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,763 | $424,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,095 | $415,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,872 | $411,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,317 | $353,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,274 | $336,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,754 | $329,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,202 | $308,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,128 | $296,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,664 | $290,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,803 | $281,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 850 | $281,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,331 | $272,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,903 | $270,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,497 | $266,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 459 | $265,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,856 | $262,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,210 | $255,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,776 | $248,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,235 | $221,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,492 | $210,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,114 | $208,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,197 | $207,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,842 | $205,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 946 | $202,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 622 | $201,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 51,500 | $153,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,000 | $110,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 50,000 | $110,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 10,000 | $104,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 66,500 | $95,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 75,000 | $90,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 23,000 | $84,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 85,000 | $82,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 25,000 | $74,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 10,473 | $62,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 15,820 | $47,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 12,500 | $41,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 15,000 | $32,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 10,000 | $25,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 10,000 | $25,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 15,000 | $21,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 10,000 | $20,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 15,500 | $18,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 10,000 | $6,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 50,000 | $3,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 15,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599217-14-000009 | this filing | 2014-11-13 | acceptance time not in the bulk data set |