13F-HR filed by EFG Private Wealth Management (Americas) Corp.
EFG Private Wealth Management (Americas) Corp. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 117 holding rows worth $236,570,000.
- Accession
- 0001598340-16-000025
- Filer
- CIK 1598340
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 117 entries on the cover page, a total value of $236,570,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,570,000 with VALUE read as thousands by filing date, 13F file number 028-15795. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 528,933 | $24,058,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,318,582 | $16,543,000 | thousands by filing date | |
| VTI | 922908769 | COM | 138,633 | $15,346,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 72,469 | $8,979,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 59,649 | $7,097,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 94,353 | $5,528,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 62,851 | $5,080,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 20,731 | $4,804,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 70,171 | $4,757,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 124,496 | $4,669,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 32,497 | $4,611,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 66,149 | $4,403,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 16,318 | $4,395,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 48,730 | $4,349,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,609 | $4,252,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 161,032 | $3,842,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 60,125 | $3,832,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 96,749 | $3,812,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 73,677 | $3,750,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 47,056 | $3,689,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 30,413 | $3,447,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 37,578 | $3,431,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 50,813 | $3,395,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 33,218 | $3,381,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,812 | $3,376,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 32,492 | $3,307,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 72,912 | $3,268,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 105,294 | $2,967,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 36,980 | $2,765,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 38,320 | $2,598,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 45,818 | $2,403,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 54,450 | $2,367,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 19,035 | $2,345,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 30,616 | $2,327,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 31,472 | $2,277,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 54,747 | $2,227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 48,005 | $2,071,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 19,110 | $1,975,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 15,853 | $1,906,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 16,349 | $1,856,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 32,907 | $1,768,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 23,529 | $1,716,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,849 | $1,694,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 11,125 | $1,691,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 59,959 | $1,541,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 62,614 | $1,517,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 1,593,000 | $1,455,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 19,272 | $1,454,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 30,859 | $1,385,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 100,521 | $1,275,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 19,887 | $1,204,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 26,779 | $1,120,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 21,820 | $1,107,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 13,278 | $1,100,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,440 | $1,096,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,669 | $1,056,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 12,440 | $1,047,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,110 | $964,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,118 | $938,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,712 | $834,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,130 | $802,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,835 | $792,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,289 | $775,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 16,617 | $770,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,600 | $751,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 12,190 | $691,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,473 | $688,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,279 | $664,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 16,528 | $653,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,200 | $617,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 16,192 | $595,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 25,069 | $582,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,827 | $566,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,636 | $535,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,866 | $524,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,629 | $518,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 8,634 | $502,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,386 | $491,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 9,487 | $455,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 8,967 | $453,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,931 | $444,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,902 | $379,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,984 | $375,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 12,322 | $372,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 8,613 | $364,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 12,190 | $345,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 8,120 | $339,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 13,369 | $331,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 12,247 | $301,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 6,916 | $287,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 9,863 | $255,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 832 | $235,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,252 | $227,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 18,123 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,810 | $218,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,275 | $211,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,560 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 17,973 | $189,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,000 | $175,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 18,550 | $173,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 5,877 | $146,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,226 | $145,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 3,260 | $112,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 890 | $93,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 417 | $91,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 3,436 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 897 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 2,781 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 753 | $66,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,543 | $41,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 2,400 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 430 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 164 | $20,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 133 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 216 | $6,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 144 | $3,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 68 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001598340-16-000025 | this filing | 2016-11-14 | acceptance time not in the bulk data set |