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Disclosery

13F-HR filed by Warberg Asset Management LLC

Warberg Asset Management LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 249 holding rows worth $507,475,715.

Accession
0001597506-23-000002
Filer
CIK 1597506
Filed
2023-05-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2023

A holdings report, 249 entries on the cover page, a total value of $507,475,715 stated on the cover page (in dollars after the unit check, H1), rows summing to $507,475,715 with VALUE read as dollars as filed, 13F file number 028-20991. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
SPDR S&P 500 ETF TR78462F953PUT288,000$117,904,320dollars as filedput
ON SEMICONDUCTOR CORP682189AP0NOTE 1.625%10/113,070,000$51,804,415dollars as filedprincipal
OCCIDENTAL PETE CORP WT EXP 080327674599162Stock1,022,594$41,743,216dollars as filed
DICKS SPORTING GOODS INC253393AD4NOTE 3.250% 4/18,062,000$35,972,192dollars as filedprincipal
TERADYNE INC880770AG7NOTE7,423,000$25,293,492dollars as filedprincipal
INVESCO QQQ TR46090E953PUT67,000$21,502,310dollars as filedput
PALO ALTO NETWORKS INC697435AD7NOTE 0.750% 7/06,339,000$14,216,127dollars as filedprincipal
MICROCHIP TECHNOLOGY INC.595017AD6NOTE 1.625% 2/13,179,000$11,984,221dollars as filedprincipal
CHART INDS INC16115QAE0NOTE 1.000%11/15,000,000$10,896,752dollars as filedprincipal
FTI CONSULTING INC302941AP4NOTE 2.000% 8/15,056,000$9,865,604dollars as filedprincipal
PIONEER NAT RES CO723787AP2NOTE 0.250% 5/14,542,000$9,752,722dollars as filedprincipal
SEA LTD81141RAD2NOTE 1.000%12/05,000,000$8,781,250dollars as filedprincipal
ETSY INC29786AAJ5NOTE 0.125%10/05,450,000$7,812,848dollars as filedprincipal
ATI INC01741RAK8BOND3,000,000$7,779,705dollars as filedprincipal
ENVISTA HOLDINGS CORPORATION29415FAB0BOND3,209,000$6,427,045dollars as filedprincipal
VERADIGM INC01988PAF5BOND5,500,000$6,216,430dollars as filedprincipal
PLUG PWR INC72919PAD5NOTE 3.750% 6/02,535,000$6,001,655dollars as filedprincipal
HERTZ GLOBAL HLDGS INC42806J148*W EXP 06/30/205567,060$5,035,493dollars as filed
ISHARES TR464287955PUT26,000$4,638,400dollars as filedput
SILICON LABORATORIES INC826919AD4NOTE 0.625% 6/12,749,000$4,127,809dollars as filedprincipal
BOX INC10316TAB0NOTE 1/13,500,000$4,099,025dollars as filedprincipal
INVESCO QQQ TR46090E903CALL12,000$3,851,160dollars as filedcall
PARSONS CORP DEL70202LAB8BOND3,473,000$3,846,018dollars as filedprincipal
PEABODY ENGR CORP704551AD2NOTE 3.250% 3/02,500,000$3,807,828dollars as filedprincipal
RH74967XAD5CV2,907,000$3,754,754dollars as filedprincipal
GLD PUT 380.000 0918202678463v957PUT20,000$3,664,400dollars as filedput
COLLIERS INTL GROUP INC194693AB3NOTE 4.000% 6/01,950,000$3,655,914dollars as filedprincipal
MICROCHIP TECHNOLOGY INC.595017AF1NOTE 1.625% 2/11,446,000$3,444,191dollars as filedprincipal
CLOROX CO DEL189054959PUT20,000$3,164,800dollars as filedput
APPLE INC037833950PUT18,900$3,116,610dollars as filedput
MIDDLEBY CORP596278AB7NOTE 1.000% 9/02,501,000$3,108,756dollars as filedprincipal
NICE SYS INC65366HAB9BOND1,054,000$2,892,165dollars as filedprincipal
AKAMAI TECHNOLOGIES INC00971TAJ0NOTE 0.125% 5/02,390,000$2,408,809dollars as filedprincipal
BARCLAYS BANK PLC06748F904COM53,000$2,380,230dollars as filedcall
HARMONIC INC413160AD4BOND1,375,000$2,365,351dollars as filedprincipal
VANECK ETF TRUST92189F906CALL65,000$2,102,750dollars as filedcall
TESLA INC88160R951PUT10,000$2,074,600dollars as filedput
RH74967XAA1BOND1,575,000$1,972,990dollars as filedprincipal
REPLIGEN CORP759916AB5BOND1,015,000$1,560,826dollars as filedprincipal
BlackRock Ultra Short-Term Bond ETF46434V878SHS30,744$1,544,886dollars as filed
INSIGHT ENTERPRISES INC45765UAB9NOTE 0.750% 2/1727,000$1,523,747dollars as filedprincipal
TESLA INC88160RAG6NOTE 2.000% 5/1144,000$1,443,938dollars as filedprincipal
SURGEPAYS INC86882L113*W EXP 10/22/2021,211,492$1,432,631dollars as filed
MCDONALDS CORP580135951PUT5,000$1,398,050dollars as filedput
CONMED CORP207410AF8BOND1,066,000$1,313,440dollars as filedprincipal
FISKER INC33813J956PUT204,300$1,254,402dollars as filedput
APTIV PLCG6095L117CONV9,127$1,107,927dollars as filed
KBR INC48242WAB2BOND464,000$1,010,505dollars as filedprincipal
FIRST REP BK SAN FRANCISCO C33616C950PUT65,700$919,143dollars as filedput
NEW ENGLAND RLTY ASSOC LTD P644206104DEPOSITRY RCPT12,557$909,147dollars as filed
MICROSOFT CORP594918904CALL3,000$864,900dollars as filedcall
PYXIS TANKERS INCY717261147.75% CNV PFD A28,627$694,205dollars as filed
OAK WOODS ACQUISITION CORP67190B203UNIT 03/23/202865,000$663,000dollars as filed
XLF 260717P0005000081369y955PUT20,000$643,000dollars as filedput
ISHARES SILVER TR46428Q909CALL29,000$641,480dollars as filedcall
GOLDENSTONE ACQUISITION LTD COM38136Y102Rights60,096$623,496dollars as filed
EXPAND ENERGY CORPORATION165167180*W EXP 02/09/20210,512$607,962dollars as filed
MAQUIA CAPITAL ACQUISITION C56564V101CLASS A COM56,407$600,170dollars as filed
JETAI INC COMG6855L109Stock55,002$589,066dollars as filed
EXPAND ENERGY CORPORATION165167164*W EXP 02/09/2029,152$588,108dollars as filed
ACRI CAPITAL ACQUISITION COR00501A101COM CL A55,000$577,500dollars as filed
DEXCOM INC252131AH0NOTE 0.750%12/0194,000$548,923dollars as filedprincipal
EON RESOURCES INC40472A102COM CL A51,102$533,505dollars as filed
iShares Floating Rate Bond ETF46429B655SHS10,581$533,388dollars as filed
MONTEREY INNOVATION ACQUI CO61240F108COM49,894$533,117dollars as filed
ACTIVISION BLIZZARD INC00507V909COM6,200$530,658dollars as filedcall
26 Capital Acquisition Corp90138P100Equity51,236$529,780dollars as filed
AMC ENTMT HLDGS INC00165C954COM103,400$518,034dollars as filedput
MONTEREY CAP ACQUISITION COR61244M109CLASS A COM49,440$507,254dollars as filed
UNITED STS NAT GAS FD LP912318900COM73,000$506,620dollars as filedcall
INTEGRATED RAIL AND RES ACQ45827R106COM44,323$467,164dollars as filed
PYXIS TANKERS INCY71726122*W EXP 10/13/202286,281$458,021dollars as filed
INVESCO ACTIVELY MANAGED EXC46090A887ULTRA SHRT DUR9,163$454,485dollars as filed
GLOBAL BLOCKCHAIN ACQUI CORP37961B104COMMON STOCK42,800$439,984dollars as filed
GENERAC HLDGS INC368736904CALL4,000$432,040dollars as filedcall
VISION SENSING ACQUISITION C92838J103COM40,043$421,653dollars as filed
PRIME NO ACQUISITION I CORP74168P107COM CL A40,421$419,166dollars as filed
BANK HAWAII CORP062540959PUT7,300$380,184dollars as filedput
VALUENCE MERGER CORP IG9R16L100COM35,041$369,858dollars as filed
EF HUTTON ACQUISITION CORP I28201D109COM34,410$353,391dollars as filed
FILANA THERAPEUTICS INC14817C957COM14,000$337,680dollars as filedput
INTL GNRL INSURANCE HLDNGS LG4809J114WTS610,133$335,573dollars as filed
ALAMOS GOLD INC011532908COM CL A25,000$305,750dollars as filedcall
FINANCIAL STRATEGIES ACQUISI31772T107CLASS A COM29,000$305,660dollars as filed
COMPOSECURE INC20459V113*W EXP 12/27/202249,900$294,882dollars as filed
STRATEGY INC594972958COM NEW1,000$292,320dollars as filedput
BEYOND MEAT INC08862E959PUT18,000$292,140dollars as filedput
BLOCKCHAIN MOON ACQUISITN CO09370F109CMN27,379$290,217dollars as filed
AMPRIUS TECHNOLOGIES INC03214Q116*W EXP 09/14/202544,216$272,108dollars as filed
Thunder Power Holdings Inc31561T102Equity25,900$269,878dollars as filed
ENPHASE ENERGY INC29355AAF4BOND100,000$265,673dollars as filedprincipal
SCHWAB CHARLES CORP808513905CALL5,000$261,900dollars as filedcall
Aura FAT Projects Acquisition CorpG06362100COM25,000$261,000dollars as filed
PONO CAP THREE INCG71704129UNIT 01/11/202825,300$259,578dollars as filed
Financial Select Sector SPDR Fund81369Y605SHS8,000$257,120dollars as filed
PROGRESS ACQUISITION CORP74327P105CMN23,570$248,664dollars as filed
SPREE ACQUISITION CORP 1 LTDG83745102COM23,494$244,807dollars as filed
MOBIV ACQUISITION CORP60742N106CLASS A COM22,750$237,169dollars as filed
FG MERGER CORP30324Y101COMMON STOCK22,159$230,897dollars as filed
HCM ACQUISITION COG4365A101COM22,000$230,450dollars as filed
ALPHA STAR ACQUISITION CORPG0230C108ORDINARY SHARES21,103$221,370dollars as filed
MALACCA STRAITS ACQUISITIONG5859B117COM CL A20,862$220,511dollars as filed
CIIG CAPITAL PARTNERS II INC12561U109COM20,000$208,000dollars as filed
SPDR Bloomberg Investment Grade Floating Rate ETF78468R200SHS6,775$206,163dollars as filed
AIMFINITY INVESTMENT CORP IG0135E142UNIT 04/21/202720,000$201,600dollars as filed
JAWS HURRICANE ACQUISITN COR47201B103CLASS A COM19,821$201,580dollars as filed
NEUROCRINE BIOSCIENCES INC64125CAD1NOTE 2.250% 5/1147,000$197,972dollars as filedprincipal
FINTECH ECOSYSTEM DEVE318136108COM18,401$193,947dollars as filed
SOUTHWESTERN ENERGY CO845467909COM37,600$188,000dollars as filedcall
DENALI CAPITAL ACQUISITN CORG6256B106CLASS A ORD17,500$183,225dollars as filed
GLOBAL STAR ACQUISITION-CL A37962G102COM17,456$179,797dollars as filed
AMPRIUS TECHNOLOGIES INC03214Q908COMMON STOCK20,000$174,200dollars as filedcall
SBC MEDICAL GROUP HOLDINGS I73245B107COMMON STOCK15,750$164,430dollars as filed
NORDSTROM INC655664900COM10,000$162,700dollars as filedcall
PLUTONIAN ACQUISITION CORP72942P104COM15,800$162,029dollars as filed
PALO ALTO NETWORKS INC697435AF2NOTE 0.375% 6/079,000$159,497dollars as filedprincipal
FIRST REP BK SAN FRANCISCO C33616C900CALL10,000$139,900dollars as filedcall
SURGEPAYS INC86882L954COM NEW30,400$136,496dollars as filedput
AVALON ACQUISITION INC05338E101COM12,874$134,211dollars as filed
PROOF ACQUISITION CORP I74349W104COM12,671$131,588dollars as filed
PINSTRIPES HOLDINGS INC CL A COM06690B107Stock11,715$121,836dollars as filed
ATLANTIC COASTAL AQSTN CORP04845A108COM11,656$120,989dollars as filed
AIB ACQUISITION CORPORATIONG0R45S109CLASS A ORD11,295$118,823dollars as filed
ISRAEL ACQUISITIONS CORPG49667101CLASS A ORD10,850$110,996dollars as filed
FISKER INC33813J106CL A COM STK18,000$110,250dollars as filed
BROAD CAPITAL ACQUISITION CO11125B102COM10,308$109,162dollars as filed
BEAMR IMAGING LTDM1R79L104ORDINARY SHS53,713$106,889dollars as filed
PHP Ventures Acquisition Corp69291C106COM10,027$106,386dollars as filed
PETVIVO HLDGS INC716817119*W EXP 08/13/202258,208$103,283dollars as filed
KHOSLA VENTURES ACQUISITION482504107CL A10,000$101,400dollars as filed
DIRECT DIGITAL HOLDINGS INC25461T113*W EXP 02/15/202133,382$100,037dollars as filed
TIVIC HEALTH SYSTEMS INC888705100CMN541,618$81,568dollars as filed
SAB BIOTHERAPEUTICS INC78397T103COM177,659$78,170dollars as filed
POLISHED COM INC28252C117*W EXP 06/02/202773,118$76,461dollars as filed
SPLASH BEVERAGE GROUP INC84862C112*W EXP 06/15/202271,493$76,018dollars as filed
Bullfrog AI Holdings Inc12021E117Warrant128,193$72,598dollars as filed
KWESST MICRO SYSTEMS INC501506133*W EXP 09/01/202137,190$65,851dollars as filed
ZIVO BIOSCIENCE INC98978N119*W EXP 06/02/202112,163$65,346dollars as filed
SAVERONE 2014 LTD80516T113*W EXP 06/02/202199,497$65,275dollars as filed
NEXTPLAT CORP68557F118*W EXP 06/02/202104,119$61,430dollars as filed
TWIN VEE POWERCATS CO90177C101COM35,800$60,681dollars as filed
RENEW ENERGY GLOBAL PLCG7500M120WTS69,614$59,826dollars as filed
HEARTBEAM INC42238H116*W EXP 10/31/202107,300$53,650dollars as filed
PROSHARES TR II74347Y870ULTRA BLOOMBERG13,500$48,735dollars as filed
MIRION TECHNOLOGIES INC60471A119*W EXP 10/20/20230,096$48,455dollars as filed
SURGEPAYS INC86882L904CALL10,000$44,900dollars as filedcall
TIDEWATER INC NEW88642R117WARR37,100$44,891dollars as filed
FGI INDUSTRIES LTDG3302D111*W EXP 99/99/999121,074$42,376dollars as filed
ONFOLIO HOLDINGS INC68277K124*W EXP 01/02/202299,946$42,127dollars as filed
LITHIA MTRS INC COM92561V117COM112,000$41,194dollars as filed
TALKSPACE INC87427V111*W EXP 06/21/202520,540$40,637dollars as filed
TARGET HOSPITALITY CORP87615L115*W EXP 03/15/20210,325$39,442dollars as filed
OPTIMUMBANK HLDGS INC68401P403COM11,796$39,045dollars as filed
NUSCALE PWR CORP67079K118*W EXP 05/02/20222,257$36,724dollars as filed
NEOVOLTA INC640655114*W EXP 04/01/20238,425$34,583dollars as filed
SEASTAR MEDICAL HOLDING CORP81256L112WTS366,011$30,981dollars as filed
Apollomics Inc W Exp 04/01/202G0411D115SPAC Combination281,850$30,310dollars as filed
NEUROSENSE THERAPEUTICS LTDM74240116*W EXP 11/10/20277,765$30,266dollars as filed
LUCY SCIENTIFIC DISCOVERY IN54960E104COMMON27,300$30,030dollars as filed
MARIS TECH LTDM68057112*W EXP 02/04/202224,553$29,192dollars as filed
APPTECH PMTS CORP03834B127*W EXP 01/04/202101,428$28,948dollars as filed
VIRIOS THERAPEUTICS INC92829J104COM74,750$27,471dollars as filed
WTS/LION ELECTRIC EXP12/13/2027536221120WARR39,298$23,221dollars as filed
MOBILICOM LTD60742B110*W EXP 08/31/202127,366$22,926dollars as filed
G MED INNOVATIONS HLDGS LTDG39462141COM25,000$22,750dollars as filed
BT BRANDS INC0557MQ115*W EXP 11/12/202132,808$22,584dollars as filed
LANDOS BIOPHARMA INC515069102CMN73,504$21,904dollars as filed
CEA INDUSTRIES INC86887P119*W EXP 02/11/202268,016$21,254dollars as filed
REPUBLIC FIRST BANCORP INC760416107COM15,000$20,400dollars as filed
SkyAI Inc82003F119*W EXP 4/13/202151,799$19,734dollars as filed
BOA ACQUISITION CORPg8059b119WT183,376$19,525dollars as filed
ICZOOM GROUP INC.G4760B100CL A ORD SHS11,000$19,030dollars as filed
SILVERGATE CAP CORP82837P958PUT11,500$18,630dollars as filedput
STRAN & COMPANY INC86260J110*W EXP 99/99/999181,724$18,506dollars as filed
MICROCLOUD HOLOGRAM INCG55032125*W EXP 01/31/202154,049$18,486dollars as filed
Cingulate Inc W Exp 12/10/20217248W113Warrant105,151$18,391dollars as filed
BIGBEAR AI HLDGS INC08975B117*W EXP 12/08/20267,000$17,936dollars as filed
SNAIL INC83301J100CLASS A COM13,000$17,290dollars as filed
NEXALIN TECHNOLOGY INC65345B110*W EXP 99/99/999166,483$15,816dollars as filed
SIENTRA INC82621J204COMMON10,000$15,400dollars as filed
Aurora Innovation Inc W Exp 11/03/202051774115SPAC Combination70,009$13,870dollars as filed
COMERA LIFE SCIENCES HLDGS I20037C116*W EXP 03/15/202300,000$13,680dollars as filed
VIRPAX PHARMACEUTICALS INC928251107COM17,012$13,354dollars as filed
Semantix, IncG6332A114Warrant95,600$12,882dollars as filed
HUB CYBER SECURITY LTDM6000J127WTS100,000$12,500dollars as filed
ASP ISOTOPES INC00218A105COM14,848$12,472dollars as filed
T2 BIOSYSTEMS INC89853L203COM NEW25,955$11,939dollars as filed
IVEDA SOLUTIONS INC46583A113*W EXP 04/01/20229,513$11,557dollars as filed
ENPHASE ENERGY INC29355AAK3NOTE 3/011,000$11,480dollars as filedprincipal
WEARABLE DEVICES LTDM97838110*W EXP 09/14/20295,965$11,036dollars as filed
KALEYRA INC483379111*W EXP 11/25/20283,899$10,559dollars as filed
PAGAYA TECHNOLOGIES LTDM7S64L107WTS128,138$10,507dollars as filed
NETCAPITAL INC64113L111*W EXP 07/12/202105,000$10,500dollars as filed
AINOS INC00902F113*W EXP 07/29/20230,595$9,607dollars as filed
EDIBLE GARDEN AG INC28059P113*W EXP 99/99/99952,661$9,426dollars as filed
Panbela Therapeutics Inc69833W206Equity20,000$8,800dollars as filed
PASITHEA THERAPEUTICS CORP70261F111*W EXP 08/12/202289,968$8,699dollars as filed
VERSUS SYSTEMS INC92535P147*W EXP 01/20/202223,352$8,320dollars as filed
DATA STORAGE CORP23786R110*W EXP 05/18/20273,624$8,099dollars as filed
BONE BIOLOGICS CORP098070303COM30,000$7,755dollars as filed
ENERGEM CORPG30449121*W EXP 11/15/20290,000$7,425dollars as filed
BIOAFFINITY TECHNOLOGIES INC09076W117*W EXP 09/07/20224,626$7,388dollars as filed
APTOSE BIOSCIENCES INC COM03835T200Stock11,500$7,360dollars as filed
NAVIDEA BIOPHARMACEUTICALS INC63937x202COM28,026$7,287dollars as filed
HARBOR CUSTOM DEVELOPMENT IN41150T124*W EXP 10/07/202165,000$7,285dollars as filed
INFINTT ACQUISITION CORPg47862126WT90,100$7,181dollars as filed
FORAFRIC GLOBAL PLCX3R81D110*W EXP 06/09/20210,500$7,034dollars as filed
SIYATA MOBILE INC83013Q509COM NEW44,825$6,831dollars as filed
TRANSCODE THERAPEUTICS INC89357L105CMN20,000$6,770dollars as filed
ALPHA TAU MEDICAL LTD WT EXPM0740A116Stock22,900$6,639dollars as filed
KAIROUS ACQUISITION CORP LTDG52131128*W EXP 09/15/20280,677$6,454dollars as filed
MEDICENNA THERAPEUTICS F58490H107FOREIGN CANADIAN10,000$6,296dollars as filed
NORTHVIEW ACQUISITION CORP66718N111*W EXP 08/02/20277,770$6,222dollars as filed
SYSTEM1 INC87200P117W EXP 01/27/20215,224$5,790dollars as filed
AGRIFORCE GROWING SYSTEMS LTC00948114*W EXP 07/12/20258,159$5,717dollars as filed
Arogo Capital Acquisition Corp042644112Warrant90,000$5,400dollars as filed
FAT PROJECTS ACQUISITION CORG3400W110*W EXP 08/31/20285,000$5,100dollars as filed
GORILLA TECHNOLOGY GROUP INCG4000K118*W EXP 99/99/99920,000$4,800dollars as filed
AMERICAN REBEL HOLDINGS INC02919L117*W EXP 01/20/202123,521$4,756dollars as filed
LIXTE BIOTECHNOLOGY HLDGS IN539319111*W EXP 11/30/20253,181$4,579dollars as filed
ALLEGO N VN0796A118WTS22,500$4,500dollars as filed
QTREX QUANTUM LTDM53637118*W EXP 07/16/20219,000$4,364dollars as filed
PROTAGENIC THERAPEUTICS INC74365N111*W EXP 04/26/202177,196$4,288dollars as filed
BUZZFEED INC12430A110*W EXP 12/03/20240,000$4,000dollars as filed
CANOO INC13803R110*W EXP 12/21/20242,000$3,780dollars as filed
FINANCIAL STRATEGIES ACQUISI31772T115*W EXP 03/31/20293,000$3,255dollars as filed
RAIL VISION LTDM8186D114*W EXP 03/27/20252,192$3,178dollars as filed
ACCRETION ACQUISITION CORP00438Y115*W EXP 03/01/20287,348$3,057dollars as filed
Anghami Inc W Exp 02/03/202G0369L119SPAC Combination40,409$3,029dollars as filed
SEQLL INC81734C114*W EXP 08/31/20256,000$2,811dollars as filed
CANNA-GLOBAL ACQUISITION CORP13767k119WT90,100$2,676dollars as filed
AUDDIA INC05072K115*W EXP 02/19/20212,768$2,426dollars as filed
INCEPTION GR -23 EQUITY45333D112COM90,000$2,259dollars as filed
BANNIX ACQUISITION CORP066644113*W EXP 07/31/20285,700$2,151dollars as filed
ACLARION INC655187110*W EXP 04/21/20228,647$2,150dollars as filed
BONE BIOLOGICS CORP098070113*W EXP 10/13/20238,690$1,973dollars as filed
BRUUSH ORAL CARE INC11750K120*W EXP 08/03/20215,000$1,800dollars as filed
NEXGEL INC65344E115*W EXP 12/27/20210,000$1,550dollars as filed
MOBIQUITY TECHNOLOGIES INC60743F128*W EXP 12/03/20250,368$1,506dollars as filed
SPREE ACQUISITION 1 CORP LTDg83745128WT47,154$1,424dollars as filed
Thunder Power Holdings Inc31561T110Warrant20,796$1,373dollars as filed
FG MERGER CORP30324Y119*W EXP 06/17/20216,546$1,328dollars as filed
DERMATA THERAPEUTICS INC249845116*W EXP 99/99/99938,069$1,319dollars as filed
WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025186760112WARR25,000$1,250dollars as filed
Alpha Star Acquisition CorpG0230C116WARRANT80,000$1,104dollars as filed
CELULARITY INC151190113*W EXP 07/16/20218,200$1,092dollars as filed
SMX SEC MATTERS PLCG8267K117*W EXP 03/07/20221,700$1,085dollars as filed
Embrace Change Acquisition CorpG3034H125Warrant12,500$500dollars as filed
SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/202681947T110WARR14,668$323dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001597506-23-000002this filing2023-05-15acceptance time not in the bulk data set