13F-HR filed by Warberg Asset Management LLC
Warberg Asset Management LLC filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-09, with 220 holding rows worth $658,405,745.
- Accession
- 0001597506-24-000006
- Filer
- CIK 1597506
- Filed
- 2024-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 220 entries on the cover page, a total value of $658,405,745 stated on the cover page (in dollars after the unit check, H1), rows summing to $658,405,745 with VALUE read as dollars as filed, 13F file number 028-20991. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 363,500 | $197,823,970 | dollars as filed | put |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,029,832 | $42,387,885 | dollars as filed | |
| INVESCO QQQ TR | 46090E953 | PUT | 77,500 | $37,131,025 | dollars as filed | put |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 9,020,000 | $30,753,658 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 8,927,000 | $23,669,997 | dollars as filed | principal |
| ATI INC | 01741RAK8 | BOND | 5,712,000 | $20,460,310 | dollars as filed | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 6,758,000 | $19,256,370 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 8,888,000 | $18,709,017 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 8,951,000 | $16,268,443 | dollars as filed | principal |
| NVIDIA CORPORATION | 67066G954 | PUT | 119,000 | $14,701,260 | dollars as filed | put |
| MICROSOFT CORP | 594918954 | PUT | 28,000 | $12,514,600 | dollars as filed | put |
| REPLIGEN CORP | 759916AB5 | BOND | 9,819,000 | $11,695,350 | dollars as filed | principal |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 6,597,000 | $11,631,336 | dollars as filed | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 5,378,000 | $11,217,346 | dollars as filed | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 5,750,000 | $11,041,429 | dollars as filed | principal |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 4,025,000 | $9,923,856 | dollars as filed | principal |
| AXON ENTERPRISE INC | 05464CAB7 | NOTE 0.500%12/1 | 6,502,000 | $8,951,531 | dollars as filed | principal |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 395,386 | $8,409,322 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 5,258,000 | $8,155,258 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 5,000,000 | $7,037,841 | dollars as filed | principal |
| RH | 74967XAD5 | CV | 5,825,000 | $6,829,256 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 6,259,000 | $6,574,934 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 5,518,000 | $5,787,303 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 2,500,000 | $5,289,763 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 4,503,000 | $5,256,702 | dollars as filed | principal |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 3,500,000 | $5,035,625 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 4,066,000 | $4,873,351 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 3,954,000 | $4,340,219 | dollars as filed | principal |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 3,003,000 | $4,296,473 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 3,698,000 | $3,743,069 | dollars as filed | principal |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 52,233 | $3,623,403 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 1,780,000 | $3,045,554 | dollars as filed | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 2,745,000 | $3,027,220 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 3,015,000 | $3,022,121 | dollars as filed | principal |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 38,488 | $2,520,579 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,010,000 | $2,176,410 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,052,000 | $2,029,520 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 1,700,000 | $1,954,216 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 2,005,000 | $1,931,953 | dollars as filed | principal |
| NOBLE CORP PLC | G65431135 | *W EXP 02/04/202 | 74,868 | $1,907,447 | dollars as filed | |
| IShares S&P 500 Index Fund | 464287952 | ETF | 20,000 | $1,835,600 | dollars as filed | put |
| COINBASE GLOBAL INC | 19260Q957 | PUT | 8,000 | $1,777,840 | dollars as filed | put |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 1,615,000 | $1,723,905 | dollars as filed | principal |
| NOBLE CORP PLC | G65431150 | WTS | 72,013 | $1,578,525 | dollars as filed | |
| EXXON MOBIL CORP | 30231G902 | CALL | 13,000 | $1,496,560 | dollars as filed | call |
| VANECK ETF TRUST | 92189F906 | CALL | 41,700 | $1,414,881 | dollars as filed | call |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 1,055,000 | $1,389,457 | dollars as filed | principal |
| CORE SCIENTIFIC INC NEW | 21874A130 | WTS | 141,100 | $1,226,159 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 16,300 | $1,207,912 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 266,731 | $1,202,957 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 60,000 | $1,158,600 | dollars as filed | |
| TRANSOCEAN INC | 893830BW8 | DEB 4.625% 9/3 | 642,000 | $1,141,283 | dollars as filed | principal |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 9,899 | $1,093,840 | dollars as filed | |
| DOLLAR TREE INC | 256746908 | COM | 10,000 | $1,067,700 | dollars as filed | call |
| APPLE INC | 037833900 | CALL | 5,000 | $1,053,100 | dollars as filed | call |
| APPLE INC | 037833950 | PUT | 5,000 | $1,053,100 | dollars as filed | put |
| RBC BEARINGS INC | 75524B203 | CONV | 7,575 | $926,347 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 12,675 | $904,235 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A956 | PUT | 97,000 | $902,100 | dollars as filed | put |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 325,000 | $897,813 | dollars as filed | principal |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 80,278 | $887,875 | dollars as filed | |
| AROGO CAPITAL ACQUISITION CO | 042644104 | COM | 80,279 | $875,844 | dollars as filed | |
| CLIMATEROCK | G2311X100 | CLASS A ORD | 75,390 | $866,231 | dollars as filed | |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 75,932 | $830,696 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 461,000 | $820,580 | dollars as filed | |
| ISHARES SILVER TR | 46428Q909 | CALL | 30,000 | $797,100 | dollars as filed | call |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 820,000 | $794,766 | dollars as filed | principal |
| Canna-Global Acquisition Corp | 13767K101 | Equity | 72,422 | $776,053 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 67,179 | $775,917 | dollars as filed | |
| EQUINIX INC | 29444U950 | COM | 1,000 | $756,600 | dollars as filed | put |
| BLACK HAWK ACQUISITION CORP | G1148A101 | CMN | 74,120 | $751,577 | dollars as filed | |
| ZALATORIS ACQUISITION CORP | 89301B104 | COM CL A | 67,420 | $744,991 | dollars as filed | |
| 99 ACQUISITION GROUP INC | 65445K101 | CL A | 70,162 | $736,799 | dollars as filed | |
| ABERCROMBIE & FITCH CO | 002896957 | PUT | 4,000 | $711,360 | dollars as filed | put |
| Quetta Acquisition Corp Com | 74841A105 | Common Stock | 68,700 | $711,045 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B104 | Equity | 65,000 | $707,200 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 714,000 | $701,951 | dollars as filed | principal |
| NOBLE CORP PLC | G65431957 | ORD SHS A | 15,700 | $701,005 | dollars as filed | put |
| WALMART INC | 931142903 | CALL | 10,000 | $677,100 | dollars as filed | call |
| CARVANA CO | 146869952 | CALL | 5,000 | $643,600 | dollars as filed | put |
| BRC GROUP HOLDINGS INC | 05580M958 | COM | 35,500 | $626,220 | dollars as filed | put |
| INTEL CORP | 458140900 | CALL | 20,000 | $619,400 | dollars as filed | call |
| HIMS & HERS HEALTH INC | 433000956 | PUT | 30,000 | $605,700 | dollars as filed | put |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 182,000 | $588,194 | dollars as filed | principal |
| DUET ACQUISITION CORP | 26431Q106 | COM | 50,434 | $561,583 | dollars as filed | |
| GUESS INC | 401617AF2 | BOND | 500,000 | $548,340 | dollars as filed | principal |
| NOVA VISION ACQUISITION CORP | G6759A100 | COM | 40,849 | $493,456 | dollars as filed | |
| ROTH CH ACQUISITION V CO | 77867R100 | COM | 44,679 | $493,033 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443119 | SHS | 46,000 | $486,726 | dollars as filed | |
| MODERNA INC | 60770K957 | PUT | 4,000 | $475,000 | dollars as filed | put |
| TRAILBLAZER MERGER CORP I | 89278D109 | CL A | 43,736 | $472,541 | dollars as filed | |
| CANTALOUPE INC | 138103906 | CALL | 71,400 | $471,240 | dollars as filed | call |
| NORDSTROM INC | 655664900 | COM | 22,000 | $466,840 | dollars as filed | call |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 437,000 | $437,933 | dollars as filed | principal |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174108 | COM | 39,781 | $428,839 | dollars as filed | |
| ESH ACQUISITION CORP | 296424104 | COM CL A | 38,700 | $403,254 | dollars as filed | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 274,455 | $382,759 | dollars as filed | |
| RF ACQUISITION CORP II | G75389125 | UNIT 05/01/2026 | 38,000 | $382,470 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 9,000 | $379,643 | dollars as filed | |
| CAVA GROUP INC | 148929952 | PUT | 4,000 | $371,000 | dollars as filed | put |
| COMPOSECURE INC | 20459V113 | *W EXP 12/27/202 | 794,980 | $353,766 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257W950 | COM CL A | 20,000 | $348,400 | dollars as filed | put |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 6,330 | $336,946 | dollars as filed | |
| CN HEALTHY FOOD TECH GROUP C | 462837105 | COM | 33,267 | $334,666 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 32,624 | $324,551 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,500 | $321,230 | dollars as filed | |
| Aura FAT Projects Acquisition Corp | G06362100 | COM | 27,898 | $314,968 | dollars as filed | |
| PERCEPTIVE CAPITAL SOLUTIONS | G70077105 | CL A ORD SHS | 30,837 | $310,220 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,500 | $308,750 | dollars as filed | |
| ACRI CAPITAL ACQUISITION COR | 00501A101 | COM CL A | 27,357 | $308,587 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 207,000 | $296,900 | dollars as filed | principal |
| AIMFINITY INVESTMENT CORP I | G0135E142 | UNIT 04/21/2027 | 24,216 | $274,609 | dollars as filed | |
| CANTALOUPE INC | 138103956 | PUT | 41,000 | $270,600 | dollars as filed | put |
| VORNADO RLTY TR | 929042959 | SH BEN INT | 10,000 | $262,900 | dollars as filed | put |
| DT CLOUD ACQUISITION CORP | G28524117 | ORD SHS | 25,815 | $262,539 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 23,698 | $259,730 | dollars as filed | |
| TECHNOLOGY & TEL EQUITY | G87119106 | COM | 17,414 | $208,097 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 193,000 | $203,805 | dollars as filed | principal |
| INCEPTION GROWTH ACQUSTN LTD | 45333D104 | COM | 17,616 | $199,061 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B901 | COM | 17,100 | $191,349 | dollars as filed | call |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 133,637 | $169,719 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J950 | PUT | 48,000 | $169,440 | dollars as filed | put |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 47,800 | $168,734 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 155,000 | $166,392 | dollars as filed | principal |
| AIMEI HEALTH TECHNOLOGY CO L | G01341109 | SHS | 15,000 | $155,250 | dollars as filed | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 13,147 | $150,993 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 259,020 | $142,461 | dollars as filed | |
| BYNORDIC ACQUISITION CL A ORD | 124420100 | COM | 11,886 | $134,198 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 11,758 | $126,751 | dollars as filed | |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 95,450 | $114,540 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 67,449 | $111,291 | dollars as filed | |
| BOWEN ACQUISITION CORP | G12729110 | SHS | 10,000 | $105,500 | dollars as filed | |
| NEOVOLTA INC | 640655114 | *W EXP 04/01/202 | 194,413 | $103,039 | dollars as filed | |
| FLAG SHIP ACQUISITION CORP | G3530C133 | UNIT 05/22/2029 | 10,000 | $100,100 | dollars as filed | |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 366,705 | $98,460 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 23,000 | $97,738 | dollars as filed | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 85,000 | $88,069 | dollars as filed | principal |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 31,354 | $86,224 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 127,481 | $74,439 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 126,576 | $72,148 | dollars as filed | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 51,600 | $65,532 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473952 | OPTION | 72,500 | $61,843 | dollars as filed | put |
| LONGEVITY HEALTH HLDGS INC | 142922103 | COM | 45,000 | $59,850 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 14,000 | $59,220 | dollars as filed | |
| KINDLY MD INC | 49457M114 | *W EXP 05/31/202 | 164,150 | $55,647 | dollars as filed | |
| KWESST MICRO SYSTEMS INC | 501506604 | COM NEW | 112,300 | $51,984 | dollars as filed | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 497,965 | $49,797 | dollars as filed | |
| FOREMOST CLEAN ENERGY LTD | 345510119 | *W EXP 08/24/202 | 113,828 | $48,827 | dollars as filed | |
| Elicio Therapeutics Inc Com | 28657F103 | LST Equity Option | 11,801 | $48,502 | dollars as filed | |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 41,000 | $41,861 | dollars as filed | principal |
| NEXALIN TECHNOLOGY INC | 65345B110 | *W EXP 99/99/999 | 117,740 | $40,032 | dollars as filed | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 12,584 | $35,990 | dollars as filed | |
| EON RESOURCES INC | 40472A102 | COM CL A | 13,750 | $35,063 | dollars as filed | |
| TENON MEDICAL INC | 88066N113 | *W EXP 06/16/202 | 668,971 | $33,382 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 630,973 | $32,337 | dollars as filed | |
| TIVIC HEALTH SYSTEMS INC | 888705209 | COM NEW | 80,000 | $31,200 | dollars as filed | |
| NAKAMOTO INC | 49457M106 | Common Stock | 11,000 | $30,250 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 33,500 | $26,633 | dollars as filed | |
| NEXTPLAT CORP | 68557F118 | *W EXP 06/02/202 | 60,316 | $23,505 | dollars as filed | |
| ESPERION THERAPEUTICS INC NE | 29664W905 | COM | 10,000 | $22,200 | dollars as filed | call |
| APPTECH PMTS CORP | 03834B127 | *W EXP 01/04/202 | 58,438 | $22,072 | dollars as filed | |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 297,084 | $21,687 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 10,000 | $20,000 | dollars as filed | |
| ONFOLIO HOLDINGS INC | 68277K124 | *W EXP 01/02/202 | 73,643 | $18,322 | dollars as filed | |
| FGI INDUSTRIES LTD | G3302D111 | *W EXP 99/99/999 | 121,152 | $17,567 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 25,000 | $16,748 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 12,000 | $16,680 | dollars as filed | |
| MARIS TECH LTD | M68057112 | *W EXP 02/04/202 | 194,575 | $15,566 | dollars as filed | |
| BT BRANDS INC | 0557MQ115 | *W EXP 11/12/202 | 117,882 | $13,851 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 313,349 | $12,974 | dollars as filed | |
| FUNDAMENTAL GLOBAL INC | 30329Y106 | COMMON | 12,928 | $12,210 | dollars as filed | |
| FARADAY FUTURE INTLGT ELEC I | 307359903 | COM | 23,500 | $11,905 | dollars as filed | call |
| MOBILICOM LTD | 60742B110 | *W EXP 08/31/202 | 86,896 | $11,244 | dollars as filed | |
| CEMTREX INC | 15130G709 | COM NEW | 48,500 | $10,670 | dollars as filed | |
| ORAGENICS INC | 684023500 | COM | 10,002 | $10,402 | dollars as filed | |
| NULL | 928251206 | NULL | 20,000 | $10,346 | dollars as filed | |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 160,943 | $10,043 | dollars as filed | |
| KWESST MICRO SYSTEMS INC | 501506133 | *W EXP 09/01/202 | 354,151 | $9,562 | dollars as filed | |
| BLUEJAY DIAGNOSTICS INC | 095633400 | COM NEW | 12,500 | $8,740 | dollars as filed | |
| STRAN & COMPANY INC | 86260J110 | *W EXP 99/99/999 | 180,824 | $8,092 | dollars as filed | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 137,940 | $7,313 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 511,500 | $7,161 | dollars as filed | |
| WEARABLE DEVICES LTD | M97838110 | *W EXP 09/14/202 | 117,200 | $6,927 | dollars as filed | |
| AESTHER HC -CW23 EQUITY | 67644C112 | COM | 172,896 | $6,708 | dollars as filed | |
| NEUROSENSE THERAPEUTICS LTD | M74240116 | *W EXP 11/10/202 | 32,006 | $6,593 | dollars as filed | |
| BIOAFFINITY TECHNOLOGIES INC | 09076W117 | *W EXP 09/07/202 | 14,476 | $5,939 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUISITION | g1893d110 | WT | 172,022 | $5,677 | dollars as filed | |
| INCEPTION GR -23 EQUITY | 45333D112 | COM | 80,050 | $5,604 | dollars as filed | |
| ZURA BIO LTD | G9TY5A119 | YW EXP 99/99/999 | 12,909 | $5,164 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 20,000 | $5,138 | dollars as filed | |
| MURANO GLOBAL INVT PLC | G63369113 | *W EXP 03/19/202 | 28,200 | $4,647 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 171,171 | $4,450 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 77,770 | $4,277 | dollars as filed | |
| PASITHEA THERAPEUTICS CORP | 70261F111 | *W EXP 08/12/202 | 278,684 | $4,264 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 20,000 | $4,140 | dollars as filed | |
| WTS/LION ELECTRIC EXP12/13/2027 | 536221120 | WARR | 21,000 | $3,623 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 30,000 | $3,399 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 112,000 | $3,360 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 25,200 | $3,276 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 35,337 | $2,970 | dollars as filed | |
| Aeries Technology Inc W Exp 11/06/202 | G0136H110 | SPAC Combination | 95,027 | $2,808 | dollars as filed | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 90,000 | $2,700 | dollars as filed | |
| 60 DEGREES PHARMACEUTICALS I | 83006G112 | *W EXP 07/12/202 | 29,515 | $2,361 | dollars as filed | |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319111 | *W EXP 11/30/202 | 37,874 | $2,261 | dollars as filed | |
| WORKSPORT LTD | 98139Q118 | *W EXP 08/06/202 | 24,444 | $1,711 | dollars as filed | |
| Xbp Global Holdings Inc W Exp 11/30/202 | 98400V119 | SPAC Combination | 40,000 | $1,640 | dollars as filed | |
| MICROCLOUD HOLOGRAM INC | G55032125 | *W EXP 01/31/202 | 32,545 | $1,491 | dollars as filed | |
| PROTAGENIC THERAPEUTICS INC | 74365N111 | *W EXP 04/26/202 | 177,196 | $1,453 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 126,860 | $1,376 | dollars as filed | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 90,100 | $1,230 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P119 | *W EXP 02/11/202 | 79,872 | $1,198 | dollars as filed | |
| AINOS INC | 00902F113 | *W EXP 07/29/202 | 18,800 | $1,172 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K117 | *W EXP 03/07/202 | 99,100 | $991 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 40,409 | $962 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 43,200 | $864 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131128 | *W EXP 09/15/202 | 78,977 | $711 | dollars as filed | |
| Cingulate Inc W Exp 12/10/202 | 17248W113 | Warrant | 43,155 | $466 | dollars as filed | |
| DERMATA THERAPEUTICS INC | 249845116 | *W EXP 99/99/999 | 30,000 | $420 | dollars as filed | |
| Brand Engagement Network Inc W Exp 03/14/202 | 104932116 | SPAC Combination | 10,000 | $315 | dollars as filed | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 16,452 | $192 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597506-24-000006 | this filing | 2024-08-09 | acceptance time not in the bulk data set |