13F-HR filed by HOERTKORN RICHARD CHARLES
HOERTKORN RICHARD CHARLES filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-28, with 97 holding rows worth $137,684,000.
- Accession
- 0001598177-14-000005
- Filer
- CIK 1598177
- Filed
- 2014-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 98 entries on the cover page, a total value of $137,684,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,337,000 with VALUE read as thousands by filing date, 13F file number 028-15793. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Procter & Gamble Co | 742718109 | COM | 126,775 | $10,616,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 323,727 | $8,294,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 408,475 | $6,964,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 74,294 | $6,816,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 109,775 | $6,613,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 137,010 | $6,352,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 62,573 | $5,874,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 152,846 | $5,322,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 807,790 | $5,121,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 102,275 | $4,495,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 43,292 | $4,362,000 | thousands by filing date | |
| SCHWAB CHARLES CORP NEW | 808513015 | COM | 142,525 | $4,189,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 43,800 | $4,153,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 68,460 | $3,551,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 27,435 | $3,495,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 253,943 | $3,423,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 113,330 | $3,351,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 29,797 | $3,176,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 26,215 | $3,081,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,264 | $2,418,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 42,665 | $2,316,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 33,815 | $2,306,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 53,400 | $2,278,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 88,683 | $2,232,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 28,865 | $2,209,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 129,000 | $1,908,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 26,325 | $1,889,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 24,440 | $1,844,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9,700 | $1,841,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 49,954 | $1,686,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 28,640 | $1,484,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,743 | $1,387,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,513 | $1,314,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,680 | $1,018,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 333,725 | $1,011,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 71,150 | $719,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 23,495 | $699,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,000 | $577,000 | thousands by filing date | |
| 38259p508 | COM | 800 | $471,000 | thousands by filing date | ||
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 52,400 | $468,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 21,600 | $399,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 6,866 | $387,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 7,466 | $265,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 32,035 | $240,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,225 | $236,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,200 | $186,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 26,000 | $167,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,365 | $144,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,530 | $142,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,500 | $114,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,400 | $103,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 4,000 | $102,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 1,195 | $101,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,500 | $97,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 900 | $92,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,412 | $79,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,450 | $72,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,310 | $70,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 624 | $68,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,000 | $68,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 547 | $64,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 357 | $59,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 800 | $55,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 955 | $52,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,000 | $51,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 800 | $47,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,000 | $44,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 3,000 | $42,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 110 | $36,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 2,000 | $36,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 394 | $29,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 622 | $28,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 666 | $27,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 372 | $27,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 700 | $24,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 448 | $24,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,000 | $23,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 500 | $22,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 173 | $19,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 200 | $17,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,000 | $16,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,000 | $14,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 400 | $13,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 217 | $13,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 400 | $13,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 400 | $13,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 100 | $10,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $10,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 250 | $9,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 200 | $8,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,450 | $8,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 200 | $7,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 96 | $7,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 72 | $5,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 100 | $4,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 108 | $4,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 50 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001598177-14-000005 | this filing | 2014-10-28 | acceptance time not in the bulk data set |