13F-HR filed by Verity Asset Management, Inc.
Verity Asset Management, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 124 holding rows worth $131,530,000.
- Accession
- 0001597298-17-000004
- Filer
- CIK 1597298
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 124 entries on the cover page, a total value of $131,530,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $131,530,000 with VALUE read as thousands by filing date, 13F file number 028-15857. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 44,389 | $10,482,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 193,108 | $9,839,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 92,414 | $9,412,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 38,202 | $8,906,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 77,675 | $8,503,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 91,164 | $5,342,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 184,647 | $4,792,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 48,279 | $3,435,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 86,205 | $3,068,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 34,733 | $2,812,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,822 | $2,772,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 84,602 | $2,475,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,897 | $2,373,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,775 | $2,322,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 45,352 | $2,099,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 36,348 | $1,995,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 77,575 | $1,796,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 9,678 | $1,670,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 19,232 | $1,648,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 40,457 | $1,598,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 20,084 | $1,457,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9,304 | $1,426,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 40,570 | $1,359,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 50,089 | $1,353,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 17,012 | $1,250,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,990 | $1,249,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 46,891 | $1,153,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,234 | $1,119,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 24,511 | $1,068,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 40,018 | $970,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 45,975 | $896,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,951 | $887,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,158 | $883,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 46,261 | $854,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 135,810 | $824,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,925 | $783,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 20,076 | $747,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 6,355 | $739,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 19,088 | $735,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 11,094 | $618,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 5,374 | $585,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 12,384 | $557,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,790 | $529,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 21,385 | $510,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 17,084 | $473,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,563 | $446,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 32,408 | $422,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 21,575 | $419,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 9,433 | $416,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 11,495 | $403,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 15,432 | $390,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,380 | $380,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,604 | $378,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 11,785 | $374,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,255 | $362,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 15,776 | $361,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 17,473 | $360,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,314 | $359,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,006 | $357,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 5,804 | $356,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,830 | $348,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,648 | $347,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,265 | $341,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,355 | $339,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,037 | $338,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 5,598 | $337,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,271 | $329,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,969 | $328,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,953 | $327,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 5,756 | $325,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,940 | $322,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,460 | $318,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 19,916 | $313,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,480 | $312,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,277 | $312,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 13,267 | $312,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 6,818 | $310,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 8,780 | $310,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,210 | $303,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,531 | $301,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 9,427 | $301,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,835 | $295,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,249 | $291,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,936 | $290,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,228 | $284,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,492 | $283,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,000 | $281,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,412 | $277,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 14,153 | $271,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,217 | $269,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 43,912 | $263,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,172 | $260,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,395 | $254,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,641 | $254,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,844 | $249,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,748 | $249,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,560 | $248,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 941 | $242,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 775 | $239,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 9,323 | $236,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 25,227 | $234,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 4,467 | $227,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 4,032 | $225,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,614 | $222,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,943 | $219,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,686 | $216,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,618 | $210,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 6,276 | $210,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,254 | $208,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,103 | $207,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,085 | $204,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,167 | $202,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 11,181 | $160,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 11,183 | $134,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 15,392 | $127,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 12,246 | $122,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 13,542 | $98,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 11,446 | $97,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 25,505 | $97,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 10,481 | $58,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 71,965 | $38,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 11,542 | $33,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 30,000 | $28,000 | thousands by filing date | |
| WACCAMAW BANKSHARES INC - COMMON STOCK | 929741106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597298-17-000004 | this filing | 2017-11-09 | acceptance time not in the bulk data set |