13F-HR filed by MUFG Securities EMEA plc
MUFG Securities EMEA plc filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-09, with 96 holding rows worth $261,485,000.
- Accession
- 0001597694-15-000010
- Filer
- CIK 1597694
- Filed
- 2015-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 183 entries on the cover page, a total value of $261,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $261,485,000 with VALUE read as thousands by filing date, 13F file number 028-15731. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMAZON COM INC | 23135956 | PUT | 53,000 | $27,130,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| FIREEYE INC | 31816Q951 | COM | 850,000 | $27,047,000 | thousands by filing date | put |
| APPLE INC | 37833900 | CALL | 140,000 | $15,443,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| APPLE INC | 37833950 | PUT | 122,000 | $13,456,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| AMAZON COM INC | 23135906 | CALL | 26,000 | $13,310,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| GOPRO INC | 38268T953 | CL A | 400,000 | $12,488,000 | thousands by filing date | put |
| APPLE INC | 037833950 | PUT | 80,000 | $8,826,000 | thousands by filing date | put |
| META PLATFORMS INC | 30303M952 | PUT | 94,000 | $8,452,000 | thousands by filing date | put |
| KEURIG GREEN MTN INC | 49271M950 | Cmn | 140,400 | $8,248,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J908 | COM | 30,000 | $8,154,000 | thousands by filing date | call |
| META PLATFORMS INC | 30303M902 | CALL | 83,000 | $7,462,000 | thousands by filing date | call |
| KEURIG GREEN MTN INC | 49271M900 | Cmn | 130,300 | $6,794,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 150,805 | $6,004,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787957 | COM | 40,000 | $4,866,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 1,055,000 | $4,569,000 | thousands by filing date | principal |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 75,000 | $4,440,000 | thousands by filing date | call |
| MYLAN N V | N59465959 | PUT | 100,000 | $4,026,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 75896900 | COM | 70,000 | $3,991,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| CATERPILLAR INC | 149123951 | PUT | 60,500 | $3,954,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 61,751 | $3,569,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 45,000 | $3,124,000 | thousands by filing date | call |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,604,000 | $3,105,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 200,000 | $2,996,000 | thousands by filing date | call |
| SALESFORCE INC | 79466L952 | PUT | 40,000 | $2,776,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 24,762 | $2,557,000 | thousands by filing date | |
| YAHOO! INC | 984332956 | COM | 85,000 | $2,457,000 | thousands by filing date | put |
| TWITTER INC | 90184L902 | COM | 91,000 | $2,452,000 | thousands by filing date | call |
| BED BATH BEYOND INC | 075896950 | COM | 41,600 | $2,372,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 46,624 | $2,120,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 8,000 | $1,987,000 | thousands by filing date | put |
| MCDONALDS CORP | 580135901 | COM | 20,000 | $1,971,000 | thousands by filing date | call |
| CATERPILLAR INC | 149123901 | CALL | 30,000 | $1,960,000 | thousands by filing date | call |
| YAHOO! INC | 984332906 | COM | 65,000 | $1,879,000 | thousands by filing date | call |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 1,800,000 | $1,842,000 | thousands by filing date | principal |
| TWITTER INC | 90184L952 | COM | 67,000 | $1,804,000 | thousands by filing date | put |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 12,000 | $1,734,000 | thousands by filing date | put |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,813,000 | $1,718,000 | thousands by filing date | principal |
| TOLL BROTHERS INC | 889478953 | COM | 50,000 | $1,712,000 | thousands by filing date | put |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 1,649,000 | $1,593,000 | thousands by filing date | principal |
| INTREXON CORP | 46122T952 | PUT | 50,000 | $1,590,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 55,265 | $1,489,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 31,000 | $1,462,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,430,000 | $1,443,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,326,000 | $1,318,000 | thousands by filing date | principal |
| INTREXON CORP | 46122T102 | COM | 40,000 | $1,272,000 | thousands by filing date | |
| BARRICK GOLD CORP | 67901908 | CALL | 200,000 | $1,272,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 1,005,000 | $1,250,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 67901958 | PUT | 190,000 | $1,208,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| QUALCOMM INC | 747525953 | PUT | 20,000 | $1,075,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902904 | COM | 600,000 | $1,032,000 | thousands by filing date | call |
| TOLL BROTHERS INC | 889478903 | COM | 30,000 | $1,027,000 | thousands by filing date | call |
| AMSURG CORP | 03232P405 | COM | 12,300 | $956,000 | thousands by filing date | |
| METLIFE INC | 59156R958 | PUT | 20,000 | $943,000 | thousands by filing date | put |
| BANK AMER CORP | 60505904 | CALL | 55,000 | $857,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| QUALCOMM INC | 747525903 | CALL | 15,000 | $806,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 58,854 | $760,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 627,000 | $623,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 6,034 | $589,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 28,825 | $578,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 7,920 | $573,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 30,000 | $467,000 | thousands by filing date | put |
| 3D SYS CORP DEL | 88554D905 | COM NEW | 37,800 | $437,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 7,372 | $408,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 13,400 | $366,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 363,000 | $347,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917906 | COM | 22,000 | $260,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,622 | $259,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 10,000 | $252,000 | thousands by filing date | call |
| TESLA INC | 88160R901 | CALL | 1,000 | $248,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 15,200 | $232,000 | thousands by filing date | |
| OASIS PETROLEUM INC | 674215908 | Cmn | 25,000 | $217,000 | thousands by filing date | call |
| RYLAND GROUP INC/THE | 783764953 | COM | 5,000 | $204,000 | thousands by filing date | put |
| RYLAND GROUP INC/THE | 783764903 | COM | 5,000 | $204,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 12,000 | $167,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 10,000 | $150,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 748 | $142,000 | thousands by filing date | |
| EBAY INC. | 278642903 | CALL | 5,000 | $122,000 | thousands by filing date | call |
| RAMBUS INC DEL | 750917956 | PUT | 10,000 | $118,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 296 | $74,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 104,265 | $72,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 62,356 | $58,000 | thousands by filing date | principal |
| TIVO INC CMN STOCK | 888706908 | Cmn | 5,000 | $43,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 50,000 | $28,000 | thousands by filing date | principal |
| TYSON FOODS | 902494301 | COM | 49,700 | $25,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 800 | $23,000 | thousands by filing date | |
| Anthem Inc. | 36752103 | COM | 73 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 105,271 | $9,000 | thousands by filing date | principal |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $7,000 | thousands by filing date | |
| VIRNETX HOLDING CORP CMN STOCK | 92823T958 | Cmn | 2,000 | $7,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 8,800 | $5,000 | thousands by filing date | principal |
| VIRNETX HOLDING CORP CMN STOCK | 92823T908 | Cmn | 1,400 | $5,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 8,633 | $4,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 10,000 | $3,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 660 | $1,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 881 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 192 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597694-15-000010 | this filing | 2015-11-09 | acceptance time not in the bulk data set |