13F-HR filed by Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-19, with 387 holding rows worth $259,593,000.
- Accession
- 0001597878-17-000002
- Filer
- CIK 1597878
- Filed
- 2017-04-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 387 entries on the cover page, a total value of $259,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,593,000 with VALUE read as thousands by filing date, 13F file number 028-15701. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 112,978 | $26,633,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 147,423 | $16,777,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 307,733 | $14,685,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 107,997 | $12,413,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 126,603 | $11,387,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 56,600 | $10,805,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 118,244 | $10,432,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 66,966 | $9,941,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 215,549 | $9,370,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 46,881 | $7,177,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 43,172 | $5,986,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 81,021 | $5,347,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 83,868 | $5,237,000 | thousands by filing date | |
| VTI | 922908769 | COM | 39,912 | $4,842,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 268,213 | $4,578,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 52,634 | $4,414,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 51,874 | $4,291,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 32,200 | $3,917,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 27,400 | $3,604,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 70,020 | $3,519,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 33,867 | $3,443,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 29,804 | $3,222,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 59,974 | $2,931,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 50,332 | $2,407,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 23,896 | $2,279,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 25,822 | $2,111,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 22,919 | $2,082,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 18,993 | $1,989,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 26,513 | $1,940,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 47,284 | $1,915,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 35,593 | $1,676,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 68,811 | $1,517,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 15,862 | $1,445,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 51,179 | $1,315,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 11,010 | $1,244,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 9,387 | $1,243,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 95,582 | $1,215,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 27,939 | $1,081,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 88,291 | $1,026,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 19,280 | $969,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 22,747 | $963,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,922 | $933,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 17,197 | $929,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 60,324 | $907,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 11,596 | $892,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 8,559 | $872,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,950 | $855,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,642 | $813,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 28,206 | $802,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,691 | $762,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 23,925 | $753,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 9,555 | $750,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 14,406 | $739,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 7,290 | $735,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 10,436 | $715,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5,653 | $702,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,175 | $673,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 6,551 | $653,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 12,071 | $646,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,312 | $613,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 21,568 | $594,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,336 | $571,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 9,437 | $568,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 4,289 | $565,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 25,899 | $564,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,202 | $526,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 11,922 | $519,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,521 | $510,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 21,161 | $502,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 10,000 | $499,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 9,194 | $498,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 17,445 | $488,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 17,784 | $486,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,510 | $472,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,722 | $465,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 7,990 | $459,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 9,151 | $443,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,289 | $418,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,096 | $417,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 17,639 | $399,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,661 | $392,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,192 | $383,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 14,641 | $373,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 17,990 | $351,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,666 | $350,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,401 | $348,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,691 | $346,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,773 | $341,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,223 | $335,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,800 | $332,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 15,485 | $332,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,379 | $327,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,955 | $324,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 12,926 | $318,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 9,262 | $316,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 14,895 | $308,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,300 | $268,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,538 | $249,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,187 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,663 | $240,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,195 | $232,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 11,303 | $219,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,190 | $214,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,426 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,052 | $209,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,063 | $208,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,550 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,209 | $203,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 15,091 | $201,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,110 | $200,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,645 | $198,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,877 | $189,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,381 | $186,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 8,738 | $186,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,047 | $182,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,456 | $181,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,096 | $180,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 6,311 | $173,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,185 | $170,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 4,978 | $169,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,551 | $166,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 7,845 | $166,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 9,785 | $166,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,137 | $162,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,751 | $162,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 7,534 | $162,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 6,345 | $161,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,765 | $160,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,206 | $156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 3,765 | $150,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,203 | $148,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,753 | $148,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 16,194 | $144,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,642 | $144,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,218 | $144,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,314 | $143,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,775 | $142,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,206 | $136,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,129 | $135,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,436 | $135,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 653 | $131,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 5,316 | $130,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,665 | $129,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 8,564 | $127,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 8,098 | $122,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 555 | $121,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 9,065 | $120,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 5,509 | $116,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 600 | $115,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,102 | $114,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,900 | $114,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,164 | $113,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,784 | $112,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 125 | $111,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,265 | $111,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,491 | $104,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 749 | $103,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,542 | $100,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 7,982 | $96,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 474 | $89,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 495 | $88,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 3,607 | $88,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,758 | $87,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 941 | $87,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,071 | $86,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,375 | $84,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 999 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 924 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,232 | $79,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 3,300 | $75,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 1,321 | $75,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 450 | $72,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,316 | $72,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,903 | $70,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 834 | $70,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 564 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,951 | $69,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 380 | $63,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 5,000 | $63,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 956 | $62,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 574 | $62,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 532 | $61,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,391 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 3,947 | $58,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 503 | $57,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 874 | $57,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 2,693 | $57,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 1,096 | $56,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,201 | $56,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,480 | $56,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 487 | $55,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 314 | $55,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 733 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,870 | $53,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 347 | $52,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 584 | $52,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 367 | $51,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 366 | $51,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 800 | $51,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,996 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,633 | $50,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,330 | $48,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,246 | $47,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,081 | $46,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 721 | $46,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,022 | $45,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 853 | $44,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,125 | $44,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,300 | $40,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 328 | $39,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 275 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,428 | $39,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 693 | $38,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 553 | $38,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 200 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 802 | $36,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,158 | $36,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 980 | $36,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 40 | $34,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 680 | $34,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 200 | $34,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 234 | $34,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 257 | $34,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 475 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,090 | $34,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 249 | $33,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 321 | $33,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 680 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,100 | $32,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 1,663 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 270 | $30,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 171 | $29,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,992 | $29,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 34 | $28,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 336 | $28,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 349 | $28,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 359 | $28,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,000 | $28,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 412 | $27,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 293 | $26,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 451 | $26,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 490 | $26,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 800 | $26,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 694 | $25,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 200 | $25,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 231 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 387 | $24,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 200 | $24,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 200 | $23,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 96 | $22,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 200 | $22,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 391 | $22,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 271 | $22,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 800 | $22,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 631 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 150 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 447 | $21,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 400 | $21,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 153 | $20,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 153 | $20,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 399 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 191 | $20,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 429 | $19,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 69 | $19,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 180 | $19,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 158 | $19,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 300 | $19,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 14,276 | $19,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 300 | $18,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 355 | $18,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 3,245 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 331 | $18,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 290 | $18,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 280 | $18,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 372 | $17,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 900 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 391 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 145 | $16,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 500 | $16,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,403 | $15,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 395 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 326 | $15,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 361 | $14,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 265 | $14,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 141 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 359 | $14,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 50 | $13,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 335 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 160 | $13,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 300 | $13,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 148 | $12,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 355 | $12,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 176 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 117 | $12,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 294 | $11,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 202 | $11,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 177 | $11,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 195 | $11,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 220 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 146 | $11,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 259 | $11,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 200 | $10,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 120 | $10,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 97 | $10,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 800 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 596 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 424 | $10,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 83 | $9,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 278 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 106 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 227 | $9,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 67 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 257 | $9,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 213 | $9,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,000 | $9,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 178 | $8,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 97 | $8,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 150 | $8,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 792 | $8,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 76 | $8,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 84 | $8,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 123 | $7,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 73 | $7,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 68 | $7,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 256 | $7,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 38 | $7,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 456 | $7,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 77 | $7,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 300 | $7,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 367 | $7,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 260 | $7,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 51 | $6,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 72 | $6,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 100 | $6,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 475 | $6,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 136 | $6,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 34 | $6,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 35 | $6,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 81 | $6,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 32 | $6,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 66 | $6,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 54 | $5,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 43 | $5,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 46 | $5,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 60 | $5,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 30 | $5,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 123 | $5,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 34 | $5,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 108 | $5,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 75 | $5,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 17 | $5,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 63 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 40 | $5,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 102 | $5,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 51 | $4,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 200 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 260 | $4,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,000 | $4,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 251 | $3,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 34 | $3,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 75 | $3,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 53 | $3,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 25 | $3,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 580 | $3,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 15 | $3,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 199 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 116 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 76 | $2,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 55 | $2,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 33 | $2,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 263 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 44 | $1,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 16 | $1,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 53 | $1,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 25 | $1,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN UN CO COM | 959802109 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOVERATIV INC | 09075E100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597878-17-000002 | this filing | 2017-04-19 | acceptance time not in the bulk data set |