13F-HR filed by PEDDOCK CAPITAL ADVISORS, LLC
PEDDOCK CAPITAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-24, with 248 holding rows worth $195,307,000.
- Accession
- 0001597843-20-000001
- Filer
- CIK 1597843
- Filed
- 2020-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 248 entries on the cover page, a total value of $195,307,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $195,307,000 with VALUE read as thousands by filing date, 13F file number 028-15711. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXXON MOBIL CORP | 30231G102 | COM | 771,192 | $53,814,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 62,140 | $7,489,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 21,368 | $6,907,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,082 | $6,191,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 49,668 | $5,581,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 21,095 | $4,964,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 25,109 | $4,159,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 78,448 | $3,995,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,735 | $3,448,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 17,826 | $3,382,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 25,245 | $2,919,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 9,196 | $2,746,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 8,260 | $2,683,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,693 | $2,268,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 61,864 | $2,179,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 35,041 | $2,097,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 18,078 | $2,092,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 50,273 | $1,970,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 24,016 | $1,946,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 30,953 | $1,901,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,369 | $1,789,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,032 | $1,785,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 13,545 | $1,737,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 4,825 | $1,709,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,241 | $1,697,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,678 | $1,684,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,904 | $1,681,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 37,283 | $1,673,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 31,182 | $1,495,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,888 | $1,485,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 12,879 | $1,448,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 19,345 | $1,442,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,064 | $1,315,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,630 | $1,273,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 22,191 | $1,228,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 13,106 | $1,227,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,768 | $1,184,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 11,975 | $1,090,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,787 | $1,066,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,246 | $1,054,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 17,675 | $1,044,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 6,237 | $1,034,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 13,481 | $1,001,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,957 | $969,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,603 | $963,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 8,631 | $941,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,529 | $933,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 28,506 | $877,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 9,473 | $868,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 8,212 | $860,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 461 | $852,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 20,349 | $828,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 44,325 | $822,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,448 | $804,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 38,398 | $789,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,053 | $776,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,172 | $758,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 13,739 | $737,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,000 | $706,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,357 | $704,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,716 | $696,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 23,226 | $677,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 13,608 | $650,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 18,196 | $650,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 6,529 | $620,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,616 | $614,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,034 | $604,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,623 | $600,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,600 | $600,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,849 | $586,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,129 | $571,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,885 | $554,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,856 | $517,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,800 | $501,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,321 | $448,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 329 | $440,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,183 | $432,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,174 | $416,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2,983 | $415,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,504 | $378,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,272 | $354,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 10,000 | $352,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,291 | $344,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,593 | $343,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,937 | $341,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,740 | $339,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,894 | $308,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,500 | $300,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 6,581 | $298,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,350 | $297,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,547 | $291,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,259 | $285,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,730 | $284,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,996 | $284,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 855 | $275,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,058 | $266,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,220 | $258,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,144 | $257,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,346 | $254,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,600 | $246,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,165 | $233,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,384 | $217,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,250 | $213,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 3,390 | $213,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,905 | $210,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,149 | $209,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 900 | $207,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,155 | $207,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,168 | $206,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,680 | $206,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 350 | $204,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,199 | $195,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,400 | $191,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,224 | $189,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,563 | $186,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,432 | $178,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,247 | $172,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 800 | $171,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 512 | $167,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 654 | $164,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 692 | $146,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,091 | $145,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,494 | $140,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,920 | $137,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,000 | $136,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,500 | $128,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 2,234 | $126,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 630 | $125,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,118 | $122,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,293 | $115,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 490 | $114,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 913 | $114,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 520 | $114,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 707 | $113,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,056 | $113,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 630 | $107,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 900 | $106,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,761 | $104,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,400 | $96,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,050 | $85,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,546 | $80,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 445 | $79,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,520 | $78,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,654 | $75,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,909 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 841 | $71,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 320 | $71,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 331 | $70,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,200 | $66,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 505 | $65,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 672 | $64,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,510 | $64,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,200 | $64,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 308 | $60,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 310 | $60,000 | thousands by filing date | |
| IJH | 464287507 | COM | 277 | $57,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 234 | $54,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 850 | $54,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,021 | $47,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 400 | $45,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 151 | $45,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 472 | $44,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 350 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 641 | $44,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 386 | $42,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 713 | $42,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,000 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 616 | $40,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 622 | $37,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 800 | $36,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 250 | $36,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 549 | $35,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 82 | $34,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 262 | $34,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 540 | $34,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 296 | $34,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 500 | $34,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 579 | $33,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 100 | $32,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 629 | $32,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 644 | $32,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 753 | $31,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 330 | $30,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 339 | $30,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 549 | $30,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 317 | $30,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 890 | $30,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 275 | $29,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 455 | $27,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 300 | $25,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 148 | $25,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,500 | $25,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,584 | $25,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 352 | $24,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 400 | $24,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 413 | $23,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 400 | $23,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 173 | $22,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 408 | $21,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 135 | $20,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 230 | $19,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 329 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 176 | $18,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 70 | $17,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 100 | $17,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 124 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 120 | $17,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 2,461 | $16,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 3,380 | $15,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 122 | $13,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 739 | $13,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 90 | $12,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 200 | $12,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 295 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 169 | $12,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 960 | $12,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 200 | $11,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 3,300 | $11,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 269 | $10,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 341 | $10,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 501 | $10,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 393 | $10,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 700 | $9,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 540 | $9,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 147 | $7,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 54 | $7,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 47 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 31 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 47 | $6,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,000 | $6,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 16 | $5,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 34 | $5,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 752 | $4,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 56 | $3,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 16 | $3,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 175 | $3,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 122 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 409 | $2,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 30 | $2,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 66 | $2,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 21 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 32 | $2,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 95 | $2,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 666 | $2,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 31 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 69 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 550 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597843-20-000001 | this filing | 2020-01-24 | acceptance time not in the bulk data set |