13F-HR filed by JANICZEK WEALTH MANAGEMENT, LLC
JANICZEK WEALTH MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-30, with 167 holding rows worth $220,086,000.
- Accession
- 0001598561-19-000006
- Filer
- CIK 1598561
- Filed
- 2019-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 167 entries on the cover page, a total value of $220,086,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,086,000 with VALUE read as thousands by filing date, 13F file number 028-17631. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 174,987 | $52,237,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 233,865 | $26,466,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 438,447 | $18,011,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 417,500 | $15,765,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 267,277 | $15,163,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 227,234 | $13,957,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 220,380 | $12,072,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 271,654 | $10,937,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 183,473 | $9,838,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 42,551 | $6,440,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 171,712 | $5,277,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 56,232 | $3,667,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 67,373 | $3,628,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 80,431 | $3,181,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 84,648 | $3,086,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 88,482 | $2,439,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 30,443 | $2,352,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,173 | $1,238,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 140,284 | $1,038,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,615 | $976,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 17,316 | $876,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 34,403 | $865,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 30,125 | $825,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 8,320 | $745,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,307 | $649,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,797 | $490,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,752 | $486,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,665 | $424,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 143,019 | $420,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,113 | $383,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,855 | $294,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,203 | $269,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 135 | $234,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,593 | $221,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,883 | $214,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,582 | $209,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,594 | $197,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 3,774 | $195,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,115 | $192,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 754 | $157,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,795 | $155,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 120 | $146,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,150 | $143,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,740 | $135,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,442 | $133,000 | thousands by filing date | |
| IJH | 464287507 | COM | 680 | $131,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 5,300 | $128,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,789 | $126,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,765 | $125,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 420 | $125,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,053 | $124,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,791 | $114,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,227 | $112,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 500 | $109,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,775 | $108,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 803 | $82,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 4,673 | $80,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 26,231 | $79,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 757 | $72,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 480 | $62,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 358 | $62,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 215 | $58,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,038 | $57,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 44 | $54,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,022 | $53,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 828 | $51,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 848 | $48,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 165 | $48,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 375 | $44,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 608 | $44,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 311 | $43,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 333 | $42,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 5,000 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 448 | $39,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 267 | $39,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,716 | $34,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 198 | $33,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 244 | $32,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,587 | $31,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 200 | $30,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 181 | $30,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,800 | $30,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 306 | $29,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 535 | $29,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 100 | $28,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 430 | $28,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 710 | $27,000 | thousands by filing date | |
| VTI | 922908769 | COM | 179 | $27,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 207 | $27,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 176 | $26,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 85 | $25,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 261 | $25,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 100 | $21,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 350 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 875 | $21,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 395 | $18,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 140 | $17,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 195 | $17,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 540 | $16,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 452 | $16,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 206 | $16,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 122 | $15,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 70 | $15,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,578 | $14,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 100 | $13,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 331 | $13,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 110 | $13,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 16 | $13,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 221 | $11,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 68 | $11,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 175 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 426 | $10,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,061 | $9,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,000 | $9,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 168 | $8,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 50 | $8,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 56 | $8,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 40 | $8,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,719 | $8,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 5,535 | $8,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 40 | $7,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 78 | $6,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 79 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 60 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 55 | $6,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 400 | $6,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 167 | $6,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 19 | $5,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 42 | $5,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 56 | $5,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 47 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 145 | $4,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 52 | $3,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 25 | $3,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 121 | $3,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 302 | $3,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 8 | $2,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 75 | $2,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 20 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 41 | $2,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 22 | $1,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 39 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 8 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 16 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 22 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 20 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 53 | $1,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 32 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 26 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 21 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,000 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 64 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 11 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,000 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 40 | $1,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 65 | $1,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286509 | MSCI CDA ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001598561-19-000006 | this filing | 2019-10-30 | acceptance time not in the bulk data set |