13F-HR filed by Verity Asset Management, Inc.
Verity Asset Management, Inc. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 124 holding rows worth $120,943,000.
- Accession
- 0001597298-17-000001
- Filer
- CIK 1597298
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 124 entries on the cover page, a total value of $120,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $120,943,000 with VALUE read as thousands by filing date, 13F file number 028-15857. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 610,213 | $14,194,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 125,884 | $12,796,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 31,504 | $6,816,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 31,720 | $6,545,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 26,472 | $3,504,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 11,223 | $3,291,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 153,768 | $2,854,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 71,848 | $2,811,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 103,485 | $2,694,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 17,887 | $2,459,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 27,239 | $2,025,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 12,029 | $1,821,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 66,575 | $1,779,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 19,675 | $1,696,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 39,960 | $1,688,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,924 | $1,631,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 31,355 | $1,617,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,104 | $1,595,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,983 | $1,564,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 28,250 | $1,506,000 | thousands by filing date | |
| TARGET CORP | 87612E110 | COM | 23,920 | $1,320,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,884 | $1,314,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 29,433 | $1,266,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 42,522 | $1,256,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,224 | $1,205,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,751 | $1,150,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 28,742 | $1,142,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 27,894 | $1,079,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 33,646 | $1,037,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 6,448 | $1,004,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 41,515 | $1,002,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 23,252 | $916,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 35,296 | $916,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 46,210 | $884,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,669 | $834,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 131,966 | $830,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 15,441 | $809,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 15,508 | $789,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,683 | $766,000 | thousands by filing date | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 3,523 | $727,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 21,192 | $716,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,462 | $689,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 39,333 | $684,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,633 | $679,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,815 | $631,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 24,168 | $615,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 35,701 | $564,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 11,545 | $544,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 5,582 | $533,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,571 | $524,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 4,698 | $488,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,665 | $485,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,118 | $454,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,033 | $443,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 17,265 | $442,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,822 | $408,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,967 | $407,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,235 | $403,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,806 | $390,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,272 | $369,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,538 | $367,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,550 | $365,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,550 | $361,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 8,035 | $351,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 6,392 | $342,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,954 | $331,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,510 | $329,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,618 | $326,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,590 | $325,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,435 | $324,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,938 | $318,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 41,991 | $318,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 11,877 | $314,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,050 | $310,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,346 | $307,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,018 | $298,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,426 | $294,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,702 | $291,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,491 | $282,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,163 | $274,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 18,264 | $273,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,983 | $268,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 24,856 | $266,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 10,329 | $262,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,217 | $260,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,627 | $252,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,520 | $251,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,353 | $249,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,400 | $245,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 7,956 | $244,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 11,629 | $244,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,784 | $243,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,259 | $242,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 991 | $235,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 11,807 | $234,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,317 | $233,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 16,156 | $231,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 29,636 | $230,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,903 | $229,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,469 | $228,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 6,719 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E306 | DJ INTERNT IDX | 2,507 | $221,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,362 | $218,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,010 | $216,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 10,465 | $216,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 7,246 | $215,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 2,185 | $215,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,192 | $215,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,385 | $213,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 26,746 | $211,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 4,232 | $206,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,930 | $201,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 14,332 | $198,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 12,306 | $189,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 18,291 | $180,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 27,602 | $158,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E109 | COM | 10,832 | $152,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 19,385 | $129,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 10,526 | $116,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 19,300 | $80,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 47,631 | $73,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 20,773 | $65,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 82,480 | $55,000 | thousands by filing date | |
| SPECIAL DIVERSIFIED OPPORTUNITIES INC COM | 84740Q101 | COM | 42,544 | $31,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597298-17-000001 | this filing | 2017-05-12 | acceptance time not in the bulk data set |