13F-HR filed by Warberg Asset Management LLC
Warberg Asset Management LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-13, with 237 holding rows worth $21,605,420,000.
- Accession
- 0001597506-22-000003
- Filer
- CIK 1597506
- Filed
- 2022-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 237 entries on the cover page, a total value of $21,605,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,605,420,000 with VALUE read as thousands by filing date, 13F file number 028-20991. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 365,300 | $16,498,409,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 54,500 | $1,975,843,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 17,000 | $616,318,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 24,000 | $316,992,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 2,500 | $269,400,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 31,700 | $253,949,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 10,000 | $174,610,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 55,000 | $125,840,000 | thousands by filing date | call |
| DOORDASH INC CL A | 25809K105 | Stock | 10,500 | $123,050,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 29,100 | $111,599,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,000 | $98,748,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 16,000 | $97,984,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,000 | $80,955,000 | thousands by filing date | call |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 4,000,000 | $69,485,000 | thousands by filing date | principal |
| LUCID GROUP INC | 549498103 | COM | 27,000 | $68,580,000 | thousands by filing date | put |
| PTC INC COM | 69370C100 | Stock | 6,200 | $66,786,000 | thousands by filing date | put |
| BRC INC A | 05601U105 | COMMON STOCK | 20,000 | $41,740,000 | thousands by filing date | put |
| ROBINHOOD MKTS INC | 770700102 | COM | 30,000 | $40,530,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 892,919 | $31,395,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 9,459,000 | $28,635,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 10,000 | $27,110,000 | thousands by filing date | call |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 13,403 | $26,196,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 4,000 | $25,804,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 8,500 | $23,205,000 | thousands by filing date | call |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 356,369 | $22,786,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,430,000 | $22,577,000 | thousands by filing date | principal |
| PLUG PWR INC | 72919PAD5 | NOTE 3.750% 6/0 | 3,485,000 | $19,856,000 | thousands by filing date | principal |
| CANTALOUPE INC | 138103106 | COM | 28,500 | $19,295,000 | thousands by filing date | call |
| Barclays Bank PLC | 06747R477 | COM | 7,500 | $19,275,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,000 | $18,500,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 20,000 | $15,940,000 | thousands by filing date | call |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 7,500 | $14,790,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 5,741,000 | $13,461,000 | thousands by filing date | principal |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 129,739 | $13,409,000 | thousands by filing date | |
| CLOUDFLARE INC | 18915MAB3 | NOTE 0.750% 5/1 | 4,000,000 | $12,929,000 | thousands by filing date | principal |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 202,748 | $11,269,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 4,000 | $10,584,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,000 | $10,240,000 | thousands by filing date | call |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 163,280 | $9,718,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 4,234,000 | $7,499,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 4,500,000 | $7,466,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 4,173,000 | $6,718,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 5,482,000 | $6,030,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 3,064,000 | $5,819,000 | thousands by filing date | principal |
| OCUGEN INC | 67577C105 | COMMON STOCK | 17,000 | $5,610,000 | thousands by filing date | put |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 4,035,000 | $5,558,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 3,136,000 | $5,545,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 3,701,000 | $5,365,000 | thousands by filing date | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 3,500,000 | $5,257,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 2,321,000 | $5,048,000 | thousands by filing date | principal |
| DASEKE INC | 23753F107 | COM | 5,000 | $5,035,000 | thousands by filing date | call |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,584,000 | $4,960,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 2,614,000 | $4,731,000 | thousands by filing date | principal |
| ARQIT QUANTUM ORD | G0567U101 | COM | 3,000 | $4,674,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,816,000 | $4,601,000 | thousands by filing date | principal |
| SURO CAP CORP | 86887Q109 | COM NEW | 5,200 | $4,488,000 | thousands by filing date | call |
| RH | 74967XAD5 | CV | 2,725,000 | $4,457,000 | thousands by filing date | principal |
| NOVA LTD | 66980MAB2 | BOND | 2,760,000 | $4,269,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 2,482,000 | $4,207,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,186,000 | $4,156,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,582,000 | $3,994,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,449,000 | $3,682,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,706,000 | $3,569,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 2,000,000 | $3,338,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,400,000 | $2,771,000 | thousands by filing date | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 1,900,000 | $2,683,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,622,000 | $2,579,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 1,465,000 | $2,490,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 2,000,000 | $2,405,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 31,005 | $2,290,000 | thousands by filing date | |
| CARNIVAL CORP | 143658BE1 | NOTE 5.750% 4/0 | 960,000 | $2,015,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 124,397 | $1,909,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,000 | $1,851,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 1,277,000 | $1,760,000 | thousands by filing date | principal |
| NICE SYS INC | 65366HAB9 | BOND | 584,000 | $1,535,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 1,194,000 | $1,371,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 1,000,000 | $1,278,000 | thousands by filing date | principal |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 15,700 | $1,256,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 21,501 | $1,180,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 6,300 | $1,153,000 | thousands by filing date | call |
| TERADYNE INC | 880770AG7 | NOTE | 303,000 | $1,134,000 | thousands by filing date | principal |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 101,338 | $1,016,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 519,000 | $894,000 | thousands by filing date | principal |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 5,072 | $763,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 28,312 | $743,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 551,000 | $699,000 | thousands by filing date | principal |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 30,000 | $596,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 300,000 | $592,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 920 | $579,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 4,800 | $562,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 132,850 | $559,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 135,000 | $421,000 | thousands by filing date | principal |
| BOWLERO CORP | 10258P110 | *W EXP 03/01/202 | 149,217 | $418,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 36,717 | $365,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 236,415 | $349,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 108,000 | $335,000 | thousands by filing date | principal |
| LUCID GROUP INC | 549498103 | COM | 13,000 | $330,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 144,000 | $304,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 144,000 | $303,000 | thousands by filing date | principal |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 299,278 | $299,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 87,000 | $289,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 200,000 | $265,000 | thousands by filing date | principal |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 353,237 | $264,000 | thousands by filing date | |
| FG MERGER CORP | 30324Y200 | UNIT 06/17/2027 | 24,879 | $250,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 122 | $240,000 | thousands by filing date | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021103 | COM | 57,912 | $227,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 21,324 | $209,000 | thousands by filing date | |
| EVERGREEN CORPORATION | G3312W125 | UNIT 02/08/2027 | 20,636 | $207,000 | thousands by filing date | |
| BRC INC | 05601U113 | *W EXP 02/09/202 | 43,883 | $196,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 20,000 | $195,000 | thousands by filing date | |
| GENESIS UNICORN CAPITAL CORP | 37187C209 | UNIT 06/30/2026 | 18,744 | $188,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 227,299 | $172,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850104 | CLASS A COM | 17,502 | $171,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 17,100 | $171,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 16,400 | $163,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 168,111 | $160,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 16,077 | $157,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 16,000 | $156,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 15,000 | $151,000 | thousands by filing date | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 15,000 | $149,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 15,044 | $148,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A107 | CLASS A ORD SHS | 15,000 | $148,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 15,000 | $146,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 14,500 | $144,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 20,000 | $139,000 | thousands by filing date | principal |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 98,141 | $137,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 250,000 | $137,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 56,239 | $135,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 13,500 | $134,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F118 | *W EXP 06/02/202 | 98,469 | $133,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 50,000 | $119,000 | thousands by filing date | principal |
| DPCM CAP INC | 23344P101 | CMN | 12,000 | $119,000 | thousands by filing date | |
| LARKSPUR HEALTH ACQUISITION | 51724W107 | CLASS A COM | 12,000 | $119,000 | thousands by filing date | |
| BOXED INC | 103174116 | WARR | 110,000 | $118,000 | thousands by filing date | |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 131,831 | $118,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 11,850 | $117,000 | thousands by filing date | |
| SPREE ACQUISITION CORP 1 LTD | G83745102 | COM | 11,000 | $109,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 10,827 | $109,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR CO SUB UNIT | 039562301 | Stock | 11,000 | $109,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B103 | CLASS A COM | 11,076 | $108,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 35,000 | $100,000 | thousands by filing date | |
| AETHERIUM ACQUISITION CORP | 00809J101 | COM | 10,000 | $99,000 | thousands by filing date | |
| ZURA BIO LTD CLASS A ORD SHS | G50752107 | COM | 10,000 | $99,000 | thousands by filing date | |
| MOBIX LABS INC COM CL A | G2058L103 | Stock | 10,000 | $99,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 10,000 | $98,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS CORP | 10778Y112 | *W EXP 02/26/202 | 16,046 | $83,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | *W EXP 10/07/202 | 225,485 | $83,000 | thousands by filing date | |
| FGI INDUSTRIES LTD | G3302D111 | *W EXP 99/99/999 | 119,174 | $79,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 95,682 | $78,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N111 | *W EXP 04/26/202 | 362,066 | $78,000 | thousands by filing date | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 40,000 | $76,000 | thousands by filing date | |
| CEA INDUSTRIES INC | 86887P119 | *W EXP 02/11/202 | 106,363 | $72,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 84,800 | $71,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 20,000 | $70,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 37,000 | $66,000 | thousands by filing date | principal |
| MARIS TECH LTD | M68057112 | *W EXP 02/04/202 | 218,936 | $65,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 73,847 | $63,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F206 | COM NEW | 34,500 | $61,000 | thousands by filing date | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 57,158 | $60,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 245,000 | $59,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 49,588 | $59,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 17,000 | $56,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 81,412 | $56,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 30,000 | $54,000 | thousands by filing date | principal |
| TROIKA MEDIA GROUP INC | 89689F115 | *W EXP 04/13/202 | 327,907 | $52,000 | thousands by filing date | |
| PASITHEA THERAPEUTICS CORP | 70261F111 | *W EXP 08/12/202 | 299,908 | $51,000 | thousands by filing date | |
| APPTECH PMTS CORP | 03834B309 | COM | 38,000 | $51,000 | thousands by filing date | |
| AMERICAN REBEL HOLDINGS INC | 02919L117 | *W EXP 01/20/202 | 144,481 | $51,000 | thousands by filing date | |
| STRAN & COMPANY INC | 86260J110 | *W EXP 99/99/999 | 148,015 | $49,000 | thousands by filing date | |
| APPTECH PMTS CORP | 03834B127 | *W EXP 01/04/202 | 181,552 | $45,000 | thousands by filing date | |
| CEA INDUSTRIES INC | 86887P200 | COM NEW | 18,018 | $45,000 | thousands by filing date | |
| G MED INNOVATIONS HLDGS LTD | G39462117 | *W EXP 06/30/202 | 89,295 | $45,000 | thousands by filing date | |
| TC BIOPHARM HOLDINGS PLC | 87807D111 | *W EXP 02/10/202 | 88,267 | $44,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 21,873 | $44,000 | thousands by filing date | |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 123,331 | $41,000 | thousands by filing date | |
| Cingulate Inc W Exp 12/10/202 | 17248W113 | Warrant | 110,032 | $39,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 17,710 | $39,000 | thousands by filing date | |
| BONE BIOLOGICS CORP | 098070113 | *W EXP 10/13/202 | 109,567 | $38,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R113 | *W EXP 01/13/202 | 162,246 | $37,000 | thousands by filing date | |
| MOBIQUITY TECHNOLOGIES INC | 60743F128 | *W EXP 12/03/202 | 94,194 | $35,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 24,575 | $31,000 | thousands by filing date | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 49,677 | $30,000 | thousands by filing date | |
| DIRECT DIGITAL HOLDINGS INC | 25461T113 | *W EXP 02/15/202 | 35,060 | $25,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 30,000 | $24,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 45,223 | $24,000 | thousands by filing date | |
| EZFILL HOLDINGS INC | 302314208 | COM NEW | 23,000 | $24,000 | thousands by filing date | |
| WTS/DIGITAL BRANDS GROUP, INC. 11.5000EXP12/31/2028 | 25401N119 | COM | 47,596 | $24,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 22,000 | $23,000 | thousands by filing date | |
| VIVAKOR INC | 92852R403 | COM | 10,000 | $22,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 92,785 | $22,000 | thousands by filing date | |
| WORKSPORT LTD | 98139Q118 | *W EXP 08/06/202 | 27,981 | $21,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 13,493 | $20,000 | thousands by filing date | |
| AGRIFORCE GROWING SYSTEMS LT | C00948114 | *W EXP 07/12/202 | 32,501 | $19,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 63,865 | $18,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 39,900 | $18,000 | thousands by filing date | |
| HEARTBEAM INC | 42238H116 | *W EXP 10/31/202 | 45,521 | $17,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K112 | *W EXP 02/12/202 | 66,215 | $17,000 | thousands by filing date | |
| ZIVO BIOSCIENCE INC | 98978N119 | *W EXP 06/02/202 | 26,180 | $17,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845116 | *W EXP 99/99/999 | 100,000 | $16,000 | thousands by filing date | |
| CREATD INC | 225265115 | *W EXP 09/15/202 | 49,086 | $15,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 50,000 | $15,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 45,000 | $15,000 | thousands by filing date | |
| NEUROSENSE THERAPEUTICS LTD | M74240116 | *W EXP 11/10/202 | 23,996 | $14,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 10,000 | $13,000 | thousands by filing date | |
| SMART FOR LIFE INC | 83204U103 | COMMON STOCK | 12,000 | $13,000 | thousands by filing date | |
| BT BRANDS INC | 0557MQ115 | *W EXP 11/12/202 | 28,800 | $12,000 | thousands by filing date | |
| ALLEGO N V | N0796A118 | WTS | 11,250 | $12,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678119 | *W EXP 09/29/202 | 24,381 | $11,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 25,000 | $11,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 28,450 | $11,000 | thousands by filing date | |
| QTREX QUANTUM LTD | M53637118 | *W EXP 07/16/202 | 19,600 | $10,000 | thousands by filing date | |
| INCEPTION GR -23 EQUITY | 45333D112 | COM | 45,000 | $10,000 | thousands by filing date | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 43,200 | $10,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 92561V117 | COM | 12,000 | $10,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 65,000 | $10,000 | thousands by filing date | |
| SEQLL INC | 81734C114 | *W EXP 08/31/202 | 22,795 | $9,000 | thousands by filing date | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 45,100 | $8,000 | thousands by filing date | |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 12,768 | $8,000 | thousands by filing date | |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319111 | *W EXP 11/30/202 | 33,203 | $8,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 43,000 | $8,000 | thousands by filing date | |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 28,867 | $8,000 | thousands by filing date | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 45,000 | $8,000 | thousands by filing date | |
| KAIROUS ACQUISITION CORP LTD | G52131128 | *W EXP 09/15/202 | 50,000 | $8,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 43,748 | $8,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 22,313 | $7,000 | thousands by filing date | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 45,000 | $7,000 | thousands by filing date | |
| FAT PROJECTS ACQUISITION COR | G3400W110 | *W EXP 08/31/202 | 42,500 | $7,000 | thousands by filing date | |
| FINANCIAL STRATEGIES ACQUISI | 31772T115 | *W EXP 03/31/202 | 40,000 | $7,000 | thousands by filing date | |
| SPREE ACQUISITION 1 CORP LTD | g83745128 | WT | 27,078 | $6,000 | thousands by filing date | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 45,100 | $6,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 27,000 | $6,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 14,668 | $5,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 12,891 | $5,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L118 | *W EXP 06/17/202 | 26,521 | $5,000 | thousands by filing date | |
| NEXGEL INC | 65344E115 | *W EXP 12/27/202 | 11,000 | $4,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 23,150 | $4,000 | thousands by filing date | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 40,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597506-22-000003 | this filing | 2022-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001597506-22-000007 | base | 2022-05-13 | acceptance time not in the bulk data set |