13F-HR filed by MUFG Securities EMEA plc
MUFG Securities EMEA plc filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-05, with 54 holding rows worth $206,519,000.
- Accession
- 0001597694-14-000003
- Filer
- CIK 1597694
- Filed
- 2014-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 54 entries on the cover page, a total value of $206,519,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $206,519,000 with VALUE read as thousands by filing date, 13F file number 028-15731. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 4,000,000 | $21,690,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 38,100 | $21,375,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 811,826 | $18,769,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 12,500,000 | $17,449,000 | thousands by filing date | principal |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 10,000,000 | $13,731,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 422,182 | $13,147,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 5,000,000 | $7,988,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 5,000,000 | $7,394,000 | thousands by filing date | principal |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 6,800,000 | $6,936,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 6,096,000 | $6,523,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 6,000,000 | $6,000,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 78,415 | $5,889,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 2,500,000 | $5,681,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 4,723,000 | $4,924,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 86,200 | $3,741,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 2,324,000 | $3,259,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 3,000,000 | $3,188,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 58,000 | $3,170,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 2,590,000 | $2,626,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 2,531,000 | $2,578,000 | thousands by filing date | principal |
| LINKEDIN CORP | 53578A108 | COM | 10,000 | $2,168,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 2,000,000 | $2,104,000 | thousands by filing date | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 40,474 | $2,040,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 200,000 | $1,978,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100,000 | $1,763,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,500,000 | $1,616,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 1,500,000 | $1,588,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 100,000 | $1,543,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,000,000 | $1,540,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 1,453,000 | $1,497,000 | thousands by filing date | principal |
| KEYCORP COM | 493267108 | Stock | 100,000 | $1,342,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 65,925 | $1,280,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 19,500 | $1,180,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 20,000 | $1,078,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 45,000 | $1,071,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 37,105 | $1,022,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 12,000 | $852,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50,000 | $760,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 31,072 | $602,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 555,000 | $586,000 | thousands by filing date | principal |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 370,000 | $534,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $399,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 23,500 | $370,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 47,800 | $318,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 50,000 | $260,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 70,000 | $217,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 5,000 | $217,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 20,082 | $190,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,000 | $185,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 48,000 | $57,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354107 | COM | 1,679 | $45,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 9,000 | $30,000 | thousands by filing date | principal |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 1,900 | $17,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 10,000 | $12,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597694-14-000003 | this filing | 2014-02-05 | acceptance time not in the bulk data set |