13F-HR filed by D. SCOTT NEAL, INC.
D. SCOTT NEAL, INC. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-16, with 35 holding rows worth $194,134,000.
- Accession
- 0001596920-19-000005
- Filer
- CIK 1596920
- Filed
- 2019-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 36 entries on the cover page, a total value of $194,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $194,134,000 with VALUE read as thousands by filing date, 13F file number 028-15681. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 479,150 | $38,835,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 150,512 | $28,418,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 247,374 | $22,570,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 293,375 | $16,414,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 40,718 | $14,352,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 361,496 | $11,120,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 120,440 | $10,216,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 64,500 | $9,761,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 30,094 | $8,984,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 31,703 | $5,771,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 25,491 | $4,272,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 107,355 | $4,223,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 53,342 | $3,934,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 56,549 | $2,882,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 36,040 | $1,364,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 36,472 | $1,340,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16,328 | $1,160,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,044 | $1,016,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 7,826 | $1,005,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 9,961 | $964,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,852 | $846,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 8,499 | $754,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,747 | $440,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,971 | $425,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 6,820 | $395,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,946 | $393,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,720 | $338,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,167 | $315,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8,830 | $312,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,538 | $297,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,755 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,979 | $223,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,471 | $221,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,938 | $213,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,120 | $117,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001596920-19-000005 | this filing | 2019-10-16 | acceptance time not in the bulk data set |