13F-HR filed by PEDDOCK CAPITAL ADVISORS, LLC
PEDDOCK CAPITAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-14, with 244 holding rows worth $162,681,000.
- Accession
- 0001597843-16-000002
- Filer
- CIK 1597843
- Filed
- 2016-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 244 entries on the cover page, a total value of $162,681,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $162,681,000 with VALUE read as thousands by filing date, 13F file number 028-15711. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXXON MOBIL CORP | 30231G102 | COM | 807,279 | $70,459,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 61,064 | $6,285,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 18,548 | $4,035,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 20,250 | $3,371,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 36,181 | $3,172,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 41,644 | $2,853,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 19,905 | $2,432,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 27,790 | $2,323,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,786 | $2,124,000 | thousands by filing date | |
| Procter & Gamble Co Exchange F | 742993975 | COM | 21,763 | $1,953,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 16,303 | $1,833,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,090 | $1,604,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,636 | $1,570,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 24,259 | $1,534,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 6,483 | $1,493,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 42,359 | $1,435,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 7,941 | $1,324,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 12,451 | $1,302,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,910 | $1,295,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 12,860 | $1,279,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,719 | $1,244,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 13,179 | $1,173,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 33,090 | $1,168,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,567 | $1,130,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,649 | $1,113,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,596 | $1,049,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 26,064 | $984,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 22,900 | $969,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 13,835 | $950,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 4,877 | $890,000 | thousands by filing date | |
| 38259p508 | COM | 1,087 | $874,000 | thousands by filing date | ||
| ALLSTATE CORP COM | 020002101 | Stock | 12,269 | $849,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 53,054 | $830,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,194 | $824,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,093 | $813,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 19,378 | $811,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 10,803 | $779,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,726 | $748,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 14,398 | $731,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 8,953 | $717,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,000 | $705,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,860 | $698,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,525 | $688,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 12,854 | $680,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,984 | $679,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 9,316 | $669,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5,408 | $665,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,808 | $658,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,710 | $657,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 13,486 | $644,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 10,278 | $639,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,774 | $536,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 11,811 | $525,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 15,680 | $516,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 7,529 | $507,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 5,923 | $500,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 8,114 | $498,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 15,791 | $468,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 6,901 | $466,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,723 | $442,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 5,943 | $424,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,087 | $415,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,250 | $414,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 10,037 | $411,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,084 | $408,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,159 | $404,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 24,726 | $384,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,183 | $381,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,258 | $379,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,553 | $372,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,849 | $358,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,482 | $344,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,095 | $343,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,320 | $341,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,944 | $307,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 12,618 | $307,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,033 | $303,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,463 | $302,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,372 | $298,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 3,263 | $298,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,394 | $297,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,402 | $290,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,607 | $287,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,249 | $272,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,740 | $269,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,150 | $262,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,682 | $261,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,669 | $255,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,361 | $245,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,853 | $243,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,500 | $238,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,831 | $228,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,535 | $224,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,425 | $203,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,600 | $200,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,656 | $199,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,477 | $198,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,400 | $189,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,376 | $188,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 855 | $185,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,195 | $184,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670207 | CLB | 1,259 | $182,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,185 | $181,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,114 | $172,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,829 | $168,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 2,618 | $163,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,788 | $160,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,400 | $152,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,229 | $150,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,182 | $149,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,752 | $147,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 185 | $144,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,155 | $138,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,495 | $138,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,285 | $136,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 850 | $135,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,257 | $130,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 1,519 | $129,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,450 | $128,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 800 | $122,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,113 | $118,000 | thousands by filing date | |
| Syngenta | 871994497 | COM | 1,325 | $116,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,563 | $101,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,173 | $99,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,050 | $89,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,166 | $80,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,091 | $80,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 787 | $79,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 851 | $77,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,200 | $77,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 785 | $75,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,654 | $75,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,000 | $74,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 525 | $69,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 630 | $66,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 505 | $62,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 490 | $58,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,314 | $57,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,557 | $57,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 800 | $54,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,337 | $53,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 445 | $52,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 613 | $46,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 672 | $44,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 488 | $43,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 332 | $43,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 314 | $43,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 525 | $42,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 951 | $41,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,270 | $40,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 450 | $40,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 840 | $39,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,445 | $38,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 1,014 | $38,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 500 | $37,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,161 | $37,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 314 | $37,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 816 | $36,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 753 | $35,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 260 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 568 | $34,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 386 | $33,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 691 | $33,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 250 | $31,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 600 | $31,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 310 | $30,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 241 | $29,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 540 | $29,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 790 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 154 | $29,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 850 | $28,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 460 | $28,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 350 | $28,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 204 | $28,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 277 | $27,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,258 | $27,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 546 | $27,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 142 | $26,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 200 | $26,000 | thousands by filing date | |
| Duke Energy | 26441C105 | Common | 330 | $26,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 500 | $26,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 592 | $25,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 193 | $25,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 270 | $22,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 200 | $22,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 400 | $21,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,700 | $21,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 400 | $21,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 268 | $20,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 148 | $20,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 260 | $19,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 500 | $19,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 21 | $18,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 173 | $18,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 162 | $18,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 455 | $18,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 173 | $18,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 951 | $18,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 400 | $18,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 154 | $17,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 250 | $15,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 501 | $15,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 750 | $15,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 1,000 | $15,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 86 | $14,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 138 | $11,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 200 | $10,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 700 | $10,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 60 | $10,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,500 | $10,000 | thousands by filing date | |
| CHROMADEX CORP | 171077100 | COMMON STOCK | 3,380 | $10,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 150 | $9,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 269 | $8,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 154 | $8,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 130 | $7,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 83 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 726 | $4,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 300 | $4,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 22 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 35 | $3,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 54 | $3,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 34 | $3,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 36 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 55 | $3,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10 | $2,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 28 | $2,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 261 | $2,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 533 | $2,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6 | $1,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 10 | $1,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8 | $1,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 20 | $1,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 18 | $1,000 | thousands by filing date | |
| CITIGROUP INC | 172967101 | COM | 26 | $1,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 13 | $1,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 20 | $1,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 22 | $1,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 12 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 50 | $1,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 12 | $1,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,000 | $1,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 7 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 160 | $1,000 | thousands by filing date | |
| TALON THERAPEUTICS CVR NEW | 874CNT108 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597843-16-000002 | this filing | 2016-10-14 | acceptance time not in the bulk data set |