13F-HR filed by Verity Asset Management, Inc.
Verity Asset Management, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 113 holding rows worth $107,275,000.
- Accession
- 0001597298-16-000008
- Filer
- CIK 1597298
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 113 entries on the cover page, a total value of $107,275,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,275,000 with VALUE read as thousands by filing date, 13F file number 028-15857. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 81,831 | $8,298,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 257,517 | $5,977,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 25,462 | $4,654,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 12,950 | $3,749,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 69,268 | $3,515,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 58,592 | $3,283,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 111,566 | $2,745,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 99,504 | $2,741,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 21,934 | $2,490,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 28,398 | $2,478,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 19,623 | $2,437,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 18,545 | $2,202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 98,999 | $2,140,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 66,023 | $2,084,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 25,116 | $2,010,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 23,703 | $1,994,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 62,668 | $1,980,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 23,738 | $1,938,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 43,826 | $1,668,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,580 | $1,648,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 23,072 | $1,569,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 76,269 | $1,502,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,454 | $1,335,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 14,783 | $1,324,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 26,675 | $1,324,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 63,487 | $1,289,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,899 | $1,286,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 8,851 | $1,286,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 23,682 | $1,277,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,300 | $1,146,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 27,207 | $1,075,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 40,270 | $1,027,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 13,985 | $1,005,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 8,434 | $959,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,288 | $958,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 12,003 | $952,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 24,749 | $931,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 21,666 | $888,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,563 | $884,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,945 | $861,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 20,994 | $838,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 33,887 | $776,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,808 | $763,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 920 | $740,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 21,217 | $735,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,474 | $713,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,134 | $666,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,144 | $642,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 26,020 | $642,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11,899 | $626,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,824 | $607,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 13,372 | $566,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 5,827 | $528,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,971 | $443,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 10,429 | $440,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,210 | $439,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 9,385 | $429,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 6,197 | $422,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 5,595 | $418,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,472 | $390,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,191 | $355,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,439 | $344,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,169 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,036 | $329,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 21,182 | $328,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,292 | $323,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,480 | $317,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,886 | $311,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 16,719 | $294,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,972 | $289,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,436 | $288,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 8,350 | $287,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,406 | $284,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 15,817 | $282,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,142 | $278,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,830 | $278,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,354 | $277,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,319 | $276,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,695 | $272,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,325 | $268,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 34,962 | $258,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 5,900 | $258,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 11,115 | $256,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 9,923 | $256,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 13,170 | $254,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,805 | $252,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,406 | $251,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,332 | $249,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,829 | $246,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 782 | $245,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,982 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,321 | $237,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,226 | $231,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,521 | $229,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,295 | $228,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,909 | $222,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,217 | $218,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,957 | $214,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 39,305 | $209,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 2,454 | $207,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 8,471 | $204,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,387 | $202,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 16,972 | $186,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 21,911 | $178,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 29,726 | $175,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 11,889 | $174,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,712 | $140,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 11,470 | $104,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 16,914 | $95,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 10,505 | $92,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 23,741 | $80,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 149,365 | $74,000 | thousands by filing date | |
| SPECIAL DIVERSIFIED OPPORTUNITIES INC COM | 84740Q101 | COM | 68,172 | $65,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597298-16-000008 | this filing | 2016-11-14 | acceptance time not in the bulk data set |