13F-HR filed by MUFG Securities EMEA plc
MUFG Securities EMEA plc filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 89 holding rows worth $385,247,000.
- Accession
- 0001597694-15-000006
- Filer
- CIK 1597694
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 127 entries on the cover page, a total value of $385,247,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $385,247,000 with VALUE read as thousands by filing date, 13F file number 028-15731. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISA INC | 92826C959 | PUT | 1,200,000 | $78,492,000 | thousands by filing date | put |
| ACTAVIS PLC | G0083B908 | COM | 104,000 | $30,954,000 | thousands by filing date | call |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 6,100,000 | $27,155,000 | thousands by filing date | principal |
| APPLE INC | 37833900 | CALL | 137,300 | $17,084,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| TWITTER INC | 90184L952 | COM | 310,000 | $15,525,000 | thousands by filing date | put |
| MERCK & CO INC | 58933Y905 | CALL | 256,000 | $14,715,000 | thousands by filing date | call |
| ABBVIE INC | 00287Y909 | CALL | 250,000 | $14,635,000 | thousands by filing date | call |
| GENERAL ELECTRIC CO | 369604903 | COM | 500,000 | $12,405,000 | thousands by filing date | call |
| AMAZON COM INC | 23135956 | PUT | 30,000 | $11,163,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| GOOGLE INC | 38259P906 | CALL | 20,000 | $10,960,000 | thousands by filing date | call |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,603,000 | $9,046,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,048,806 | $8,862,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 150,000 | $7,917,000 | thousands by filing date | call |
| APPLE INC | 37833100 | COM | 53,146 | $6,613,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIREEYE INC | 31816Q101 | COM | 167,134 | $6,560,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 7,000,000 | $5,913,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 200,000 | $5,426,000 | thousands by filing date | call |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 5,015,000 | $5,038,000 | thousands by filing date | principal |
| CATERPILLAR INC | 149123951 | PUT | 60,000 | $4,802,000 | thousands by filing date | put |
| KEURIG GREEN MTN INC | 49271M950 | Cmn | 42,000 | $4,694,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,567,000 | $4,661,000 | thousands by filing date | principal |
| HALLIBURTON CO | 406216901 | CALL | 100,000 | $4,388,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 3,040,000 | $4,262,000 | thousands by filing date | principal |
| APPLE INC | 37833950 | PUT | 32,000 | $3,981,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| KEURIG GREEN MTN INC | 49271M900 | Cmn | 33,800 | $3,777,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 64,895 | $3,250,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 38,000 | $3,124,000 | thousands by filing date | call |
| AMAZON COM INC | 23135906 | CALL | 8,000 | $2,977,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 68,939 | $2,898,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 2,529,000 | $2,883,000 | thousands by filing date | principal |
| Applied Materials | 38222105 | COM | 125,000 | $2,820,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INTREXON CORP | 46122T102 | COM | 60,000 | $2,722,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 32,000 | $2,664,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 101,000 | $2,506,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U905 | Cmn | 25,000 | $2,313,000 | thousands by filing date | call |
| APPLIED MATLS INC | 38222905 | CALL | 100,000 | $2,256,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| Bank of America | 60505104 | COM | 143,000 | $2,201,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Tesla Motors, Inc | 88160R101 | COM | 10,345 | $1,953,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 17,900 | $1,757,000 | thousands by filing date | |
| BED, BATH, AND BEYOND | 75896100 | COM | 22,400 | $1,720,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPLUNK INC | 848637104 | COM | 27,500 | $1,628,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,500,000 | $1,474,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 52,000 | $1,411,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 9,000 | $1,363,000 | thousands by filing date | put |
| TESLA INC | 88160R951 | PUT | 7,000 | $1,321,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 14,100 | $1,305,000 | thousands by filing date | |
| NXP Semiconductors N V | N6596XAA7 | Com | 1,000,000 | $1,191,000 | thousands by filing date | principal |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 276,000 | $1,188,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 75896900 | COM | 15,000 | $1,152,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| Salesforce.com, Inc | 79466L302 | COM | 16,500 | $1,102,000 | thousands by filing date | |
| BARRICK GOLD CORP | 67901908 | CALL | 100,000 | $1,096,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 51,000 | $1,073,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 20,000 | $1,002,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 1,000,000 | $908,000 | thousands by filing date | principal |
| META PLATFORMS INC | 30303M952 | PUT | 10,000 | $822,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 25,800 | $797,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 75896950 | COM | 10,000 | $768,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| METLIFE INC COM | 59156R108 | Stock | 15,000 | $758,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 10,000 | $693,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 336,000 | $657,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,000 | $576,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,600 | $527,000 | thousands by filing date | |
| 3D SYS CORP DEL | 88554D905 | COM NEW | 18,000 | $493,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 119,363 | $457,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 10,000 | $406,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 40,583 | $371,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 28,985 | $356,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 24,982 | $314,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 4,500 | $286,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 6,000 | $267,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 5,000 | $253,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 255,000 | $253,000 | thousands by filing date | principal |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 33,143 | $242,000 | thousands by filing date | |
| YAHOO! INC | 984332906 | COM | 5,000 | $222,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 15,000 | $213,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,000 | $173,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 5,000 | $136,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 90,000 | $134,000 | thousands by filing date | principal |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 6,867 | $121,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,100 | $103,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917956 | PUT | 7,600 | $96,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,015 | $85,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,559 | $78,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,224 | $68,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 4,387 | $61,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 10,000 | $60,000 | thousands by filing date | call |
| TIVO INC CMN STOCK | 888706908 | Cmn | 5,000 | $53,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 5,100 | $41,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 3,100 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597694-15-000006 | this filing | 2015-05-15 | acceptance time not in the bulk data set |