13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-18, with 9,027 holding rows worth $201,346,969,000.
- Accession
- 0001595888-21-000015
- Filer
- CIK 1595888
- Filed
- 2021-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 10,889 entries on the cover page, a total value of $201,346,969,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $201,346,969,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 42,799 | $139,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 10,200 | $138,000 | thousands by filing date | put |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 12,174 | $138,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 11,382 | $137,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 14,236 | $137,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 14,200 | $137,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 14,115 | $136,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,186 | $136,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 21,892 | $136,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 75,900 | $135,000 | thousands by filing date | call |
| PERDOCEO ED CORP | 71363P106 | COM | 11,254 | $134,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 17,394 | $134,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 100,100 | $134,000 | thousands by filing date | put |
| EVELO BIOSCIENCES INC | 299734103 | COM | 12,487 | $134,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 30,400 | $133,000 | thousands by filing date | put |
| TALOS ENERGY INC | 87484T108 | COM | 11,088 | $133,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 25,878 | $133,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 22,676 | $133,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,800 | $133,000 | thousands by filing date | put |
| TS INNOVATION ACQUISITN CORP | 87284T100 | COM CL A | 12,246 | $133,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 25,099 | $133,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10,043 | $132,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 49,302 | $132,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 19,571 | $132,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 23,647 | $132,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 112,503 | $132,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 13,446 | $131,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 28,431 | $131,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W113 | W EXP 06/15/202 | 200,000 | $130,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 19,464 | $129,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 12,223 | $129,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 11,000 | $129,000 | thousands by filing date | put |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 17,063 | $129,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 20,900 | $129,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 20,431 | $128,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 22,133 | $128,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 12,013 | $128,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707117 | *W EXP 99/99/999 | 90,819 | $128,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A101 | CMN | 13,140 | $127,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 56,563 | $127,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448110 | *W EXP 03/10/202 | 76,302 | $127,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 12,270 | $127,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 130,000 | $126,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 15,581 | $125,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 39,199 | $125,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 13,465 | $125,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 20,200 | $125,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 100,000 | $125,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 12,720 | $125,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 23,035 | $124,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 69,022 | $124,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W204 | UNIT 06/15/2027 | 12,349 | $124,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864114 | *W EXP 08/05/202 | 80,000 | $124,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V116 | *W EXP 10/16/202 | 67,129 | $124,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 11,070 | $123,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 10,763 | $123,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 38,198 | $123,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 10,200 | $123,000 | thousands by filing date | call |
| SUPPORT COM INC | 86858W200 | COM NEW | 26,700 | $123,000 | thousands by filing date | put |
| TPG PACE TECH OPPORTUNITIES | G8990Y129 | *W EXP 10/09/202 | 91,364 | $123,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 26,093 | $122,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 53,100 | $122,000 | thousands by filing date | put |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 152,283 | $122,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 41,387 | $121,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278118 | *W EXP 99/99/999 | 52,332 | $120,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 250,550 | $120,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 11,900 | $119,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 13,900 | $119,000 | thousands by filing date | put |
| IBIO INC | 451033203 | COM NEW | 77,000 | $119,000 | thousands by filing date | call |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 11,093 | $119,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 62,782 | $118,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,800 | $118,000 | thousands by filing date | call |
| GENPREX INC | 372446104 | COM | 27,400 | $118,000 | thousands by filing date | put |
| MOGO INC | 60800C109 | COM | 13,900 | $118,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 16,655 | $118,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 10,672 | $117,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712111 | *W EXP 12/18/202 | 11,490 | $117,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 99,400 | $116,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 29,700 | $116,000 | thousands by filing date | call |
| METROMILE INC | 591697115 | *W EXP 02/09/202 | 37,465 | $116,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 16,829 | $115,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 18,594 | $115,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 109,252 | $115,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 20,775 | $115,000 | thousands by filing date | |
| CBRE ACQUISITION HLDGS INC | 12510J114 | *W EXP 99/99/999 | 125,175 | $115,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 11,111 | $114,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 103,793 | $114,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 34,500 | $114,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 12,104 | $113,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 11,369 | $113,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885111 | COM CL A | 59,445 | $113,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 12,200 | $112,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 34,975 | $112,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 59,196 | $112,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 11,092 | $112,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 10,530 | $111,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 11,145 | $111,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 18,303 | $110,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,330 | $110,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 32,559 | $110,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 11,257 | $110,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 53,325 | $110,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 19,276 | $109,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 10,382 | $109,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 61,307 | $109,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 10,833 | $109,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 55,300 | $109,000 | thousands by filing date | put |
| AKERNA CORP | 00973W102 | COM | 22,000 | $109,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 16,100 | $108,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 18,600 | $108,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 13,803 | $108,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 102,821 | $108,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 95,857 | $107,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 90,000 | $107,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 17,032 | $107,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 12,179 | $107,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 59,877 | $107,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 22,703 | $107,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 20,920 | $106,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 10,800 | $106,000 | thousands by filing date | call |
| SANDBRIDGE ACQUISITION CORP | 799793112 | *W EXP 09/14/202 | 104,324 | $106,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 120,000 | $105,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 150,170 | $105,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 33,193 | $104,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 30,365 | $104,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,176 | $104,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 100,000 | $104,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 23,487 | $104,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 10,542 | $104,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753111 | *W EXP 99/99/999 | 130,236 | $104,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 12,300 | $103,000 | thousands by filing date | put |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 12,800 | $103,000 | thousands by filing date | call |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 12,234 | $103,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 105,000 | $103,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 90,000 | $103,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 100,707 | $103,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 24,600 | $103,000 | thousands by filing date | call |
| EVOGENE LTD | M4119S104 | SHS | 20,400 | $103,000 | thousands by filing date | call |
| FALCON CAPITAL ACQUISITN COR | 30606L116 | *W EXP 08/20/202 | 66,642 | $103,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 18,900 | $102,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,149 | $102,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 10,724 | $102,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 10,000 | $102,000 | thousands by filing date | call |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 200,000 | $102,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 10,008 | $101,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 16,734 | $101,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 55,948 | $101,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 91,580 | $101,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642116 | *W EXP 08/10/202 | 63,893 | $101,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 33,916 | $100,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 25,448 | $100,000 | thousands by filing date | |
| RODGERS SILICON VALLEY AQ CO | 774873111 | W EXP 11/30/202 | 25,237 | $100,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 13,708 | $99,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 55,361 | $99,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 85,869 | $98,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 127,154 | $98,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 11,538 | $97,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 18,315 | $97,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 69,640 | $97,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 87,879 | $97,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 26,800 | $96,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 21,500 | $96,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 10,134 | $96,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 11,200 | $96,000 | thousands by filing date | call |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 28,078 | $96,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,000 | $95,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 13,000 | $95,000 | thousands by filing date | call |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 166,600 | $95,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 39,392 | $95,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 69,379 | $94,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 12,300 | $93,000 | thousands by filing date | call |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 16,662 | $93,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 12,865 | $92,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 45,273 | $92,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 12,945 | $91,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 10,835 | $91,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 17,110 | $91,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 21,000 | $90,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 21,799 | $90,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 39,500 | $90,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 19,400 | $88,000 | thousands by filing date | put |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 150,454 | $88,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 25,751 | $88,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 13,600 | $88,000 | thousands by filing date | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 10,000 | $87,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176109 | COM | 21,500 | $87,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 12,227 | $87,000 | thousands by filing date | |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 69,213 | $87,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 83,200 | $87,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 16,863 | $86,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 16,200 | $86,000 | thousands by filing date | call |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 12,895 | $86,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 19,100 | $85,000 | thousands by filing date | put |
| INPIXON | 45790J800 | COM | 70,761 | $85,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,426 | $84,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 13,234 | $84,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 102,036 | $84,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 14,996 | $83,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 10,200 | $83,000 | thousands by filing date | call |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 92,518 | $83,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 11,675 | $83,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 35,745 | $82,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 14,468 | $82,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895118 | *W EXP 12/10/202 | 38,100 | $82,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,238 | $81,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 14,749 | $81,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 18,951 | $81,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 12,400 | $80,000 | thousands by filing date | put |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 150,000 | $80,000 | thousands by filing date | |
| LFTRW US 23 Oct 25 C11.5 | 52470X117 | *W EXP 10/23/202 | 68,488 | $80,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 71,712 | $79,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 34,221 | $79,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 13,189 | $79,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 100,090 | $79,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 10,934 | $79,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 86,393 | $79,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 32,302 | $79,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W110 | *W EXP 11/30/202 | 67,346 | $79,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 10,383 | $78,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748114 | *W EXP 09/15/202 | 85,387 | $78,000 | thousands by filing date | |
| RICE ACQUISITION CORP | 762594117 | *W EXP 10/26/202 | 52,816 | $78,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 47,061 | $78,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 16,400 | $77,000 | thousands by filing date | call |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 100,000 | $77,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 23,140 | $77,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155117 | *W EXP 07/28/202 | 76,156 | $77,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 22,279 | $76,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 72,963 | $76,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179115 | COM | 50,918 | $76,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L113 | W EXP 09/30/202 | 23,342 | $76,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 13,400 | $75,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 55,232 | $75,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 100,123 | $75,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 112,002 | $75,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553116 | *W EXP 99/99/999 | 62,700 | $75,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 13,035 | $74,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 11,100 | $74,000 | thousands by filing date | call |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 10,049 | $74,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 37,486 | $74,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 17,206 | $74,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 47,768 | $74,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 55,334 | $74,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 50,997 | $74,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 32,591 | $73,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 32,559 | $73,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 12,338 | $73,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P106 | WTS | 54,215 | $73,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T112 | *W EXP 09/30/202 | 34,872 | $73,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 16,368 | $72,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G0370L116 | W EXP 12/1/202 | 23,069 | $72,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H114 | *W EXP 10/26/202 | 75,304 | $72,000 | thousands by filing date | |
| REVOLUTION ACCELERTN | 76156P114 | *W EXP 12/01/202 | 36,386 | $72,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,513 | $71,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 10,000 | $71,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 122,889 | $71,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 16,365 | $71,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 125,000 | $71,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 56,407 | $71,000 | thousands by filing date | |
| GRINDR INC | G88672111 | EQUITY WRT | 54,305 | $71,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 26,419 | $70,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 116,600 | $70,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 12,700 | $70,000 | thousands by filing date | call |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 46,498 | $70,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 15,204 | $70,000 | thousands by filing date | |
| QELL- A SHRS | G7307X113 | EQUITY WRT | 40,773 | $70,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 13,360 | $69,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 12,183 | $69,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 100,000 | $69,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 12,900 | $68,000 | thousands by filing date | call |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 24,249 | $68,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 26,987 | $68,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 62,616 | $68,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F118 | *W EXP 99/99/999 | 50,493 | $68,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 11,100 | $67,000 | thousands by filing date | put |
| GTT COMMUNICATIONS INC | 362393100 | COM | 36,700 | $67,000 | thousands by filing date | call |
| JAGUAR HEALTH INC | 47010C409 | COM | 37,300 | $67,000 | thousands by filing date | call |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 12,811 | $66,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 91,711 | $66,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 13,857 | $65,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 51,770 | $65,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 100,000 | $64,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 13,919 | $64,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 22,200 | $63,000 | thousands by filing date | call |
| YUNJI INC | 98873N107 | ADS RP CL A | 29,390 | $63,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 19,910 | $63,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 100,000 | $63,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847115 | *W EXP 09/16/202 | 40,000 | $63,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 14,199 | $62,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 13,399 | $62,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 75,100 | $62,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 15,744 | $62,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 42,962 | $62,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 20,139 | $61,000 | thousands by filing date | |
| UNIVERSE PHARMACEUTICALS INC | G9442G104 | SHS | 15,193 | $61,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 22,765 | $60,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 68,364 | $60,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 100,617 | $60,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 11,281 | $60,000 | thousands by filing date | |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 11,012 | $60,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 100,000 | $60,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 20,800 | $59,000 | thousands by filing date | call |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 82,446 | $59,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 53,224 | $59,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,825 | $58,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 11,042 | $58,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 14,323 | $58,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 11,529 | $58,000 | thousands by filing date | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 11,619 | $58,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K113 | *W EXP 10/21/202 | 62,689 | $58,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 35,474 | $57,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 24,741 | $57,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 31,962 | $57,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 40,001 | $56,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 21,964 | $55,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 24,768 | $55,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245125 | *W EXP 05/27/202 | 25,000 | $55,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 51,700 | $54,000 | thousands by filing date | put |
| IBIO INC | 451033203 | COM NEW | 35,200 | $54,000 | thousands by filing date | put |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 50,347 | $54,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,007 | $53,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 26,520 | $53,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 11,700 | $53,000 | thousands by filing date | put |
| VIVEVE MED INC | 92852W501 | COM | 17,249 | $53,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 41,000 | $53,000 | thousands by filing date | put |
| QUOTIENT LTD | G73268107 | SHS | 14,573 | $53,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R110 | *W EXP 12/31/202 | 19,627 | $53,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 12,278 | $52,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 14,530 | $52,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 13,328 | $52,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 11,244 | $52,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 100,006 | $52,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 11,410 | $52,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 17,809 | $51,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 65,971 | $51,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 16,338 | $51,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 15,580 | $51,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F111 | *W EXP 04/21/202 | 31,757 | $51,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,700 | $50,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,447 | $50,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 14,529 | $50,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 28,168 | $50,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 50,000 | $50,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 100,000 | $50,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 35,965 | $50,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 34,676 | $50,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 12,839 | $49,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 12,392 | $49,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 25,000 | $49,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L113 | *W EXP 10/30/202 | 60,045 | $49,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 13,087 | $48,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 19,975 | $48,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 29,002 | $48,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,173 | $47,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 11,500 | $47,000 | thousands by filing date | call |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 75,200 | $47,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 44,679 | $46,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 66,600 | $46,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 51,099 | $46,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 50,062 | $45,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 75,000 | $45,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,949 | $44,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 10,200 | $44,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 15,088 | $44,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 15,682 | $44,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 40,000 | $44,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 75,000 | $44,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 29,060 | $44,000 | thousands by filing date | |
| TREPONT ACQUISITION COR-CW26 | G9095M127 | *W EXP 11/24/202 | 59,708 | $43,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CO | 11374E112 | *W EXP 08/31/202 | 25,154 | $43,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE | 833636111 | RIGHT 04/19/2021 | 13,369 | $42,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 10,115 | $42,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 19,925 | $42,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 39,337 | $42,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 66,600 | $42,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690124 | *W EXP 12/02/202 | 33,644 | $42,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 20,978 | $42,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 19,824 | $41,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 22,612 | $40,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 15,647 | $40,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 66,700 | $40,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554128 | W EXP 06/14/202 | 12,227 | $40,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 66,600 | $40,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 11,124 | $39,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 11,782 | $39,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 62,500 | $39,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 17,304 | $39,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 50,103 | $38,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 15,422 | $38,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 12,473 | $37,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 29,542 | $37,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 11,175 | $37,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 12,464 | $37,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 14,670 | $36,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,991 | $36,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 18,700 | $36,000 | thousands by filing date | call |
| WAITR HLDGS INC | 930752100 | COM | 12,276 | $36,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 20,827 | $36,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 10,908 | $35,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 11,543 | $35,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 20,387 | $35,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,089 | $35,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 75,350 | $35,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 75,000 | $35,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 32,850 | $35,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M115 | *W EXP 10/02/202 | 33,333 | $35,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 17,250 | $35,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 20,881 | $34,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 33,591 | $34,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 21,108 | $34,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 13,143 | $33,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 10,900 | $33,000 | thousands by filing date | put |
| SPAR GROUP INC | 784933103 | COM | 19,389 | $33,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 31,440 | $33,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 13,747 | $33,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 26,429 | $33,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 26,600 | $33,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 18,044 | $33,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 50,694 | $33,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 10,761 | $32,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817112 | *W EXP 12/31/202 | 33,857 | $32,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M118 | *W EXP 12/10/202 | 30,988 | $32,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 12,160 | $31,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 11,318 | $31,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 19,100 | $31,000 | thousands by filing date | put |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 33,055 | $31,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 62,500 | $31,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 16,287 | $31,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B113 | WTS | 10,415 | $31,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 10,289 | $31,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 33,015 | $30,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 50,000 | $30,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 100,357 | $30,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 11,955 | $30,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 11,023 | $30,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 35,083 | $29,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 16,000 | $29,000 | thousands by filing date | put |
| TURMERIC ACQUISITION CORP | G9127T124 | WTS | 28,517 | $29,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 51,822 | $28,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 11,415 | $28,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 33,685 | $28,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 50,517 | $28,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421110 | *W EXP 05/25/202 | 54,677 | $28,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070111 | W EXP 10/01/202 | 18,330 | $28,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 37,712 | $27,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 19,243 | $27,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 15,420 | $26,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 10,665 | $26,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 17,312 | $26,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 33,800 | $25,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 18,041 | $25,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 23,595 | $25,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 34,356 | $25,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702117 | *W EXP 05/23/202 | 38,000 | $25,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP IV | 31810N112 | *W EXP 12/31/202 | 17,264 | $25,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 30,750 | $24,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 46,008 | $24,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 13,829 | $24,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 12,631 | $23,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 12,500 | $23,000 | thousands by filing date | put |
| NXT-ID INC | 67091J206 | COM NEW | 15,762 | $23,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 14,143 | $23,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 18,492 | $23,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D116 | *W EXP 09/30/202 | 16,438 | $23,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 23,219 | $23,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H114 | *W EXP 01/05/202 | 25,000 | $23,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 31,676 | $22,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 21,200 | $22,000 | thousands by filing date | call |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 20,962 | $22,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 36,867 | $22,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 14,178 | $22,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 47,681 | $22,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 25,320 | $22,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 37,550 | $21,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 33,300 | $21,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 21,335 | $21,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F117 | *W EXP 01/21/202 | 35,000 | $21,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 16,744 | $20,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 33,300 | $20,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 26,170 | $20,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 18,600 | $20,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 13,280 | $20,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 15,581 | $20,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 13,064 | $19,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 19,057 | $19,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 28,541 | $19,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 17,495 | $19,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 23,940 | $18,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 10,330 | $18,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 15,430 | $18,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302118 | *W EXP 08/18/202 | 11,082 | $18,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 23,523 | $18,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 14,960 | $17,000 | thousands by filing date | |
| CARLOTZ INC | 142552116 | *W EXP 02/26/202 | 10,645 | $17,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 13,611 | $16,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 14,160 | $16,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 19,880 | $16,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,600 | $16,000 | thousands by filing date | put |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 25,000 | $16,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 12,899 | $16,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T118 | *W EXP 01/01/203 | 26,294 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-21-000015 | this filing | 2021-05-18 | acceptance time not in the bulk data set |