13F-HR filed by D. SCOTT NEAL, INC.
D. SCOTT NEAL, INC. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-11, with 62 holding rows worth $116,986,782.
- Accession
- 0001596920-23-000007
- Filer
- CIK 1596920
- Filed
- 2023-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 63 entries on the cover page, a total value of $116,986,782 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,986,782 with VALUE read as dollars as filed, 13F file number 028-15681. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 75,935 | $13,019,056 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 76,311 | $8,972,615 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 38,942 | $8,876,051 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 33,801 | $8,803,853 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 58,573 | $8,730,829 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 43,223 | $8,135,633 | dollars as filed | |
| KLA CORP | 482480100 | COM | 16,400 | $7,522,146 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 493,750 | $7,381,563 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 1,615,770 | $4,556,472 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 10,417 | $3,737,588 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 56,233 | $2,658,697 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 8,386 | $2,647,779 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 25,251 | $2,282,438 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 7,549 | $2,060,877 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 27,072 | $1,897,748 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,400 | $1,891,620 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 25,091 | $1,489,151 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 41,478 | $1,451,316 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 22,904 | $1,222,616 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 18,583 | $1,205,294 | dollars as filed | |
| Apple Inc | 037833100 | COM | 6,885 | $1,178,781 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,540 | $1,095,800 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 21,000 | $932,904 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 23,955 | $816,147 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,651 | $718,169 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 7,966 | $714,893 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,336 | $705,846 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 4,100 | $638,575 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,445 | $619,995 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 2,575 | $592,276 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 38,768 | $582,296 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,020 | $552,739 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,363 | $539,626 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,500 | $519,600 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,260 | $475,504 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 4,685 | $449,573 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,014 | $399,712 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 21,434 | $373,809 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 780 | $357,392 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 3,787 | $357,149 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 2,485 | $348,646 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,860 | $330,279 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 2,507 | $318,690 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,244 | $317,953 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 7,000 | $301,210 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 883 | $296,576 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,256 | $296,101 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,240 | $293,127 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 2,667 | $290,983 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 7,928 | $290,255 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,900 | $280,865 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,060 | $271,611 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,226 | $255,303 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 22,931 | $249,719 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 3,606 | $249,283 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,560 | $247,689 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,285 | $237,391 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,270 | $235,354 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 7,029 | $233,152 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 29,000 | $232,000 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 10,000 | $148,800 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 25,107 | $97,667 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001596920-23-000007 | this filing | 2023-10-11 | acceptance time not in the bulk data set |