13F-HR filed by Warberg Asset Management LLC
Warberg Asset Management LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-07, with 294 holding rows worth $578,263,000.
- Accession
- 0001597506-22-000014
- Filer
- CIK 1597506
- Filed
- 2022-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 294 entries on the cover page, a total value of $578,263,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $578,263,000 with VALUE read as thousands by filing date, 13F file number 028-20991. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 334,600 | $119,512,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,121,795 | $44,446,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 140,000 | $37,416,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 10,590,000 | $31,870,000 | thousands by filing date | principal |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 395,369 | $31,739,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 70,000 | $25,003,000 | thousands by filing date | call |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 10,571,000 | $23,959,000 | thousands by filing date | principal |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 302,383 | $22,216,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 241,808 | $18,456,000 | thousands by filing date | |
| PLUG PWR INC | 72919PAD5 | NOTE 3.750% 6/0 | 3,485,000 | $14,660,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 5,902,000 | $10,944,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 6,390,000 | $10,219,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 35,500 | $9,486,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 5,000,000 | $8,260,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 21,000 | $7,501,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 4,333,000 | $6,874,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 3,456,000 | $6,002,000 | thousands by filing date | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 5,039,000 | $5,770,000 | thousands by filing date | principal |
| VERADIGM INC | 01988PAF5 | BOND | 4,500,000 | $5,753,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 4,480,000 | $5,529,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 605,332 | $5,387,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 4,479,000 | $5,306,000 | thousands by filing date | principal |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 3,129,000 | $5,167,000 | thousands by filing date | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 66,500 | $4,944,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,830,000 | $4,845,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 15,000 | $3,979,000 | thousands by filing date | put |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 67,927 | $3,913,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,834,000 | $3,789,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,286,000 | $3,676,000 | thousands by filing date | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 3,000,000 | $3,501,000 | thousands by filing date | principal |
| NOVA LTD | 66980MAB2 | BOND | 2,760,000 | $3,461,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 25,000 | $3,455,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC | 194693AB3 | NOTE 4.000% 6/0 | 2,000,000 | $3,339,000 | thousands by filing date | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 2,900,000 | $3,096,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,500,000 | $3,071,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 862,000 | $2,817,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,706,000 | $2,764,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 2,130,000 | $2,412,000 | thousands by filing date | principal |
| CLOUDFLARE INC | 18915MAB3 | NOTE 0.750% 5/1 | 1,485,000 | $2,371,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,400,000 | $2,352,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 104,451 | $2,258,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,000 | $2,209,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20,000 | $2,049,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20,000 | $2,049,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 87,215 | $1,897,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 1,584,000 | $1,882,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 25,000 | $1,801,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 73,800 | $1,780,000 | thousands by filing date | call |
| FISKER INC | 33813J106 | CL A COM STK | 204,300 | $1,542,000 | thousands by filing date | put |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 117,000 | $1,498,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 17,000 | $1,484,000 | thousands by filing date | call |
| NICE SYS INC | 65366HAB9 | BOND | 639,000 | $1,443,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 19,000 | $1,368,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 16,760 | $1,291,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 17,960 | $1,198,000 | thousands by filing date | |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 911,236 | $1,166,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,000 | $1,154,000 | thousands by filing date | put |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 12,366 | $1,086,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 1,209,000 | $1,033,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 20,000 | $1,002,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 55,000 | $963,000 | thousands by filing date | call |
| CONMED CORP | 207410AF8 | BOND | 807,000 | $883,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 471,000 | $798,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 25,000 | $644,000 | thousands by filing date | call |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 25,000 | $585,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 20,000 | $496,000 | thousands by filing date | call |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 799,088 | $455,000 | thousands by filing date | |
| ACRI CAPITAL ACQUISITION COR | 00501A101 | COM CL A | 44,500 | $447,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,000 | $425,000 | thousands by filing date | put |
| TERADYNE INC | 880770AG7 | NOTE | 173,000 | $411,000 | thousands by filing date | principal |
| TRUGOLF INC CMN | 243733102 | COM | 40,389 | $407,000 | thousands by filing date | |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 40,043 | $405,000 | thousands by filing date | |
| SANABY HEALTH ACQUISITION CO | 79956P102 | CMN | 40,000 | $405,000 | thousands by filing date | |
| JETAI INC COM | G6855L109 | Stock | 40,000 | $403,000 | thousands by filing date | |
| PRIME NO ACQUISITION I CORP | 74168P107 | COM CL A | 40,421 | $402,000 | thousands by filing date | |
| EON RESOURCES INC | 40472A102 | COM CL A | 40,002 | $401,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F109 | CMN | 40,000 | $400,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P106 | CMN | 40,461 | $399,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 40,000 | $397,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 40,000 | $395,000 | thousands by filing date | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B104 | COMMON STOCK | 40,000 | $395,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 40,000 | $392,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 9,000 | $380,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,000 | $377,000 | thousands by filing date | put |
| VALUENCE MERGER CORP I | G9R16L100 | COM | 35,205 | $359,000 | thousands by filing date | |
| MONTEREY CAP ACQUISITION COR | 61244M109 | CLASS A COM | 35,740 | $354,000 | thousands by filing date | |
| KKR & CO INC | 48251W401 | CONV | 6,010 | $327,000 | thousands by filing date | |
| RH | 74967XAD5 | CV | 250,000 | $324,000 | thousands by filing date | principal |
| ROBINHOOD MKTS INC | 770700102 | COM | 30,000 | $303,000 | thousands by filing date | put |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 7,000 | $293,000 | thousands by filing date | put |
| AUSTERLITZ ACQUISITION CORP | G0633D109 | SHS CL A | 29,600 | $290,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 70,342 | $286,000 | thousands by filing date | |
| GARDINER HEALTHCARE ACQTS CO | 365506104 | COMMON STOCK | 27,873 | $278,000 | thousands by filing date | |
| GOLDENSTONE ACQUISITION LTD COM | 38136Y102 | Rights | 27,823 | $277,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,000 | $273,000 | thousands by filing date | call |
| Aura FAT Projects Acquisition Corp | G06362100 | COM | 25,000 | $252,000 | thousands by filing date | |
| Thunder Power Holdings Inc | 31561T102 | Equity | 24,900 | $248,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,200 | $241,000 | thousands by filing date | call |
| MOBIV ACQUISITION CORP | 60742N106 | CLASS A COM | 22,750 | $228,000 | thousands by filing date | |
| VISIONWAVE HOLDINGS INC COM | 066644105 | Stock | 22,500 | $225,000 | thousands by filing date | |
| FG MERGER CORP | 30324Y101 | COMMON STOCK | 22,068 | $221,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,000 | $219,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 156,000 | $218,000 | thousands by filing date | principal |
| ALPHA STAR ACQUISITION CORP | G0230C108 | ORDINARY SHARES | 21,103 | $213,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 21,324 | $212,000 | thousands by filing date | |
| NULL | G3312W109 | NULL | 20,636 | $208,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,500 | $207,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 10,000 | $203,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 10,000 | $203,000 | thousands by filing date | put |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 20,730 | $203,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 32,600 | $200,000 | thousands by filing date | call |
| AIMFINITY INVESTMENT CORP I | G0135E142 | UNIT 04/21/2027 | 20,000 | $197,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 18,900 | $189,000 | thousands by filing date | |
| SBC MEDICAL GROUP HOLDINGS I | 73245B107 | COMMON STOCK | 18,250 | $183,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 12,000 | $182,000 | thousands by filing date | put |
| SPREE ACQUISITION CORP 1 LTD | G83745102 | COM | 17,713 | $179,000 | thousands by filing date | |
| DENALI CAPITAL ACQUISITN COR | G6256B106 | CLASS A ORD | 17,500 | $176,000 | thousands by filing date | |
| GLOBAL STAR ACQUISITION INC | 37962G201 | UNIT 07/15/2028 | 17,456 | $175,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850104 | CLASS A COM | 17,502 | $172,000 | thousands by filing date | |
| GENESIS UNICORN CAPITAL CORP | 37187C100 | CLASS A COM | 17,043 | $171,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 15,900 | $170,000 | thousands by filing date | put |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 16,867 | $169,000 | thousands by filing date | |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 16,256 | $164,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 16,077 | $158,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 219,926 | $158,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 20,800 | $157,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 16,000 | $157,000 | thousands by filing date | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 75,656 | $157,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 130,000 | $154,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 15,044 | $150,000 | thousands by filing date | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 15,000 | $150,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A107 | CLASS A ORD SHS | 15,000 | $150,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 126,000 | $149,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 75,000 | $148,000 | thousands by filing date | principal |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 15,000 | $147,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 14,500 | $145,000 | thousands by filing date | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021103 | COM | 14,136 | $141,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 22,000 | $134,000 | thousands by filing date | put |
| EF Hutton Acquisition Corp I | 28201D208 | Unit | 13,303 | $133,000 | thousands by filing date | |
| INTEGRATED RAIL AND RES ACQ | 45827R106 | COM | 12,843 | $129,000 | thousands by filing date | |
| EMBRACE CHANGE ACQUISITN COR | G3034H133 | UNIT 03/17/2027 | 12,500 | $127,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 65,100 | $122,000 | thousands by filing date | |
| IRON SPARK I INC | 46301G103 | CMN | 12,283 | $122,000 | thousands by filing date | |
| LARKSPUR HEALTH ACQUISITION | 51724W107 | CLASS A COM | 12,000 | $120,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 11,850 | $119,000 | thousands by filing date | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 286,859 | $118,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B102 | COM | 11,084 | $112,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 10,827 | $110,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B103 | CLASS A COM | 11,076 | $108,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K105 | COMMON STOCK | 10,700 | $105,000 | thousands by filing date | |
| ZURA BIO LTD CLASS A ORD SHS | G50752107 | COM | 10,000 | $101,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 417,850 | $101,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F118 | *W EXP 06/02/202 | 127,530 | $100,000 | thousands by filing date | |
| AETHERIUM ACQUISITION CORP | 00809J101 | COM | 10,000 | $100,000 | thousands by filing date | |
| TWIN VEE POWERCATS CO | 90177C101 | COM | 40,500 | $99,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 10,000 | $98,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 75,000 | $97,000 | thousands by filing date | principal |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 223,953 | $97,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 29,240 | $94,000 | thousands by filing date | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 742,118 | $93,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 14,000 | $76,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 30,000 | $74,000 | thousands by filing date | call |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 200,000 | $74,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 12,000 | $73,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F206 | COM NEW | 270,000 | $66,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 243,725 | $65,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 131,051 | $58,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 40,000 | $56,000 | thousands by filing date | principal |
| LASER PHOTONICS CORP | 51807Q100 | COM | 20,000 | $53,000 | thousands by filing date | |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 173,895 | $52,000 | thousands by filing date | |
| ONFOLIO HOLDINGS INC | 68277K124 | *W EXP 01/02/202 | 282,828 | $51,000 | thousands by filing date | |
| ZIVO BIOSCIENCE INC | 98978N119 | *W EXP 06/02/202 | 84,654 | $51,000 | thousands by filing date | |
| FGI INDUSTRIES LTD | G3302D111 | *W EXP 99/99/999 | 121,074 | $50,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 92561V117 | COM | 112,000 | $50,000 | thousands by filing date | |
| MOBILICOM LTD | 60742B110 | *W EXP 08/31/202 | 126,866 | $48,000 | thousands by filing date | |
| HEARTBEAM INC | 42238H116 | *W EXP 10/31/202 | 80,000 | $47,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 370,000 | $46,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 19,000 | $43,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 21,000 | $42,000 | thousands by filing date | |
| ONFOLIO HOLDINGS INC | 68277K207 | COM NEW | 35,000 | $41,000 | thousands by filing date | |
| PASITHEA THERAPEUTICS CORP | 70261F111 | *W EXP 08/12/202 | 310,883 | $40,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 66,221 | $39,000 | thousands by filing date | |
| CEA INDUSTRIES INC | 86887P119 | *W EXP 02/11/202 | 256,595 | $38,000 | thousands by filing date | |
| STRAN & COMPANY INC | 86260J110 | *W EXP 99/99/999 | 154,575 | $36,000 | thousands by filing date | |
| APPTECH PMTS CORP | 03834B127 | *W EXP 01/04/202 | 225,231 | $34,000 | thousands by filing date | |
| MARIS TECH LTD | M68057112 | *W EXP 02/04/202 | 222,936 | $32,000 | thousands by filing date | |
| IN8BIO INC | 45674E109 | COM | 15,000 | $30,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | *W EXP 10/07/202 | 165,000 | $29,000 | thousands by filing date | |
| AINOS INC | 00902F113 | *W EXP 07/29/202 | 35,500 | $27,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 27,157 | $27,000 | thousands by filing date | |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 24,100 | $26,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 25,000 | $26,000 | thousands by filing date | |
| Cingulate Inc W Exp 12/10/202 | 17248W113 | Warrant | 110,032 | $25,000 | thousands by filing date | |
| INNOVATIVE EYEWEAR INC | 45791D117 | *W EXP 08/16/202 | 58,495 | $24,000 | thousands by filing date | |
| NETCAPITAL INC | 64113L111 | *W EXP 07/12/202 | 89,460 | $24,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 29,500 | $24,000 | thousands by filing date | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 45,000 | $23,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 19,012 | $23,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 24,592 | $22,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 30,000 | $22,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 16,000 | $21,000 | thousands by filing date | principal |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 84,200 | $21,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 105,312 | $20,000 | thousands by filing date | |
| WEARABLE DEVICES LTD | M97838110 | *W EXP 09/14/202 | 95,965 | $20,000 | thousands by filing date | |
| NEUROSENSE THERAPEUTICS LTD | M74240116 | *W EXP 11/10/202 | 81,900 | $19,000 | thousands by filing date | |
| MOBILE GLOBAL ESPORTS INC | 607371101 | COM | 10,000 | $19,000 | thousands by filing date | |
| SAVE FOODS INC | 80512Q303 | COM | 10,000 | $19,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 10,000 | $18,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 22,000 | $17,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 45,000 | $17,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 42,000 | $17,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 38,000 | $17,000 | thousands by filing date | |
| COMERA LIFE SCIENCES HLDGS I | 20037C116 | *W EXP 03/15/202 | 305,440 | $17,000 | thousands by filing date | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 83,731 | $16,000 | thousands by filing date | |
| DIRECT DIGITAL HOLDINGS INC | 25461T113 | *W EXP 02/15/202 | 60,329 | $16,000 | thousands by filing date | |
| EZFILL HOLDINGS INC | 302314208 | COM NEW | 25,000 | $15,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 150,000 | $15,000 | thousands by filing date | |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 38,847 | $14,000 | thousands by filing date | |
| AGRIFORCE GROWING SYSTEMS LT | C00948114 | *W EXP 07/12/202 | 60,401 | $14,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 14,493 | $13,000 | thousands by filing date | |
| EDIBLE GARDEN AG INC | 28059P105 | COM | 20,000 | $13,000 | thousands by filing date | |
| ASSURE HLDGS CORP | 04625J204 | COM | 20,000 | $13,000 | thousands by filing date | |
| BONE BIOLOGICS CORP | 098070113 | *W EXP 10/13/202 | 99,435 | $13,000 | thousands by filing date | |
| APPTECH PMTS CORP | 03834B309 | COM | 16,954 | $12,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 65,002 | $12,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N111 | *W EXP 04/26/202 | 285,497 | $12,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F115 | *W EXP 04/13/202 | 169,464 | $12,000 | thousands by filing date | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 24,200 | $11,000 | thousands by filing date | |
| BT BRANDS INC | 0557MQ115 | *W EXP 11/12/202 | 64,717 | $11,000 | thousands by filing date | |
| AMERICAN REBEL HOLDINGS INC | 02919L117 | *W EXP 01/20/202 | 190,100 | $11,000 | thousands by filing date | |
| BOXED INC | 103174116 | WARR | 117,100 | $11,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 41,519 | $11,000 | thousands by filing date | |
| TC BIOPHARM HOLDINGS PLC | 87807D111 | *W EXP 02/10/202 | 86,667 | $11,000 | thousands by filing date | |
| EDIBLE GARDEN AG INC | 28059P113 | *W EXP 99/99/999 | 103,861 | $10,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 35,500 | $10,000 | thousands by filing date | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 38,642 | $10,000 | thousands by filing date | |
| ALLEGO N V | N0796A118 | WTS | 22,500 | $10,000 | thousands by filing date | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 90,100 | $9,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845116 | *W EXP 99/99/999 | 99,800 | $9,000 | thousands by filing date | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 90,000 | $9,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 90,116 | $9,000 | thousands by filing date | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 52,722 | $8,000 | thousands by filing date | |
| MOBIQUITY TECHNOLOGIES INC | 60743F128 | *W EXP 12/03/202 | 50,368 | $8,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 30,000 | $8,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 10,000 | $8,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 14,500 | $8,000 | thousands by filing date | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 18,200 | $7,000 | thousands by filing date | |
| GORILLA TECHNOLOGY GROUP INC | G4000K118 | *W EXP 99/99/999 | 20,000 | $7,000 | thousands by filing date | |
| MICROCLOUD HOLOGRAM INC | G55032125 | *W EXP 01/31/202 | 100,320 | $7,000 | thousands by filing date | |
| BIOAFFINITY TECHNOLOGIES INC | 09076W117 | *W EXP 09/07/202 | 19,426 | $7,000 | thousands by filing date | |
| ACLARION INC | 655187110 | *W EXP 04/21/202 | 28,647 | $7,000 | thousands by filing date | |
| NEXALIN TECHNOLOGY INC | 65345B110 | *W EXP 99/99/999 | 40,719 | $7,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,500 | $7,000 | thousands by filing date | |
| CONNEXA SPORTS TECHNOLOGIES IN COM NEW | 831445200 | Stock | 20,001 | $7,000 | thousands by filing date | |
| G MED INNOVATIONS HLDGS LTD | G39462117 | *W EXP 06/30/202 | 87,576 | $7,000 | thousands by filing date | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 36,286 | $6,000 | thousands by filing date | |
| QTREX QUANTUM LTD | M53637118 | *W EXP 07/16/202 | 25,000 | $6,000 | thousands by filing date | |
| INCEPTION GR -23 EQUITY | 45333D112 | COM | 90,000 | $6,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 15,000 | $6,000 | thousands by filing date | |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 12,768 | $6,000 | thousands by filing date | |
| BRUUSH ORAL CARE INC | 11750K120 | *W EXP 08/03/202 | 15,000 | $6,000 | thousands by filing date | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 90,000 | $5,000 | thousands by filing date | |
| RAIL VISION LTD | M8186D114 | *W EXP 03/27/202 | 59,563 | $5,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 10,000 | $5,000 | thousands by filing date | |
| WORKSPORT LTD | 98139Q118 | *W EXP 08/06/202 | 19,716 | $5,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L209 | COM NEW | 17,500 | $5,000 | thousands by filing date | |
| SMART FOR LIFE INC | 83204U103 | COMMON STOCK | 12,000 | $5,000 | thousands by filing date | |
| FORAFRIC GLOBAL PLC | X3R81D110 | *W EXP 06/09/202 | 10,500 | $4,000 | thousands by filing date | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 85,700 | $4,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 77,770 | $4,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R113 | *W EXP 01/13/202 | 89,400 | $4,000 | thousands by filing date | |
| KAIROUS ACQUISITION CORP LTD | G52131128 | *W EXP 09/15/202 | 86,667 | $4,000 | thousands by filing date | |
| FAT PROJECTS ACQUISITION COR | G3400W110 | *W EXP 08/31/202 | 85,000 | $4,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 87,348 | $4,000 | thousands by filing date | |
| FINANCIAL STRATEGIES ACQUISI | 31772T115 | *W EXP 03/31/202 | 80,000 | $4,000 | thousands by filing date | |
| TC BIOPHARM HOLDINGS PLC SPONSORED | 87807D103 | ADS | 12,500 | $4,000 | thousands by filing date | |
| SPREE ACQUISITION 1 CORP LTD | g83745128 | WT | 47,154 | $3,000 | thousands by filing date | |
| NEXGEL INC | 65344E115 | *W EXP 12/27/202 | 10,000 | $3,000 | thousands by filing date | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 80,000 | $3,000 | thousands by filing date | |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 28,867 | $3,000 | thousands by filing date | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 90,100 | $2,000 | thousands by filing date | |
| SEQLL INC | 81734C114 | *W EXP 08/31/202 | 22,795 | $2,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 25,000 | $2,000 | thousands by filing date | |
| FG MERGER CORP | 30324Y119 | *W EXP 06/17/202 | 16,546 | $2,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L118 | *W EXP 06/17/202 | 25,021 | $2,000 | thousands by filing date | |
| Aura FAT Projects Acquisition Corp | G06362126 | Warrant | 11,392 | $1,000 | thousands by filing date | |
| Thunder Power Holdings Inc | 31561T110 | Warrant | 21,596 | $1,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 14,668 | $1,000 | thousands by filing date | |
| WTS/CHICKEN SOUP FOR THE SOUL 11.5000EXP10/22/2026 | 16842Q134 | WARR | 19,016 | $1,000 | thousands by filing date | |
| DIGITAL BRANDS GROUP INC | 25401N101 | COM | 10,100 | $1,000 | thousands by filing date | |
| ACRI CAPITAL ACQUISITION COR | 00501A119 | *W EXP 02/01/202 | 15,261 | $1,000 | thousands by filing date | |
| PRIME NO ACQUISITION I CORP | 74168P115 | *W EXP 07/31/202 | 13,658 | $1,000 | thousands by filing date | |
| GETTY IMAGES HOLDINGS INC | 374275113 | *W EXP 07/22/202 | 29,137 | $1,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 11,019 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597506-22-000014 | this filing | 2022-11-07 | acceptance time not in the bulk data set |