13F-HR filed by Verity Asset Management, Inc.
Verity Asset Management, Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-10, with 215 holding rows worth $167,600,000.
- Accession
- 0001597298-21-000002
- Filer
- CIK 1597298
- Filed
- 2021-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 216 entries on the cover page, a total value of $167,600,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,600,000 with VALUE read as thousands by filing date, 13F file number 028-15857. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 40,898 | $14,899,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 200,437 | $10,331,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 76,967 | $3,908,000 | thousands by filing date | |
| VTI | 922908769 | COM | 14,491 | $2,995,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,455 | $2,966,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,501 | $2,626,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 22,824 | $2,598,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,322 | $2,506,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,548 | $2,251,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 42,119 | $2,192,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 34,469 | $2,161,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,353 | $2,028,000 | thousands by filing date | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 77,758 | $1,972,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14,767 | $1,968,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 271,741 | $1,890,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,839 | $1,880,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 37,044 | $1,819,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,956 | $1,758,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 56,204 | $1,733,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 15,561 | $1,568,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 31,720 | $1,556,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 18,227 | $1,488,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,965 | $1,487,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 14,475 | $1,475,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 10,317 | $1,462,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 23,696 | $1,354,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,211 | $1,344,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 429 | $1,327,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 26,773 | $1,323,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 15,593 | $1,282,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 53,467 | $1,248,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 32,035 | $1,230,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 14,566 | $1,148,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 51,118 | $1,111,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,293 | $1,091,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 66,848 | $1,087,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 29,434 | $1,066,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 14,315 | $1,064,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 18,625 | $1,018,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 20,592 | $1,002,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 37,672 | $988,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 18,354 | $968,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,855 | $943,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 10,160 | $932,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 13,262 | $907,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,774 | $876,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,499 | $867,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 26,562 | $840,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 23,964 | $816,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,269 | $813,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 70,981 | $809,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,271 | $807,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,847 | $805,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 19,310 | $805,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,606 | $792,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 14,389 | $790,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 34,172 | $776,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,915 | $769,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,424 | $760,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,012 | $745,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,040 | $734,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 18,969 | $732,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,604 | $723,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,699 | $721,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 6,423 | $718,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,836 | $708,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 16,931 | $706,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,594 | $704,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,310 | $699,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,885 | $697,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,286 | $696,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,654 | $689,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 27,248 | $684,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,716 | $670,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 4,803 | $667,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 10,804 | $665,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,033 | $655,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 34,678 | $651,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,526 | $640,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 20,651 | $622,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,673 | $609,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,451 | $589,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 7,046 | $589,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,624 | $588,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 8,452 | $577,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,435 | $573,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 25,977 | $572,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,157 | $564,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,060 | $562,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,774 | $562,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 9,962 | $560,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 20,590 | $551,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,109 | $547,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,617 | $542,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,455 | $541,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 8,931 | $531,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,256 | $525,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,015 | $515,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 28,122 | $511,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 10,383 | $509,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 15,565 | $506,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 7,447 | $500,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,861 | $489,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,961 | $487,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,820 | $484,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,499 | $480,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,394 | $477,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,590 | $477,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,771 | $471,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,024 | $469,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 5,148 | $464,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,067 | $462,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,425 | $449,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 46,334 | $445,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,900 | $437,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,290 | $433,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,679 | $431,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,157 | $422,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,999 | $419,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,658 | $402,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 997 | $402,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,655 | $402,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 7,330 | $397,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,003 | $396,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,754 | $386,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 3,318 | $381,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 8,610 | $378,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 502 | $378,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,402 | $372,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 12,063 | $372,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,626 | $369,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 11,707 | $369,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,016 | $363,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,614 | $350,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 936 | $336,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,895 | $334,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 7,247 | $332,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,326 | $325,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,497 | $324,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,707 | $323,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 16,287 | $320,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,844 | $315,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 23,296 | $312,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,681 | $310,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,146 | $310,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 597 | $307,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,780 | $306,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,227 | $303,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,926 | $299,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 642 | $298,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,053 | $298,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 5,797 | $296,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,658 | $295,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 7,558 | $295,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,754 | $294,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 8,097 | $291,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,786 | $290,000 | thousands by filing date | |
| SARATOGA INVT CORP | 80349A604 | COM | 10,833 | $290,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 16,813 | $285,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,257 | $284,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,241 | $281,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,661 | $273,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,403 | $273,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 132 | $272,000 | thousands by filing date | |
| PORSCHE AUTOMOBILUNSP ADR | 73328P106 | COM | 25,613 | $272,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,309 | $270,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,585 | $268,000 | thousands by filing date | |
| Duke Energy Corp Dep 5.75 | 26441C501 | Preferred | 9,684 | $268,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,104 | $264,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,886 | $262,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 4,704 | $262,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 9,612 | $261,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,379 | $260,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 24,152 | $258,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,809 | $256,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,636 | $254,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,862 | $252,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 5,195 | $248,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7,511 | $247,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,416 | $245,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 5,843 | $245,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 33,647 | $242,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,264 | $241,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 621 | $238,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,443 | $237,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 13,607 | $237,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 662 | $236,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,051 | $236,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,866 | $234,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,618 | $232,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 20,146 | $232,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 784 | $231,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 11,751 | $230,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,493 | $227,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,534 | $226,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,420 | $222,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,680 | $222,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 28,894 | $222,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 22,862 | $219,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 9,867 | $215,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 931 | $211,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,587 | $209,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 5,000 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,562 | $208,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,980 | $205,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 24,207 | $201,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,749 | $188,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 11,963 | $173,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,496 | $165,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 143,249 | $158,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 14,362 | $148,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 21,197 | $127,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,481 | $116,000 | thousands by filing date | |
| CONTRA AVI GENOMIC MEDICINE INC | 008CVR011 | C | 30,500 | $4,000 | thousands by filing date | |
| WACCAMAW BANKSHARES INC - COMMON STOCK | 929741106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597298-21-000002 | this filing | 2021-05-10 | acceptance time not in the bulk data set |