13F-HR filed by Astor Investment Management LLC
Astor Investment Management LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 57 holding rows worth $454,828,000.
- Accession
- 0001598416-20-000008
- Filer
- CIK 1598416
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 57 entries on the cover page, a total value of $454,828,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $454,828,000 with VALUE read as thousands by filing date, 13F file number 028-16121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,091,243 | $42,940,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 523,460 | $39,516,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 264,033 | $35,567,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 130,474 | $27,486,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 98,031 | $27,236,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 369,294 | $23,535,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 115,876 | $20,523,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 362,579 | $19,909,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 183,794 | $19,869,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 383,562 | $19,822,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,088,835 | $19,762,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 532,551 | $19,470,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 234,090 | $19,441,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 633,808 | $19,381,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 144,142 | $19,255,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 625,856 | $19,213,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 103,692 | $10,937,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 93,816 | $9,557,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 152,178 | $8,034,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 94,189 | $7,250,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 109,569 | $7,023,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 56,170 | $5,106,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 21,121 | $3,448,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 91,740 | $3,235,000 | thousands by filing date | |
| AMA Fund Ltd | 99VVBJY83 | Com | 20,495 | $1,751,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,360 | $1,460,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 46,137 | $921,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 7,139 | $676,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,267 | $474,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 3,835 | $172,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,031 | $170,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2,300 | $170,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,453 | $115,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 4,775 | $115,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 6,943 | $114,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,071 | $113,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 6,526 | $112,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 4,264 | $111,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 4,202 | $111,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 997 | $110,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,755 | $110,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 5,525 | $109,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 3,369 | $109,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 3,830 | $105,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 504 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 334 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 220 | $20,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 824 | $20,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 357 | $18,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 294 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 441 | $13,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 254 | $12,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 102 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 150 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 278 | $12,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 138 | $6,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001598416-20-000008 | this filing | 2020-11-16 | acceptance time not in the bulk data set |