13F-HR filed by MUFG Securities EMEA plc
MUFG Securities EMEA plc filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-12, with 110 holding rows worth $603,030,000.
- Accession
- 0001597694-15-000007
- Filer
- CIK 1597694
- Filed
- 2015-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 207 entries on the cover page, a total value of $603,030,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $603,030,000 with VALUE read as thousands by filing date, 13F file number 028-15731. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOPRO INC | 38268T953 | CL A | 200,000 | $104,102,000 | thousands by filing date | put |
| AMAZON COM INC | 023135956 | PUT | 83,000 | $36,030,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558903 | COM | 300,000 | $35,124,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 12,624,000 | $34,085,000 | thousands by filing date | |
| FIREEYE INC | 31816Q951 | COM | 650,000 | $31,792,000 | thousands by filing date | put |
| APPLE INC | 037833900 | CALL | 215,000 | $26,967,000 | thousands by filing date | call |
| APPLE INC | 037833950 | PUT | 202,000 | $25,337,000 | thousands by filing date | put |
| MERCK & CO INC | 58933Y905 | CALL | 400,000 | $22,773,000 | thousands by filing date | call |
| GOOGLE INC-CL A | 38259P958 | COM | 40,000 | $20,820,000 | thousands by filing date | put |
| MYLAN N V | N59465909 | CALL | 175,000 | $11,876,000 | thousands by filing date | call |
| AMAZON COM INC | 023135906 | CALL | 26,000 | $11,286,000 | thousands by filing date | call |
| PFIZER INC | 717081903 | CALL | 300,000 | $10,059,000 | thousands by filing date | call |
| KEURIG GREEN MTN INC | 49271M900 | Cmn | 130,300 | $9,985,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 250,000 | $9,984,000 | thousands by filing date | call |
| ABBOTT LABORATORIES | 002824900 | COM | 200,000 | $9,816,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505904 | CALL | 565,000 | $9,616,000 | thousands by filing date | call |
| KEURIG GREEN MTN INC | 49271M950 | Cmn | 120,400 | $9,227,000 | thousands by filing date | put |
| GOOGLE INC | 38259P706 | CL C | 17,500 | $9,109,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J908 | COM | 30,000 | $9,104,000 | thousands by filing date | call |
| META PLATFORMS INC | 30303M952 | PUT | 94,000 | $8,063,000 | thousands by filing date | put |
| META PLATFORMS INC | 30303M902 | CALL | 83,000 | $7,119,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787957 | COM | 50,000 | $6,935,000 | thousands by filing date | put |
| MYLAN N V | N59465959 | PUT | 100,000 | $6,786,000 | thousands by filing date | put |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 6,186,000 | $6,072,000 | thousands by filing date | principal |
| CATERPILLAR INC | 149123951 | PUT | 65,500 | $5,556,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 80,000 | $5,429,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 135,708 | $5,210,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896900 | COM | 70,000 | $4,829,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 77,965 | $4,110,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 15,000 | $4,024,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 200,000 | $3,768,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 2,773,000 | $3,575,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,992,000 | $3,492,000 | thousands by filing date | principal |
| Applied Materials,Inc. | 038222105 | COM | 175,000 | $3,364,000 | thousands by filing date | |
| YAHOO! INC | 984332956 | COM | 85,000 | $3,340,000 | thousands by filing date | put |
| TWITTER INC | 90184L902 | COM | 91,000 | $3,295,000 | thousands by filing date | call |
| SALESFORCE INC | 79466L902 | CALL | 45,000 | $3,133,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 10,042 | $3,047,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896950 | COM | 41,600 | $2,870,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 49,900 | $2,860,000 | thousands by filing date | |
| RECEPTOS INC | 756207906 | Cmn | 15,000 | $2,851,000 | thousands by filing date | call |
| SALESFORCE INC | 79466L952 | PUT | 40,000 | $2,784,000 | thousands by filing date | put |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,205,000 | $2,653,000 | thousands by filing date | principal |
| YAHOO! INC | 984332906 | COM | 65,000 | $2,554,000 | thousands by filing date | call |
| CATERPILLAR INC | 149123901 | CALL | 30,000 | $2,544,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,452,000 | $2,479,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 30,000 | $2,468,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 50,000 | $2,440,000 | thousands by filing date | |
| TWITTER INC | 90184L952 | COM | 67,000 | $2,426,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 32,500 | $2,263,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 37,000 | $2,154,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 2,000,000 | $2,151,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901908 | COM | 200,000 | $2,132,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901958 | COM | 190,000 | $2,025,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 30,000 | $2,016,000 | thousands by filing date | |
| TOLL BROTHERS INC | 889478953 | COM | 50,000 | $1,910,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 10,880 | $1,786,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 31,000 | $1,736,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 153,500 | $1,712,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 12,000 | $1,620,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 44,475 | $1,611,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,482,000 | $1,528,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 92,708 | $1,494,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867G951 | PUT | 26,000 | $1,479,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902904 | COM | 600,000 | $1,392,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 35,600 | $1,380,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 1,385,000 | $1,362,000 | thousands by filing date | principal |
| QUALCOMM INC | 747525953 | PUT | 20,000 | $1,252,000 | thousands by filing date | put |
| TOLL BROTHERS INC | 889478903 | COM | 30,000 | $1,146,000 | thousands by filing date | call |
| METLIFE INC | 59156R958 | PUT | 20,000 | $1,120,000 | thousands by filing date | put |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 5,000 | $950,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 15,000 | $939,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 16,607 | $883,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 76,000 | $810,000 | thousands by filing date | |
| 3D SYS CORP DEL | 88554D905 | COM NEW | 37,800 | $738,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 5,695 | $714,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867G901 | CALL | 10,000 | $569,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505954 | PUT | 30,000 | $511,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 25,000 | $471,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 393,000 | $399,000 | thousands by filing date | principal |
| OASIS PETROLEUM INC | 674215908 | Cmn | 25,000 | $396,000 | thousands by filing date | call |
| RAMBUS INC DEL | 750917906 | COM | 22,000 | $319,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,353 | $296,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 15,000 | $282,000 | thousands by filing date | put |
| TESLA INC | 88160R901 | CALL | 1,000 | $268,000 | thousands by filing date | call |
| GENERAL ELECTRIC CO | 369604903 | COM | 10,000 | $266,000 | thousands by filing date | call |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 47,000 | $242,000 | thousands by filing date | principal |
| RYLAND GROUP INC/THE | 783764953 | COM | 5,000 | $232,000 | thousands by filing date | put |
| RYLAND GROUP INC/THE | 783764903 | COM | 5,000 | $232,000 | thousands by filing date | call |
| MICROSOFT CORP | 594918904 | CALL | 5,000 | $221,000 | thousands by filing date | call |
| RAMBUS INC DEL | 750917956 | PUT | 10,000 | $145,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 101,000 | $141,000 | thousands by filing date | principal |
| EBAY INC. | 278642903 | CALL | 5,000 | $127,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 8,110 | $97,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 115,650 | $60,000 | thousands by filing date | principal |
| TIVO INC CMN STOCK | 888706908 | Cmn | 5,000 | $51,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 6,228 | $46,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 87,664 | $35,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 66,389 | $31,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 59,692 | $30,000 | thousands by filing date | principal |
| GLAUKOS CORP COM | 377322102 | Stock | 1,000 | $29,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 48,871 | $24,000 | thousands by filing date | principal |
| VIRNETX HOLDING CORP CMN STOCK | 92823T958 | Cmn | 2,000 | $8,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $7,000 | thousands by filing date | |
| VIRNETX HOLDING CORP CMN STOCK | 92823T908 | Cmn | 1,400 | $6,000 | thousands by filing date | call |
| APC 7.5 PFD | 032511404 | Preferred Stock | 10,902 | $6,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 5,150 | $5,000 | thousands by filing date | principal |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 2,500 | $3,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 3,328 | $2,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 1,961 | $2,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597694-15-000007 | this filing | 2015-08-12 | acceptance time not in the bulk data set |