13F-HR filed by Advisors Preferred, LLC
Advisors Preferred, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 210 holding rows worth $401,394,000.
- Accession
- 0001598841-19-000004
- Filer
- CIK 1598841
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 216 entries on the cover page, a total value of $401,394,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $400,098,000 with VALUE read as thousands by filing date, 13F file number 028-16005. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFlexible Plan Investments, LTD 028-12656
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 304,610 | $48,625,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 256,980 | $36,324,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 142,550 | $31,136,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 328,149 | $30,695,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 594,356 | $30,622,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,093,130 | $30,608,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 189,820 | $24,346,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 135,984 | $12,198,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 92,757 | $11,825,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 534,890 | $11,393,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 513,800 | $10,923,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 183,860 | $9,268,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 200,280 | $9,263,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 420,140 | $9,028,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 54,250 | $6,001,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 196,945 | $5,741,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 47,917 | $5,210,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 53,791 | $4,689,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 41,744 | $4,164,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 23,567 | $3,372,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 29,019 | $3,264,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 204,861 | $3,077,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 97,450 | $2,997,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 29,450 | $2,996,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 55,810 | $2,995,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 59,825 | $2,019,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 38,500 | $1,962,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 89,700 | $1,891,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 46,700 | $1,888,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 82,352 | $1,567,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 30,619 | $1,565,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 69,206 | $1,327,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 13,596 | $1,312,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 42,505 | $1,277,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,300 | $1,275,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 21,800 | $1,097,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 30,061 | $1,080,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,148 | $1,074,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,661 | $1,053,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,857 | $1,048,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 9,240 | $1,046,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 12,386 | $1,046,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 21,207 | $1,044,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,921 | $1,018,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,695 | $791,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 49,015 | $782,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 8,740 | $706,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 13,170 | $667,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,250 | $666,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 26,440 | $666,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 26,370 | $666,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 13,590 | $666,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 37,110 | $657,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,757 | $611,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,983 | $482,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,506 | $421,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 7,839 | $406,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,953 | $392,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 35,465 | $387,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 5,053 | $316,000 | thousands by filing date | |
| 361 Global Long Short Equity Fund | 46141Q873 | FUND | 28,573 | $316,000 | thousands by filing date | |
| KCM Macro Trends Fund | 66537T430 | FUND | 28,703 | $315,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,162 | $311,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 7,313 | $311,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 26,329 | $311,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 12,200 | $255,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 850 | $252,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 8,658 | $252,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 6,669 | $251,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 18,436 | $250,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 756 | $247,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 8,658 | $247,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 5,898 | $246,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 8,997 | $246,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,300 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 2,325 | $245,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,276 | $244,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 7,682 | $235,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 11,764 | $220,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 522 | $218,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 13,168 | $216,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,591 | $215,000 | thousands by filing date | |
| Partner Select | 53700T884 | MF | 17,958 | $210,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,068 | $198,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 8,003 | $171,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 3,159 | $165,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,998 | $161,000 | thousands by filing date | |
| BNY MELLON DYNAMIC TOTAL RETURN FUND CL I | 05587N307 | FUND | 9,704 | $161,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 4,007 | $155,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 3,288 | $153,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 3,358 | $153,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 5,845 | $150,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 4,871 | $142,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,214 | $142,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 677 | $138,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,549 | $136,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,614 | $134,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 835 | $133,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,122 | $133,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,346 | $133,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,575 | $132,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,719 | $132,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 740 | $132,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,042 | $132,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 3,576 | $131,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 1,799 | $121,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 4,580 | $119,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 24,528 | $118,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 3,739 | $118,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 3,732 | $117,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,840 | $116,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 5,095 | $113,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,062 | $113,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 6,830 | $112,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 673 | $111,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 6,422 | $111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 4,076 | $109,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,562 | $100,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 4,181 | $99,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 2,824 | $99,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 2,228 | $99,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,291 | $98,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,632 | $97,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 695 | $97,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,822 | $97,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 2,493 | $96,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 3,347 | $96,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,650 | $94,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 5,418 | $94,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 9,373 | $94,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,848 | $93,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,479 | $92,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 418 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 2,245 | $85,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 2,414 | $84,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 1,605 | $84,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 1,650 | $84,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 2,397 | $82,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,199 | $82,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,987 | $81,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 2,767 | $81,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 3,073 | $80,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 2,389 | $77,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,884 | $77,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 1,454 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 809 | $71,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 3,320 | $71,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 2,327 | $68,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 1,903 | $59,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 139 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 2,109 | $34,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 863 | $33,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 924 | $33,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 120 | $33,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 344 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,175 | $33,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 181 | $32,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,158 | $32,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,275 | $32,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 111 | $31,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,502 | $31,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 473 | $30,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 474 | $30,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 814 | $30,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 511 | $30,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 1,744 | $30,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,633 | $30,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 282 | $29,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 222 | $29,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 202 | $21,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 234 | $21,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 295 | $21,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 467 | $21,000 | thousands by filing date | |
| RH | 74967X103 | COM | 122 | $21,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 1,408 | $21,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 789 | $21,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 126 | $20,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 845 | $20,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 237 | $20,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 4,611 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 254 | $18,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 216 | $16,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 486 | $16,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 231 | $16,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 182 | $16,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 105 | $16,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 297 | $15,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 95 | $15,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 201 | $15,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 353 | $15,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 747 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 219 | $13,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 299 | $12,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 153 | $12,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 146 | $12,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 420 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 129 | $12,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 36 | $12,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 123 | $12,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 350 | $11,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 453 | $11,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 68 | $11,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 886 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 296 | $11,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 305 | $11,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 120 | $10,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 874 | $10,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,036 | $10,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 460 | $10,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 90 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001598841-19-000004 | this filing | 2019-11-12 | acceptance time not in the bulk data set |