13F-HR filed by D. SCOTT NEAL, INC.
D. SCOTT NEAL, INC. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 34 holding rows worth $197,961,000.
- Accession
- 0001596920-18-000002
- Filer
- CIK 1596920
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 35 entries on the cover page, a total value of $197,961,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,961,000 with VALUE read as thousands by filing date, 13F file number 028-15681. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 977,177 | $30,087,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 147,287 | $27,365,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 68,179 | $25,053,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 460,556 | $24,456,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 135,315 | $22,807,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 293,682 | $19,967,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 165,801 | $13,776,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 62,423 | $5,436,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 43,779 | $4,429,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 45,473 | $3,730,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 67,462 | $3,442,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 45,803 | $1,752,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 49,676 | $1,651,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 14,100 | $1,420,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 34,794 | $1,260,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,066 | $1,230,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 36,229 | $1,217,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16,671 | $1,173,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 13,658 | $1,155,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 8,566 | $1,092,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 14,063 | $1,071,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,143 | $914,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,088 | $489,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,232 | $338,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 6,749 | $328,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,585 | $319,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 8,896 | $303,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 8,349 | $302,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 23,752 | $268,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 7,750 | $257,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,696 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,206 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,522 | $219,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,140 | $211,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001596920-18-000002 | this filing | 2018-11-13 | acceptance time not in the bulk data set |