13F-HR filed by Verity Asset Management, Inc.
Verity Asset Management, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-01, with 130 holding rows worth $95,450,000.
- Accession
- 0001597298-19-000005
- Filer
- CIK 1597298
- Filed
- 2019-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 130 entries on the cover page, a total value of $95,450,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $95,450,000 with VALUE read as thousands by filing date, 13F file number 028-15857. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 58,569 | $8,843,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 18,672 | $5,026,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 22,317 | $3,206,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 33,999 | $3,170,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 93,581 | $2,305,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,280 | $1,931,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 8,859 | $1,673,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 19,737 | $1,505,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 63,097 | $1,498,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,498 | $1,482,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 14,198 | $1,471,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 272,036 | $1,427,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 59,313 | $1,415,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 56,412 | $1,374,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 27,781 | $1,367,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 22,203 | $1,364,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 26,331 | $1,342,000 | thousands by filing date | |
| Duke Energy Corp Dep 5.75 | 26441C501 | Preferred | 45,064 | $1,245,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 33,726 | $1,234,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,990 | $1,120,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 19,258 | $1,115,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 20,287 | $1,048,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 19,515 | $1,023,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 10,026 | $1,020,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 41,321 | $1,007,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 68,237 | $962,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 54,516 | $947,000 | thousands by filing date | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 34,108 | $918,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 33,541 | $896,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 14,196 | $877,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 32,393 | $823,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,285 | $801,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 69,676 | $798,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,491 | $770,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,289 | $746,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,202 | $734,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 12,299 | $724,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 26,420 | $713,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 13,224 | $709,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 29,830 | $709,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,369 | $707,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,963 | $685,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,552 | $685,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 25,156 | $682,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,403 | $658,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,717 | $647,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 17,928 | $641,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,067 | $633,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,865 | $628,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 6,886 | $626,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,255 | $625,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 14,447 | $623,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 16,672 | $623,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,688 | $583,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 7,005 | $576,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 39,288 | $561,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 23,401 | $560,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,785 | $537,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,707 | $536,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 12,488 | $533,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,415 | $525,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,139 | $524,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 17,148 | $511,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,096 | $509,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,273 | $499,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 27,441 | $482,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,871 | $479,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,866 | $476,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,406 | $474,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,523 | $462,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,880 | $460,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,770 | $429,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,564 | $427,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,367 | $422,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 9,670 | $415,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,823 | $404,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 16,686 | $400,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,977 | $394,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,039 | $383,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 14,828 | $382,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 980 | $381,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,130 | $374,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,741 | $373,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,732 | $366,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 210 | $365,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 11,307 | $355,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,345 | $349,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,943 | $348,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,758 | $340,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,000 | $321,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 19,319 | $316,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,821 | $315,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 7,267 | $311,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,234 | $310,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,760 | $303,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 88,594 | $302,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,676 | $301,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 12,852 | $299,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 28,713 | $298,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,272 | $297,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 991 | $296,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 6,543 | $282,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,191 | $277,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,952 | $276,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,325 | $266,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 7,231 | $265,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,450 | $261,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 43,378 | $253,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 665 | $250,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,535 | $248,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,886 | $246,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 15,525 | $241,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,256 | $235,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,463 | $234,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,768 | $229,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 6,513 | $229,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,707 | $221,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,800 | $212,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,593 | $204,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 944 | $203,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 11,720 | $203,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,340 | $202,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 28,941 | $198,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,016 | $189,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 255,780 | $155,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 22,263 | $118,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 29,484 | $79,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 14,450 | $7,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 17,000 | $3,000 | thousands by filing date | |
| WACCAMAW BANKSHARES INC - COMMON STOCK | 929741106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597298-19-000005 | this filing | 2019-11-01 | acceptance time not in the bulk data set |