13F-HR filed by EFG Private Wealth Management (Americas) Corp.
EFG Private Wealth Management (Americas) Corp. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 147 holding rows worth $113,630,000.
- Accession
- 0001598340-15-000001
- Filer
- CIK 1598340
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 147 entries on the cover page, a total value of $113,630,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,630,000 with VALUE read as thousands by filing date, 13F file number 028-15795. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 222,047 | $23,537,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 130,112 | $15,563,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 320,733 | $13,641,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 463,570 | $12,706,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 255,806 | $10,051,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 866,172 | $9,736,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 168,299 | $3,105,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 38,457 | $967,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,166 | $862,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,596 | $728,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 10,922 | $604,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,719 | $536,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,472 | $516,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,377 | $489,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,047 | $477,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,663 | $476,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 22,356 | $462,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,842 | $451,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 6,280 | $450,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 18,620 | $447,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,204 | $425,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,707 | $421,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,875 | $413,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,067 | $406,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,298 | $403,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,894 | $403,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,608 | $397,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,944 | $389,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,691 | $367,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,816 | $362,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 4,871 | $357,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,299 | $341,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,264 | $336,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,695 | $330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,674 | $329,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 17,100 | $299,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,376 | $298,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,339 | $295,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,312 | $295,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 2,998 | $294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,500 | $280,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,857 | $275,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,202 | $274,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,183 | $267,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,212 | $264,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 965 | $263,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,739 | $256,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,642 | $253,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,750 | $247,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,067 | $247,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,261 | $243,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,684 | $242,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,698 | $237,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 5,105 | $236,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,138 | $236,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,500 | $234,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,913 | $228,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,895 | $225,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,924 | $214,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,980 | $208,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 3,704 | $205,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,600 | $198,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,449 | $196,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,758 | $192,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,781 | $184,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,220 | $180,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,487 | $180,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,599 | $179,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,093 | $177,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,856 | $177,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,024 | $158,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 6,000 | $156,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,978 | $152,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,490 | $151,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,859 | $150,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,118 | $146,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,246 | $137,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 8,833 | $137,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,349 | $132,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,651 | $131,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,783 | $123,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 5,912 | $123,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 400 | $121,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,955 | $119,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,200 | $115,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 2,417 | $102,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 4,615 | $101,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,500 | $101,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 7,329 | $95,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 732 | $76,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 685 | $75,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 455 | $75,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 6,594 | $75,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,310 | $72,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,000 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,432 | $66,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,000 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,346 | $52,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 5,600 | $46,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,000 | $45,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,708 | $45,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 420 | $42,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 402 | $42,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,000 | $41,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,530 | $39,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,183 | $36,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 1,652 | $35,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 676 | $32,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,480 | $30,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,640 | $30,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $26,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 131 | $23,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 325 | $18,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 901 | $16,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,280 | $15,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 220 | $14,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 160 | $14,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 335 | $13,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 100 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 500 | $13,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 1,556 | $12,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 114 | $11,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 195 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 200 | $11,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 90 | $10,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 65 | $10,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 95 | $9,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 175 | $9,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 4,400 | $9,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 17 | $9,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 60 | $8,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 120 | $8,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 210 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 183 | $7,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 95 | $7,000 | thousands by filing date | |
| 38259p508 | COM | 12 | $6,000 | thousands by filing date | ||
| FIRSTENERGY CORP | 337932107 | COM | 118 | $5,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 170 | $5,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 75 | $5,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 65 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 63 | $3,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 190 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 839 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 73 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 73 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001598340-15-000001 | this filing | 2015-02-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001598340-15-000003 | superseded | 2015-03-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001598340-15-000004 | base | 2015-03-11 | acceptance time not in the bulk data set |