13F-HR filed by Verity Asset Management, Inc.
Verity Asset Management, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 141 holding rows worth $131,395,000.
- Accession
- 0001597298-20-000003
- Filer
- CIK 1597298
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 146 entries on the cover page, a total value of $131,395,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $131,395,000 with VALUE read as thousands by filing date, 13F file number 028-15857. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 175,800 | $20,755,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 46,712 | $15,643,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 41,410 | $3,653,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 57,466 | $3,344,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 25,969 | $3,285,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,848 | $2,722,000 | thousands by filing date | |
| VTI | 922908769 | COM | 13,601 | $2,317,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,632 | $1,926,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 36,623 | $1,858,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 40,136 | $1,770,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 15,860 | $1,767,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,618 | $1,698,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,649 | $1,570,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 30,057 | $1,568,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,417 | $1,560,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,609 | $1,534,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 270,759 | $1,497,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,673 | $1,493,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,823 | $1,471,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 35,054 | $1,434,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,261 | $1,432,000 | thousands by filing date | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 54,018 | $1,389,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 21,832 | $1,356,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 64,224 | $1,155,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 56,512 | $1,148,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 30,624 | $1,116,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 27,238 | $1,081,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 44,220 | $1,011,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 50,283 | $1,005,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 15,436 | $1,000,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,417 | $948,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 59,594 | $936,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 291 | $916,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 24,866 | $913,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 16,671 | $908,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 21,869 | $887,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 7,910 | $855,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,057 | $836,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 14,896 | $810,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,440 | $783,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,304 | $757,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,882 | $732,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 27,638 | $701,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,540 | $693,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 6,750 | $688,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,443 | $672,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,956 | $668,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 10,372 | $665,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 28,182 | $658,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,490 | $600,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,986 | $597,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,452 | $593,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,038 | $588,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,576 | $573,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,731 | $572,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,299 | $555,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,177 | $547,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 31,102 | $540,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,203 | $534,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,779 | $524,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,745 | $520,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 19,743 | $519,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,757 | $519,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 952 | $515,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,018 | $495,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,553 | $495,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,117 | $495,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,500 | $492,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,282 | $490,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,572 | $462,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,620 | $459,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,475 | $446,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 28,078 | $443,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 18,737 | $442,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,260 | $441,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,999 | $439,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,526 | $438,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 22,752 | $430,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,095 | $420,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,056 | $420,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 8,813 | $415,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 29,990 | $393,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,561 | $392,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,212 | $391,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,122 | $387,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 12,732 | $385,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,046 | $382,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 16,928 | $363,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,828 | $363,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,479 | $346,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 9,370 | $343,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 6,051 | $343,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 26,999 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,014 | $329,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,085 | $326,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,754 | $323,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,471 | $313,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,503 | $310,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 777 | $307,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,381 | $305,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,965 | $293,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 16,870 | $289,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,545 | $288,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 19,107 | $288,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 9,786 | $288,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,647 | $285,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 23,057 | $284,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,206 | $281,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 14,106 | $277,000 | thousands by filing date | |
| Duke Energy Corp Dep 5.75 | 26441C501 | Preferred | 10,076 | $277,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,567 | $276,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,687 | $265,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 13,291 | $256,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,830 | $253,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,844 | $252,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,633 | $251,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,342 | $249,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,788 | $248,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,502 | $247,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,485 | $243,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,530 | $237,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,563 | $236,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 17,872 | $234,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,304 | $232,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 629 | $229,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 9,327 | $227,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,616 | $225,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,482 | $221,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,219 | $216,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 910 | $210,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,076 | $209,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 366 | $206,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,479 | $204,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,680 | $202,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 13,519 | $198,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,654 | $156,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 14,611 | $130,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,314 | $107,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 182,262 | $87,000 | thousands by filing date | |
| CONTRA AVI GENOMIC MEDICINE INC | 008CVR011 | C | 30,500 | $4,000 | thousands by filing date | |
| WACCAMAW BANKSHARES INC - COMMON STOCK | 929741106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597298-20-000003 | this filing | 2020-11-13 | acceptance time not in the bulk data set |