13F-HR/A filed by Waldron Private Wealth LLC
Waldron Private Wealth LLC filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-05-22, with 231 holding rows worth $398,447,000 by the sum of the rows.
- Accession
- 0001598180-17-000005
- Filer
- CIK 1598180
- Filed
- 2017-05-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, amendment of type restatement, 144 entries on the cover page, a total value of $312,459,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $398,447,000 with VALUE read as thousands by filing date, 13F file number 028-15725. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $312,459,000, 22% less than the sum of the rows, $398,447,000. This page uses the sum of the rows.
Other managers
- included managerAperio
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 772,390 | $87,308,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 644,381 | $73,757,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 81,894 | $13,179,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 55,685 | $13,089,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 438,736 | $10,365,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 69,789 | $9,714,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 71,023 | $9,342,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 86,328 | $7,000,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 46,930 | $6,722,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 161,577 | $6,337,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 52,801 | $6,139,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 74,128 | $4,598,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 94,029 | $3,906,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 140,599 | $3,882,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 30,401 | $3,841,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 78,486 | $3,316,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 29,179 | $3,292,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 12 | $2,952,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 67,470 | $2,623,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 62,584 | $2,545,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 38,000 | $2,276,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 31,839 | $2,199,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 37,001 | $2,117,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 16,660 | $2,058,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 72,486 | $2,051,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 52,535 | $2,040,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 26,627 | $1,901,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,608 | $1,897,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,190 | $1,816,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 46,885 | $1,767,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 12,850 | $1,749,000 | thousands by filing date | |
| RSTK United Bankshares W VA | 909907909 | COM | 41,373 | $1,748,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 26,197 | $1,722,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,361 | $1,682,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,031 | $1,679,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 32,220 | $1,620,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 34,947 | $1,558,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 50,000 | $1,537,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,762 | $1,521,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 43,652 | $1,380,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 21,417 | $1,349,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 24,153 | $1,340,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,772 | $1,330,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,755 | $1,309,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,201 | $1,270,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 26,445 | $1,168,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 23,233 | $1,124,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,248 | $1,087,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 31,564 | $1,075,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 18,119 | $1,057,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 83,100 | $1,055,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 31,238 | $1,052,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,236 | $1,047,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 221,800 | $1,034,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,678 | $1,025,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 18,122 | $993,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 25,384 | $985,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 40,737 | $978,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 32,600 | $975,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 40,433 | $958,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,765 | $944,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 19,237 | $905,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 11,102 | $896,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 40,000 | $893,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 24,274 | $839,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,633 | $835,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,715 | $826,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,022 | $826,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,319 | $823,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,951 | $791,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,570 | $778,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 11,012 | $745,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 412 | $732,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 9,215 | $723,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 28,423 | $720,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,141 | $715,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,360 | $711,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,510 | $707,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,270 | $703,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,487 | $689,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 17,170 | $689,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,709 | $684,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,455 | $661,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 22,269 | $661,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,207 | $640,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,457 | $611,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 17,200 | $602,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 9,150 | $580,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 24,550 | $578,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,004 | $573,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,270 | $568,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 14,838 | $565,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,674 | $562,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8,455 | $560,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 20,000 | $559,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 17,108 | $554,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 30,000 | $549,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 12,475 | $544,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,666 | $536,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,051 | $534,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 30,207 | $534,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,581 | $526,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,424 | $512,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,242 | $510,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,340 | $508,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,703 | $504,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 24,920 | $498,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,922 | $496,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,837 | $485,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,005 | $476,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,749 | $475,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,826 | $454,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,678 | $449,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,984 | $446,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,164 | $446,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,742 | $444,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,042 | $442,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,301 | $436,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,522 | $431,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 5,077 | $429,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 10,000 | $429,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 8,837 | $425,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,793 | $423,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,128 | $420,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 14,822 | $419,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,948 | $415,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 25,000 | $412,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,518 | $410,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 10,901 | $409,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,920 | $406,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 20,442 | $403,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,543 | $395,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 7,902 | $392,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,689 | $383,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,113 | $383,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 35,000 | $382,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,339 | $381,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,635 | $381,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 14,500 | $380,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 14,986 | $376,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,500 | $373,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 8,013 | $366,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,825 | $365,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,438 | $364,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,051 | $362,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 15,000 | $362,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,805 | $352,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,841 | $351,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,072 | $350,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,463 | $348,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,804 | $346,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,492 | $342,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,166 | $341,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,761 | $339,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 5,541 | $338,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,482 | $323,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,751 | $320,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,671 | $317,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,342 | $313,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,550 | $309,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,547 | $307,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,517 | $305,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,389 | $302,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,076 | $301,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,783 | $292,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,132 | $289,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 16,162 | $288,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,132 | $287,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,535 | $287,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,100 | $286,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,868 | $286,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,853 | $286,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,129 | $282,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,588 | $278,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,206 | $277,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,386 | $271,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,821 | $269,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,002 | $267,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,431 | $267,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,951 | $263,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,010 | $260,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,995 | $255,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,543 | $252,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,151 | $251,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,115 | $246,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,248 | $242,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 652 | $240,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL A CONV | 775109101 | COM | 5,400 | $240,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,293 | $238,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,126 | $236,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,441 | $236,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 620 | $236,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 6,798 | $234,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 4,130 | $233,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 5,926 | $229,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 498 | $225,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,567 | $224,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,336 | $223,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 6,107 | $220,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 15,000 | $218,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,389 | $216,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,363 | $216,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,033 | $211,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,536 | $210,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,370 | $210,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 5,850 | $209,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,342 | $208,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,175 | $207,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 4,376 | $206,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,134 | $206,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 3,066 | $204,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,986 | $203,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 9,352 | $202,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,644 | $200,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 14,405 | $167,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 22,297 | $142,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,237 | $113,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,893 | $72,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 18,048 | $70,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,860 | $55,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 12,000 | $15,000 | thousands by filing date | |
| PROTEA BIOSCIENCES GROUP INC COM NEW | 74365B109 | COM | 120,000 | $9,000 | thousands by filing date | |
| SPECTRA7 MICROSYSTEMS INC | 84761T109 | Equities | 21,000 | $7,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 11,000 | $5,000 | thousands by filing date | |
| THUNDER ENERGIES CORP COM | 88604Y100 | COM | 10,000 | $2,000 | thousands by filing date | |
| Memex Inc. | 58600T108 | COM | 10,000 | $1,000 | thousands by filing date | |
| ALTERNATIVE ENERGY PARTN | 02152E200 | COMMON STOCK | 70,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLDGATE COMMUNICATIONS INC | 98156l307 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLEDGE PETROLEUM CORPXXXREGISTRATION REVOKED BY THE SEC EFF: 09/08/21 | 72909F107 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARADIGM OIL & GAS INC COM PAR $.0001 | 69901U306 | COM | 3,008,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Thermal Tech Technologies | 88360h101 | COM | 250,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001598180-17-000002 | superseded | 2017-04-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001598180-17-000003 | superseded | 2017-04-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001598180-17-000004 | superseded | 2017-05-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001598180-17-000005 | this filing | 2017-05-22 | acceptance time not in the bulk data set |