13F-HR filed by MUFG Securities EMEA plc
MUFG Securities EMEA plc filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-04, with 96 holding rows worth $379,356,000.
- Accession
- 0001597694-15-000003
- Filer
- CIK 1597694
- Filed
- 2015-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 124 entries on the cover page, a total value of $379,356,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,356,000 with VALUE read as thousands by filing date, 13F file number 028-15731. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLE INC | 37833100 | COM | 317,600 | $35,057,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAL MTRS CO | 37045V900 | CALL | 1,000,000 | $34,910,000 | thousands by filing date | call |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 7,098,000 | $30,041,000 | thousands by filing date | principal |
| ACTAVIS PLC | G0083B908 | COM | 100,000 | $25,741,000 | thousands by filing date | call |
| GILEAD SCIENCES INC | 375558903 | COM | 200,000 | $18,852,000 | thousands by filing date | call |
| ANGLOGOLD ASHANTI LTD | 35128906 | SPONSORED ADR | 1,751,800 | $15,241,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| KEURIG GREEN MTN INC | 49271M950 | Cmn | 90,000 | $11,916,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 2,697,000 | $11,171,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 6,000,000 | $11,120,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 5,000,000 | $8,928,000 | thousands by filing date | principal |
| APPLE INC | 37833950 | PUT | 80,000 | $8,831,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 230,000 | $8,052,000 | thousands by filing date | call |
| META PLATFORMS INC | 30303M952 | PUT | 100,000 | $7,802,000 | thousands by filing date | put |
| CATERPILLAR INC | 149123951 | PUT | 80,000 | $7,323,000 | thousands by filing date | put |
| TWITTER INC | 90184L902 | COM | 190,000 | $6,815,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 67901908 | CALL | 600,000 | $6,450,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,149,000 | $6,389,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 23,222 | $6,089,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 723,706 | $5,978,000 | thousands by filing date | |
| BED, BATH, AND BEYOND | 75896100 | COM | 77,400 | $5,896,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPY | 78462F103 | SHS | 25,000 | $5,139,000 | thousands by filing date | |
| POWERSHARES QQQ NASDAQ 100 | 73935A954 | COM | 48,000 | $4,956,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 125,000 | $4,916,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 22,000 | $4,893,000 | thousands by filing date | put |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 2,500,000 | $4,691,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 75896900 | COM | 60,000 | $4,570,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| TWITTER INC | 90184L102 | COM | 115,140 | $4,131,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 3,000,000 | $3,731,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 3,000,000 | $3,678,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 45,000 | $3,562,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 3,873,000 | $3,503,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,000,000 | $3,457,000 | thousands by filing date | principal |
| 3D SYS CORP DEL | 88554D905 | COM NEW | 88,400 | $2,906,000 | thousands by filing date | call |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 2,487,000 | $2,896,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 34,000 | $2,653,000 | thousands by filing date | |
| AMAZON COM INC | 23135956 | PUT | 8,000 | $2,483,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 2,441,000 | $2,411,000 | thousands by filing date | principal |
| META PLATFORMS INC | 30303M902 | CALL | 30,000 | $2,341,000 | thousands by filing date | call |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,000,000 | $2,216,000 | thousands by filing date | principal |
| APPLE INC | 37833900 | CALL | 20,000 | $2,208,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| INTERDIGITAL INC COM | 45867G101 | Stock | 41,600 | $2,201,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 101,000 | $2,159,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 2,000,000 | $1,853,000 | thousands by filing date | principal |
| SALESFORCE INC | 79466L902 | CALL | 30,000 | $1,779,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 74,300 | $1,766,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 1,035,000 | $1,558,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 6,950 | $1,546,000 | thousands by filing date | |
| NXP Semiconductors N V | N6596XAA7 | Com | 1,500,000 | $1,538,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 25,000 | $1,474,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 1,500,000 | $1,462,000 | thousands by filing date | principal |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 16,500 | $1,399,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 78,000 | $1,395,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK OF AMERICA CORPORATION | 60505954 | PUT | 70,000 | $1,253,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| METLIFE INC COM | 59156R108 | Stock | 20,900 | $1,130,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 20,000 | $1,082,000 | thousands by filing date | call |
| INTERDIGITAL INC | 45867G901 | CALL | 20,000 | $1,058,000 | thousands by filing date | call |
| TOLL BROTHERS INC | 889478903 | COM | 30,000 | $1,028,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 30,500 | $983,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 20,800 | $734,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 350,000 | $585,000 | thousands by filing date | principal |
| CITIGROUP INC | 172967954 | PUT | 10,000 | $541,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 125,000 | $533,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 4,000 | $530,000 | thousands by filing date | |
| EBAY INC. | 278642903 | CALL | 8,000 | $449,000 | thousands by filing date | call |
| VIRNETX HOLDING CORP CMN STOCK | 92823T958 | Cmn | 80,000 | $439,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 3,000 | $425,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 400,000 | $408,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764103 | COM | 9,000 | $347,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 28,985 | $341,000 | thousands by filing date | |
| BlackRock Kelso Capital Corp | 92533108 | CS | 40,000 | $328,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KCAP FINANCIAL INC | 48668E101 | COM | 47,000 | $321,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 18,459 | $288,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 33,143 | $265,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604953 | COM | 10,000 | $253,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 7,000 | $245,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 19,982 | $222,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 21,752 | $201,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 7,167 | $133,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,000 | $119,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,000 | $112,000 | thousands by filing date | |
| METLIFE INC | 59156R958 | PUT | 2,000 | $108,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 100,000 | $100,000 | thousands by filing date | principal |
| ANGLOGOLD ASHANTI LTD | 35128206 | ADR | 10,700 | $93,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VIRNETX HLDG CORP | 92823T108 | COM | 16,824 | $92,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,015 | $83,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,559 | $76,000 | thousands by filing date | |
| 3D SYS CORP DEL | 88554D955 | COM NEW | 2,000 | $66,000 | thousands by filing date | put |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 4,202 | $63,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 4,387 | $61,000 | thousands by filing date | |
| VIRNETX HOLDING CORP CMN STOCK | 92823T908 | Cmn | 10,000 | $55,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 10,000 | $51,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,500 | $43,000 | thousands by filing date | |
| AG MTG INVT TR INC COM | 1228105 | COM | 895 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 1,900 | $16,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 835 | $4,000 | thousands by filing date | |
| Arbor RealtyTrust REIT USD0.01 | 38923108 | REIT | 355 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597694-15-000003 | this filing | 2015-02-04 | acceptance time not in the bulk data set |