13F-HR filed by D. SCOTT NEAL, INC.
D. SCOTT NEAL, INC. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-27, with 60 holding rows worth $237,892,000.
- Accession
- 0001596920-22-000005
- Filer
- CIK 1596920
- Filed
- 2022-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 62 entries on the cover page, a total value of $237,892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,892,000 with VALUE read as thousands by filing date, 13F file number 028-15681. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347B714 | FUND | 5,255,189 | $78,407,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 144,921 | $38,732,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 777,311 | $12,577,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 83,079 | $11,369,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 314,324 | $8,499,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 62,982 | $8,453,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 111,589 | $8,125,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 44,547 | $8,011,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 27,138 | $7,530,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 324,568 | $7,238,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 37,187 | $5,752,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 109,640 | $5,275,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 79,413 | $5,202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 61,761 | $3,544,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 45,106 | $2,608,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,988 | $2,326,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 1,610,920 | $1,611,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 19,081 | $1,573,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,400 | $1,442,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,561 | $1,241,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 32,876 | $1,184,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,075 | $978,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 24,104 | $957,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 25,091 | $920,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,208 | $851,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 21,000 | $804,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,991 | $750,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,706 | $747,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 16,297 | $713,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,805 | $647,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 37,918 | $582,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,016 | $507,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 7,750 | $482,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,575 | $457,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,185 | $431,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 21,434 | $430,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,781 | $427,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,350 | $384,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,088 | $357,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 8,064 | $351,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 15,775 | $350,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 7,478 | $347,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,466 | $335,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,653 | $315,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 780 | $313,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,860 | $307,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,397 | $305,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,393 | $296,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,060 | $294,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,667 | $286,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,000 | $283,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 883 | $254,000 | thousands by filing date | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 7,928 | $233,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 34,000 | $218,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,517 | $217,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,285 | $215,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,240 | $214,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,751 | $213,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,645 | $213,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 910 | $210,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001596920-22-000005 | this filing | 2022-10-27 | acceptance time not in the bulk data set |