13F-HR filed by Verity Asset Management, Inc.
Verity Asset Management, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 93 holding rows worth $99,964,000.
- Accession
- 0001597298-15-000004
- Filer
- CIK 1597298
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 93 entries on the cover page, a total value of $99,964,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,964,000 with VALUE read as thousands by filing date, 13F file number 028-15857. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287556 | ISHARES BIOTECH | 24,349 | $7,386,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 84,431 | $6,270,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 238,995 | $6,238,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 212,995 | $5,174,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 39,947 | $3,781,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 91,740 | $3,778,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 74,672 | $3,233,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 19,254 | $3,195,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 28,900 | $3,156,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 148,015 | $3,040,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 45,464 | $3,011,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 43,802 | $2,456,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 54,196 | $2,350,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 21,728 | $1,992,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 55,250 | $1,967,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 50,874 | $1,945,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 302,545 | $1,927,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 13,545 | $1,895,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 48,810 | $1,884,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 56,564 | $1,881,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 59,093 | $1,861,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 45,969 | $1,631,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 9,296 | $1,413,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,062 | $1,396,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11,849 | $1,376,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,800 | $1,363,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 25,688 | $1,238,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 9,933 | $1,231,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 12,697 | $968,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 25,180 | $880,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 32,805 | $833,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 14,846 | $799,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,776 | $637,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 14,727 | $588,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 22,745 | $588,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,037 | $577,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 37,013 | $574,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,303 | $572,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 8,317 | $570,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 10,786 | $559,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,324 | $553,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 9,626 | $499,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 12,184 | $465,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 32,051 | $464,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 28,952 | $455,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 17,483 | $406,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 9,457 | $403,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 6,385 | $392,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 17,057 | $387,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 26,241 | $385,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,403 | $371,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 16,026 | $359,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,700 | $345,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 6,444 | $331,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 7,660 | $322,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,345 | $311,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 15,884 | $307,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,956 | $292,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,240 | $277,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 6,635 | $276,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 4,382 | $272,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,934 | $265,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,385 | $264,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,820 | $259,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,614 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,018 | $249,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 27,313 | $241,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,294 | $237,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 11,489 | $237,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,536 | $236,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 5,870 | $236,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 7,109 | $234,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,900 | $232,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,139 | $225,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,180 | $224,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,985 | $217,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,223 | $213,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,862 | $213,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,880 | $207,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 13,648 | $207,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 5,286 | $204,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 21,973 | $179,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 34,232 | $174,000 | thousands by filing date | |
| SPECIAL DIVERSIFIED OPPORTUNITIES INC COM | 84740Q101 | COM | 139,936 | $140,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 17,571 | $130,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 16,922 | $122,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 49,540 | $114,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 64,476 | $112,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 15,147 | $95,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 11,035 | $82,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 67,133 | $38,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 38,869 | $36,000 | thousands by filing date | |
| WACCAMAW BANKSHARES INC - COMMON STOCK | 929741106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597298-15-000004 | this filing | 2015-11-13 | acceptance time not in the bulk data set |