13F-HR filed by EFG Private Wealth Management (Americas) Corp.
EFG Private Wealth Management (Americas) Corp. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-11, with 125 holding rows worth $113,382,281.
- Accession
- 0001598340-14-000004
- Filer
- CIK 1598340
- Filed
- 2014-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 125 entries on the cover page, a total value of $113,382,281 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,382,281 with VALUE read as dollars, detected, 13F file number 028-15795. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 243,125 | $23,320,552 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 139,639 | $16,107,440 | dollars, detected | |
| ISHARES TR | 464287861 | EUROPE ETF | 313,359 | $14,868,891 | dollars, detected | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 437,082 | $13,881,716 | dollars, detected | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,094,881 | $13,281,374 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 259,011 | $10,819,140 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 176,885 | $5,239,326 | dollars, detected | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 105,427 | $2,704,265 | dollars, detected | |
| PROSHARES TR | 74347X849 | INDX FD | 29,782 | $980,125 | dollars, detected | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 14,826 | $692,821 | dollars, detected | |
| SPY | 78462F103 | SHS | 3,572 | $659,711 | dollars, detected | |
| Apple Inc | 037833100 | COM | 1,000 | $561,020 | dollars, detected | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 14,262 | $547,157 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 23,229 | $507,786 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,888 | $451,669 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 17,500 | $443,276 | dollars, detected | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,490 | $398,574 | dollars, detected | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,428 | $377,966 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,367 | $375,343 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 5,807 | $374,899 | dollars, detected | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,498 | $324,894 | dollars, detected | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,622 | $309,447 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,260 | $299,113 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,732 | $298,563 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 4,045 | $288,610 | dollars, detected | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 20,884 | $283,396 | dollars, detected | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 5,454 | $252,793 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,783 | $231,270 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,539 | $223,332 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 3,065 | $218,381 | dollars, detected | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,197 | $198,068 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,593 | $188,305 | dollars, detected | |
| ISHARES TR | 464288687 | COM | 2,734 | $100,693 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 2,402 | $92,212 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 2,543 | $89,414 | dollars, detected | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,759 | $87,932 | dollars, detected | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,920 | $85,785 | dollars, detected | |
| VALE S A | 91912E105 | SPONSORED ADS | 5,600 | $85,400 | dollars, detected | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,653 | $85,003 | dollars, detected | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,074 | $84,121 | dollars, detected | |
| VGT | 92204A702 | SHS | 920 | $82,358 | dollars, detected | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 596 | $64,464 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 3,950 | $61,502 | dollars, detected | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 2,591 | $61,019 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 1,926 | $58,994 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 609 | $55,863 | dollars, detected | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,034 | $52,765 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 580 | $52,670 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 1,371 | $52,455 | dollars, detected | |
| FLOWSERVE CORP | 34354P105 | COM | 661 | $52,107 | dollars, detected | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 418 | $51,309 | dollars, detected | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,060 | $51,253 | dollars, detected | |
| DISCOVER FINL SVCS | 254709108 | COM | 912 | $51,026 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 501 | $50,701 | dollars, detected | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 500 | $50,660 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 670 | $50,452 | dollars, detected | |
| TESORO CORP | 881609101 | COM | 859 | $50,251 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 551 | $49,975 | dollars, detected | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,598 | $49,933 | dollars, detected | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 213 | $49,638 | dollars, detected | |
| PPG INDS INC COM | 693506107 | Stock | 258 | $48,933 | dollars, detected | |
| Progressive Corporation | 743315103 | COM | 1,781 | $48,568 | dollars, detected | |
| CENCORA INC COM | 03073E105 | Stock | 689 | $48,445 | dollars, detected | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 2,000 | $48,381 | dollars, detected | |
| ALLSTATE CORP COM | 020002101 | Stock | 887 | $48,377 | dollars, detected | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 984 | $47,941 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 297 | $47,936 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 1,503 | $47,870 | dollars, detected | |
| AGL RES INC | 001204106 | COM | 998 | $47,135 | dollars, detected | |
| ISHARES TR | 464287457 | COM | 549 | $46,325 | dollars, detected | |
| PETSMART INC | 716768106 | COM | 634 | $46,123 | dollars, detected | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 869 | $45,988 | dollars, detected | |
| GAP INC COM | 364760108 | Stock | 1,173 | $45,840 | dollars, detected | |
| CORECIVIC INC | 22025Y407 | COM | 1,415 | $45,379 | dollars, detected | |
| MATTEL INC | 577081102 | COM | 946 | $45,010 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 301 | $44,747 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 979 | $44,575 | dollars, detected | |
| Intel Corp | 458140100 | COM | 1,713 | $44,460 | dollars, detected | |
| WELLTOWER INC | 42217K106 | COM | 805 | $43,124 | dollars, detected | |
| AMEREN CORP COM | 023608102 | Stock | 1,186 | $42,886 | dollars, detected | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,791 | $42,199 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 586 | $41,401 | dollars, detected | |
| PPL CORP COM | 69351T106 | Stock | 1,368 | $41,164 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 801 | $40,850 | dollars, detected | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 735 | $40,653 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 814 | $40,000 | dollars, detected | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 727 | $39,193 | dollars, detected | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,530 | $37,791 | dollars, detected | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,129 | $37,684 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 287 | $35,849 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 949 | $35,502 | dollars, detected | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,659 | $35,043 | dollars, detected | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 679 | $32,462 | dollars, detected | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 290 | $30,844 | dollars, detected | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 484 | $27,946 | dollars, detected | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 310 | $26,493 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 445 | $23,256 | dollars, detected | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 666 | $22,850 | dollars, detected | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 635 | $21,063 | dollars, detected | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 370 | $19,650 | dollars, detected | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,000 | $18,960 | dollars, detected | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 210 | $17,100 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 325 | $16,936 | dollars, detected | |
| ALCOA INC | 013817101 | COM | 1,575 | $16,742 | dollars, detected | |
| CHINA FD INC | 169373107 | COM | 777 | $16,169 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 560 | $15,668 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 836 | $15,641 | dollars, detected | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 901 | $15,263 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 161 | $13,354 | dollars, detected | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 343 | $13,024 | dollars, detected | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 500 | $12,070 | dollars, detected | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 500 | $12,000 | dollars, detected | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 4,400 | $11,396 | dollars, detected | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 163 | $10,313 | dollars, detected | |
| iShares Global Healthcare ETF | 464287325 | SHS | 114 | $9,816 | dollars, detected | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,300 | $9,672 | dollars, detected | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 250 | $7,762 | dollars, detected | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 219 | $6,386 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 117 | $6,375 | dollars, detected | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 157 | $5,880 | dollars, detected | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 113 | $4,428 | dollars, detected | |
| FIRSTENERGY CORP | 337932107 | COM | 118 | $3,891 | dollars, detected | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 132 | $2,649 | dollars, detected | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 13 | $1,561 | dollars, detected | |
| ROUSE PPTYS INC | 779287101 | COM | 5 | $111 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001598340-14-000004 | this filing | 2014-02-11 | acceptance time not in the bulk data set |