13F-HR filed by D. SCOTT NEAL, INC.
D. SCOTT NEAL, INC. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-02, with 49 holding rows worth $220,437,000.
- Accession
- 0001596920-21-000005
- Filer
- CIK 1596920
- Filed
- 2021-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 50 entries on the cover page, a total value of $220,437,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,437,000 with VALUE read as thousands by filing date, 13F file number 028-15681. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 966,601 | $58,499,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 115,366 | $40,889,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 279,567 | $21,127,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 95,765 | $10,097,000 | thousands by filing date | |
| IJH | 464287507 | COM | 36,623 | $9,842,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 303,249 | $9,492,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 18,493 | $9,080,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 67,971 | $8,561,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,695 | $8,467,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 103,419 | $7,236,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 210,642 | $7,010,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 267,716 | $5,378,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 13,936 | $2,628,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 26,111 | $1,875,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 33,130 | $1,755,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,407 | $1,736,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,549 | $1,643,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 12,088 | $1,443,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 12,541 | $1,308,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 38,837 | $1,118,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 21,000 | $969,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,680 | $745,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,663 | $686,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,209 | $556,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,208 | $506,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 8,030 | $446,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 16,149 | $446,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 21,434 | $433,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 35,000 | $422,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,811 | $412,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,517 | $411,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,182 | $405,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 454 | $363,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,857 | $354,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,760 | $336,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,667 | $311,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,298 | $310,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 89 | $306,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,166 | $305,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,215 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,414 | $294,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,491 | $289,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,491 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,727 | $249,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,709 | $241,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 557 | $238,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,651 | $236,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,324 | $218,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 902 | $208,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001596920-21-000005 | this filing | 2021-08-02 | acceptance time not in the bulk data set |